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person · Reporting owner

Aquino Peter D.

Disclosed activity across 9 companies

Tapewire entity
67021
SEC CIK
0001259746

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEXTNAV INC.NN · Entity 2565DirectorMarch 29, 2024March 29, 2024
SEACHANGE INTERNATIONAL INCSEAC · Entity 109346Director · C.E.O. & Chairman of the BoardApril 06, 2023April 07, 2023
Spartacus Acquisition CorpTMTS · Entity 134119Director · CEO and ChairmanOctober 26, 2021October 28, 2021
Spartacus Acquisition Corp. IITMTSU · Entity 5928DirectorFebruary 10, 2026February 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEXTNAV INC.

Report date March 29, 2024 · Filed March 29, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect328,208 Reported balance After 2024-03-29 transaction · row 1
1 source row

Row 1 · 2024-03-29 · Grant · Acquired 2,725 · Balance 328,208

F1: Represents a grant of unrestricted shares.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of unrestricted shares.

SEACHANGE INTERNATIONAL INC

Report date April 06, 2023 · Filed April 07, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,481,937 Reported balance After 2023-04-06 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-04-06 · Grant · Acquired 27,660 · Balance 1,481,937

F1: Represents restricted stock units ("RSUs") issued pursuant to SeaChange International Inc.'s (the "Company") Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the RSU award will vest in three equal installments on each of April 6, 2023, April 6, 2024 and April 6, 2025. In the event of a change in control of the Company, these RSUs shall vest in their entirety immediately before the change in control of the Company.

F2: 12,500 performance stock units previously reported did not vest and were forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") issued pursuant to SeaChange International Inc.'s (the "Company") Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the RSU award will vest in three equal installments on each of April 6, 2023, April 6, 2024 and April 6, 2025. In the event of a change in control of the Company, these RSUs shall vest in their entirety immediately before the change in control of the Company.

F2: 12,500 performance stock units previously reported did not vest and were forfeited.

Spartacus Acquisition Corp

Report date October 26, 2021 · Filed October 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct324,074 Reported balance After 2021-10-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-10-26 · Other · Acquired 324,074 · Balance 324,074

F1: Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.

F2: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.

F3: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.

F2: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.

F3: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.

Spartacus Acquisition Corp. II

Report date February 10, 2026 · Filed February 10, 2026

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ALASKA COMMUNICATIONS SYSTEMS GROUP INC

Report date July 22, 2021 · Filed July 23, 2021

Section 16 reporting ended · disclosed 2021-07-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $.01SEC Table I · non-derivativeDirect0 Reported balance After 2021-07-22 transaction · row 1
1 source row

Row 1 · 2021-07-22 · Disposition to issuer · Disposed 34,011 · Balance 0

F1: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration").

Restricted stock unitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-07-22 · Disposition to issuer · Disposed 0 · Balance 0

F2: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40.

Performance stock unitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-07-22 · Disposition to issuer · Disposed 0 · Balance 0

F3: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause.

Common stock unitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-07-22 · Disposition to issuer · Disposed 0 · Balance 0

F4: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40.

Filing footnotes · ownership attribution and instrument terms

F1: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration").

F2: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40.

F3: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause.

F4: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40.

FAIRPOINT COMMUNICATIONS INC

Report date July 03, 2017 · Filed July 06, 2017

Section 16 reporting ended · disclosed 2017-07-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2017-07-03 transaction · row 1
1 source row

Row 1 · 2017-07-03 · Disposition to issuer · Disposed 27,110 · Balance 0

F1: Disposed of pursuant to an agreement and plan of merger among FairPoint Communications, Inc., Consolidated Communications Holdings, Inc. ("Consolidated") and Falcon Merger Sub, Inc. in exchange for 19,790 shares of Consolidated common stock having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.60 · Expires 2024-05-12Direct0 Reported balance After 2017-07-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-07-03 · Disposition to issuer · Disposed 4,268 · Balance 0

F2: This option, which provided for vesting in of all these options on May 12, 2015, was automatically canceled in exchange for the right to receive 412 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.73 · Expires 2025-01-22Direct0 Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-03 · Disposition to issuer · Disposed 5,549 · Balance 0

F3: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.61 · Expires 2026-01-22Direct0 Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-03 · Disposition to issuer · Disposed 6,025 · Balance 0

F4: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to an agreement and plan of merger among FairPoint Communications, Inc., Consolidated Communications Holdings, Inc. ("Consolidated") and Falcon Merger Sub, Inc. in exchange for 19,790 shares of Consolidated common stock having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F2: This option, which provided for vesting in of all these options on May 12, 2015, was automatically canceled in exchange for the right to receive 412 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F3: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F4: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

Internap Corp

Report date May 08, 2020 · Filed May 08, 2020

Section 16 reporting ended · disclosed 2020-05-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-08 · Other · Disposed 576,195 · Balance 0

F1: As previously disclosed, on March 16, 2020, Internap Corporation (the "Company") and certain subsidiaries (the "Debtors") filed voluntary petitions for relief (collectively, the "Chapter 11 Cases") under Title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York, White Plains Division (the "Bankruptcy Court"). On May 5, 2020, the Bankruptcy Court entered an order, which approved and confirmed the Debtors' First Amended Joint Prepackaged Chapter 11 Plan (the "Plan"). On May 8, 2020 (the "Effective Date"), the Debtors satisfied the conditions to effectiveness of the Plan and emerged from their Chapter 11 Cases.

F2: Pursuant to the terms of the respective equity award agreements, immediately prior to the Effective Date, the restrictions on all outstanding restricted stock lapsed and all outstanding restricted stock units vested and shares of the Company's common stock, par value $0.001 per share (the "Common Stock") were issued in accordance with such equity award agreements.

F3: In connection with the effectiveness of the Plan, all previously issued and outstanding Common Stock was canceled and extinguished.

Common StockSEC Table I · non-derivativeIndirectBy trust0 Reported balance After 2020-05-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-05-08 · Other · Disposed 50,000 · Balance 0

F1: As previously disclosed, on March 16, 2020, Internap Corporation (the "Company") and certain subsidiaries (the "Debtors") filed voluntary petitions for relief (collectively, the "Chapter 11 Cases") under Title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York, White Plains Division (the "Bankruptcy Court"). On May 5, 2020, the Bankruptcy Court entered an order, which approved and confirmed the Debtors' First Amended Joint Prepackaged Chapter 11 Plan (the "Plan"). On May 8, 2020 (the "Effective Date"), the Debtors satisfied the conditions to effectiveness of the Plan and emerged from their Chapter 11 Cases.

F2: Pursuant to the terms of the respective equity award agreements, immediately prior to the Effective Date, the restrictions on all outstanding restricted stock lapsed and all outstanding restricted stock units vested and shares of the Company's common stock, par value $0.001 per share (the "Common Stock") were issued in accordance with such equity award agreements.

F3: In connection with the effectiveness of the Plan, all previously issued and outstanding Common Stock was canceled and extinguished.

Filing footnotes · ownership attribution and instrument terms

F1: As previously disclosed, on March 16, 2020, Internap Corporation (the "Company") and certain subsidiaries (the "Debtors") filed voluntary petitions for relief (collectively, the "Chapter 11 Cases") under Title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York, White Plains Division (the "Bankruptcy Court"). On May 5, 2020, the Bankruptcy Court entered an order, which approved and confirmed the Debtors' First Amended Joint Prepackaged Chapter 11 Plan (the "Plan"). On May 8, 2020 (the "Effective Date"), the Debtors satisfied the conditions to effectiveness of the Plan and emerged from their Chapter 11 Cases.

F2: Pursuant to the terms of the respective equity award agreements, immediately prior to the Effective Date, the restrictions on all outstanding restricted stock lapsed and all outstanding restricted stock units vested and shares of the Company's common stock, par value $0.001 per share (the "Common Stock") were issued in accordance with such equity award agreements.

F3: In connection with the effectiveness of the Plan, all previously issued and outstanding Common Stock was canceled and extinguished.

Lumos Networks Corp.

Report date November 17, 2017 · Filed November 17, 2017

Section 16 reporting ended · disclosed 2017-11-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.01 Per ShareSEC Table I · non-derivativeDirect0 Reported balance After 2017-11-17 transaction · row 1
1 source row

Row 1 · 2017-11-17 · Disposition to issuer · Disposed 13,941 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Lumos Networks Corp., a Delaware corporation (the "Company"), MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e).

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Lumos Networks Corp., a Delaware corporation (the "Company"), MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e).

TIVO INC

Report date September 07, 2016 · Filed September 08, 2016

Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-09-07 transaction · row 1
1 source row

Row 1 · 2016-09-07 · Disposition to issuer · Disposed 80,853 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration").

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.09 · Expires 2018-08-03Direct0 Reported balance After 2016-09-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-09-07 · Disposition to issuer · Disposed 10,685 · Balance 0

F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).

F2: Stock option vested and became exercisable 100% on the first anniversary of the grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2017-09-22Direct0 Reported balance After 2016-09-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-09-07 · Disposition to issuer · Disposed 25,000 · Balance 0

F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).

F4: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration").

F2: Stock option vested and became exercisable 100% on the first anniversary of the grant date.

F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).

F4: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2024 Filed Mar 29, 2024 21:30 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 2,725 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-028091 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,208

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:00 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 3,320 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-099865 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,483

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:01 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 2,695 $0.00 $0.00
Disclosure

SEC source: 0001013762-23-000428 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,163

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:01 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 4,784 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-054747 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,468

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:20 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 66,703 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-043532 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,684

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:48 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 27,660 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023816 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · C.E.O. & Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,481,937

F1 · shares: Represents restricted stock units ("RSUs") issued pursuant to SeaChange International Inc.'s (the "Company") Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the RSU award will vest in three equal installments on each of April 6, 2023, April 6, 2024 and April 6, 2025. In the event of a change in control of the Company, these RSUs shall vest in their entirety immediately before the change in control of the Company.

F2 · balance_after: 12,500 performance stock units previously reported did not vest and were forfeited.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:17 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 3,146 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-026298 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,981

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:40 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 2,368 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-083587 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,835

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 18:17 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051943 · doc4.xml · nonDerivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director · C.E.O. & Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466,777

F2 · shares: Represents performance-based restricted stock units ("PSUs") issued pursuant to SeaChange International Inc.'s Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the performance-based RSU award will vest: one quarter of the PSUs shall vest on March 29, 2023, and the remaining three quarters shall vest on the attainment of a closing price of $2.50 that must be held for twenty (20) consecutive trading days within the 3 years from September 29, 2022. In the event of a Change in Control of the Company, unearned PSUs shall vest immediately prior to the Change in Control for those PSUs that would have vested on a time-based 3 year annual vesting schedule prior to the Change in Control.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 18:17 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-051943 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · C.E.O. & Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116,777

F1 · shares: Represents restricted stock units ("RSUs") issued pursuant to SeaChange International Inc.'s Amended and Restated 2021 Compensation and Incentive Plan. The shares subject to the RSU award will vest in four equal installments on each of March 29, 2023, September 29, 2023, September 29, 2024 and September 29, 2025. In the event of a Change in Control of the Company, these RSUs shall vest in their entirety immediately prior to the Change in Control of the Company.

Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:06 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 41,170 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-034668 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,467

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023.

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June 16, 2022 Filed Jun 21, 2022 17:09 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 PurchaseCommon Stock 189,000 $0.53 $100,170.00
Disclosure

SEC source: 0001209191-22-038466 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President and C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,777

F1 · price: $0.53 is the weighted average share price for the purchase of these shares. The actual prices of the shares purchased ranged from $0.49 to $0.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

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March 29, 2022 Filed Mar 31, 2022 17:44 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 SaleCommon Stock 9,723 $1.21 $11,764.83
Disclosure

SEC source: 0001209191-22-021826 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President and C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,777

F1 · shares: Represents the disposition of shares that were sold by SeaChange International, Inc. to pay the withholding taxes due upon the vesting of 25,000 performance based restricted stock units.

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February 14, 2022 Filed Apr 11, 2022 20:04 UTC NEXTNAV INC. NN · Entity 2565 OtherCommon Stock 185,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-010033 · form4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,297

F1 · kind: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration.

F1 · price: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration.

F2 · balance_after: Includes 16,112 restricted shares (the ???Restricted Shares???). Subject to the Reporting Person???s continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on the one year anniversary of October 29, 2021.

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December 27, 2021 Filed Dec 29, 2021 21:50 UTC NEXTNAV INC. NN · Entity 2565 GrantCommon Stock 16,112 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-067955 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,112

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on the one year anniversary of October 29, 2021.

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October 26, 2021 Filed Oct 28, 2021 21:51 UTC Spartacus Acquisition Corp TMTS · Entity 134119 OtherWarrants · Derivative 324,074 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001213900-21-055227 · ownership.xml · derivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,074

Underlying: Class A Comon Stock · 324,074 shares

Expires not disclosed

F1 · kind: Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.

F1 · price: Represents a transfer of warrants to the reporting person as a member of Spartacus Sponsor LLC ("Sponsor") in exchange for a cancellation of the reporting person's corresponding interest in Sponsor.

F2 · derivative.exercise_date: The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.

F3 · derivative.expiration_date: The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding Class A common shares or the issuer's liquidation.

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September 27, 2021 Filed Sep 29, 2021 16:41 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058065 · doc4.xml · nonDerivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director · President and C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

F2 · shares: Represents performance-based restricted stock units (RSUs) issued pursuant to SeaChange International Inc.'s 2021 Compensation and Incentive Plan. The shares subject to the performance-based RSU award will vest in 12 equal quarterly installments on beginning on December 27, 2021 and ending on September 27, 2024, based on SeaChange's attainment of certain financial metrics.

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September 27, 2021 Filed Sep 29, 2021 16:41 UTC SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058065 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President and C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Represents restricted stock units (RSUs) issued pursuant to SeaChange International Inc.'s 2021 Compensation and Incentive Plan. The shares subject to the RSU award will vest in three equal installments on each of September 27, 2022, September 27, 2023 and September 27, 2024.

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July 22, 2021 Filed Jul 23, 2021 19:37 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 Disposition to issuerCommon stock units · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048090 · doc4.xml · derivative · entry 4

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 0 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40.

F4 · price: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40.

F4 · derivative.exercise_date: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40.

F4 · derivative.expiration_date: Pursuant to the Agreement, each CSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such CSU multiplied by (ii) $3.40.

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July 22, 2021 Filed Jul 23, 2021 19:37 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 Disposition to issuerPerformance stock units · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048090 · doc4.xml · derivative · entry 3

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 0 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause.

F3 · price: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause.

F3 · derivative.exercise_date: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause.

F3 · derivative.expiration_date: Pursuant to the APM, each PSU outstanding immediately prior to the Effective Time was cancelled in exchange for the contingent right to cash equal to (i) the number of shares of common stock subject to such PSU based on attainment of the performance criteria discussed below multiplied by (ii) $3.40. PSUs subject to vesting based on stock price were certified by the Issuers Compensation Committee as met at $3.25 per share, resulting in 1/3 of PSUs becoming vested and payable and 2/3 of PSUs being forfeited. PSUs subject to vesting based on free cash flow ("FCPSUs"), were certified by such Committee as met at maximum levels (paid out at 150% of target for 2019 and 125% of target for 2020). Payment for FCPSUs remains contingent on time-based vesting conditions to be made at the earliest of (a) the current vesting date, subject to the continued employment through such date, (b) the anniversary of the Effective Time and (c) the date when the employment is terminated without cause.

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July 22, 2021 Filed Jul 23, 2021 19:37 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 Disposition to issuerRestricted stock units · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048090 · doc4.xml · derivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40.

F2 · price: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40.

F2 · derivative.exercise_date: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40.

F2 · derivative.expiration_date: Pursuant to the Agreement, each Issuer RSU outstanding immediately prior to the Effective Time was cancelled in exchange for cash equal to (i) the number of shares of Issuer common stock subject to such RSU multiplied by (ii) $3.40.

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July 22, 2021 Filed Jul 23, 2021 19:37 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 Disposition to issuerCommon stock, par value $.01 34,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048090 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration").

F1 · price: On July 22, 2021, the Issuer was acquired by Alaska Management, Inc. ("Parent") pursuant to the Agreement and Plan of Merger (the "Agreement"), dated as of December 31, 2020, by and among Issuer, Parent and Project 8 MergerSub, Inc. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each outstanding share of Issuer common stock (subject to limited exceptions) converted into the right to receive $3.40 in cash, without interest (the "Merger Consideration").

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June 16, 2021 Filed Jun 17, 2021 19:32 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 GrantCommon Stock, par value $.01 19,011 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041720 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,011

F1 · price: Common stock awarded for services provided as a Director under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan.

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June 16, 2020 Filed Jun 18, 2020 21:28 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 GrantRestricted Stock Units · Derivative 19,011 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037741 · doc4.xml · derivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,011

Underlying: Common Stock · 19,011 shares

Expires 2030-06-16

F1 · derivative.exercise_price: Restricted stock unit award under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan

F2 · derivative.exercise_date: Amount represents restricted stock units granted under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan which will vest in one annual installment beginning on the first company business day on or after June 16, 2021, subject to continued service.

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May 08, 2020 Filed May 8, 2020 16:40 UTC Internap Corp INAPQ · Entity 149167 OtherCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-007234 · wf-form4_158897041106866.xml · nonDerivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F1 · security: As previously disclosed, on March 16, 2020, Internap Corporation (the "Company") and certain subsidiaries (the "Debtors") filed voluntary petitions for relief (collectively, the "Chapter 11 Cases") under Title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York, White Plains Division (the "Bankruptcy Court"). On May 5, 2020, the Bankruptcy Court entered an order, which approved and confirmed the Debtors' First Amended Joint Prepackaged Chapter 11 Plan (the "Plan"). On May 8, 2020 (the "Effective Date"), the Debtors satisfied the conditions to effectiveness of the Plan and emerged from their Chapter 11 Cases.

F2 · security: Pursuant to the terms of the respective equity award agreements, immediately prior to the Effective Date, the restrictions on all outstanding restricted stock lapsed and all outstanding restricted stock units vested and shares of the Company's common stock, par value $0.001 per share (the "Common Stock") were issued in accordance with such equity award agreements.

F3 · security: In connection with the effectiveness of the Plan, all previously issued and outstanding Common Stock was canceled and extinguished.

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May 08, 2020 Filed May 8, 2020 16:40 UTC Internap Corp INAPQ · Entity 149167 OtherCommon Stock 576,195 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-007234 · wf-form4_158897041106866.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: As previously disclosed, on March 16, 2020, Internap Corporation (the "Company") and certain subsidiaries (the "Debtors") filed voluntary petitions for relief (collectively, the "Chapter 11 Cases") under Title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York, White Plains Division (the "Bankruptcy Court"). On May 5, 2020, the Bankruptcy Court entered an order, which approved and confirmed the Debtors' First Amended Joint Prepackaged Chapter 11 Plan (the "Plan"). On May 8, 2020 (the "Effective Date"), the Debtors satisfied the conditions to effectiveness of the Plan and emerged from their Chapter 11 Cases.

F2 · security: Pursuant to the terms of the respective equity award agreements, immediately prior to the Effective Date, the restrictions on all outstanding restricted stock lapsed and all outstanding restricted stock units vested and shares of the Company's common stock, par value $0.001 per share (the "Common Stock") were issued in accordance with such equity award agreements.

F3 · security: In connection with the effectiveness of the Plan, all previously issued and outstanding Common Stock was canceled and extinguished.

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March 31, 2020 Filed Apr 2, 2020 18:42 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 GrantCommon Stock, par value $.01 7,184 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022799 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,184

F1 · price: Common stock awarded for services provided as a Director under the Alaska Communications Systems Group, Inc. 2011 Incentive Award Plan.

Read SEC document
March 31, 2020 Filed Apr 16, 2020 19:08 UTC Amendment ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 GrantCommon Stock, par value $.01 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024684 · doc4a.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Shares originally awarded on 03/31/2020 were reversed and the Director chose to receive cash instead of shares.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 16:25 UTC Internap Corp INAP · Entity 149167 Tax withholdingCommon Stock 28,312 $0.12 $3,397.44
Disclosure

SEC source: 0001628280-20-003999 · wf-form4_158508151396927.xml · nonDerivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,195

F2 · security: Shares of common stock withheld by Issuer to satisfy minimum statutory tax obligations on vesting of restricted stock.

Read SEC document
March 21, 2020 Filed Mar 24, 2020 16:25 UTC Internap Corp INAP · Entity 149167 Disposition to issuerCommon Stock 168,519 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-003999 · wf-form4_158508151396927.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,507

F1 · security: Since the 2019 financial performance targets were not achieved by the Issuer, the performance awards were forfeited.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:07 UTC Internap Corp INAP · Entity 149167 Tax withholdingCommon Stock 26,558 $0.11 $2,921.38
Disclosure

SEC source: 0001628280-20-003927 · wf-form4_158499400363438.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,026

F1 · security: Shares of common stock withheld by Issuer to satisfy minimum statutory tax obligations on vesting of restricted stock.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 19:18 UTC ALASKA COMMUNICATIONS SYSTEMS GROUP INC ALSK · Entity 137068 PurchaseCommon Stock 15,000 $1.73 $25,932.00
Disclosure

SEC source: 0001209191-19-059768 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: Reflects weighted average purchase price. The range of prices for such transaction is $1.72 to $1.73. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 16:13 UTC Internap Corp INAP · Entity 149167 Disposition to issuerCommon Stock 183,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011880 · wf-form4_156926958585244.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,584

F1 · security: Since the target common stock price of performance awards was not achieved by September 19, 2019, the performance awards were forfeited.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 16:35 UTC Internap Corp INAP · Entity 149167 GrantCommon Stock 337,038 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-003331 · wf-form4_155354611863191.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,334

F1 · security: Of the total grant, one-half of the shares of restricted stock are subject to time-based vesting (in three year annual increments), and one-half of the shares of restricted stock are subject to performance-based vesting based on the Registrant achieving specific financial performance targets. The performance-based shares will vest in three year annual increments subject to achievement of the performance targets. Vesting of the shares of restricted stock is conditioned upon continued employment with the Registrant, and is subject to acceleration upon certain events.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 08, 2018 Filed Nov 8, 2018 16:22 UTC Internap Corp INAP · Entity 149167 PurchaseCommon Stock 8,500 $7.15 $60,775.00
Disclosure

SEC source: 0001628280-18-013996 · wf-form4_154171213899186.xml · nonDerivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,296

F2 · security: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 16:22 UTC Internap Corp INAP · Entity 149167 PurchaseCommon Stock 16,500 $7.02 $115,830.00
Disclosure

SEC source: 0001628280-18-013996 · wf-form4_154171213899186.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,796

F1 · security: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.77 to $7.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.

Read SEC document
June 13, 2018 Filed Jun 14, 2018 16:37 UTC Internap Corp INAP · Entity 149167 PurchaseCommon Stock 4,470 $11.16 $49,885.20
Disclosure

SEC source: 0001628280-18-007880 · wf-form4_152900865396113.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,296

Read SEC document
March 19, 2018 Filed Mar 21, 2018 16:23 UTC Internap Corp INAP · Entity 149167 GrantCommon Stock 158,076 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-003436 · wf-form4_152166379864727.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,826

F1 · security: Of the total grant, one-half of the shares of restricted stock are subject to time-based vesting (in three year annual increments), and one-half of the shares of restricted stock are subject to performance-based vesting based on the Registrant achieving specific financial performance targets. The performance-based shares will vest in three year annual increments subject to achievement of the performance targets. Vesting of the shares of restricted stock is conditioned upon continued employment with the Registrant, and is subject to acceleration upon certain events.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: On November 20, 2017, the Issuer effected a 1-for-4 reverse stock split of its Common Stock. The amount of securities reported as beneficially owned in this Form 4 has been adjusted to reflect the reverse stock split.

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November 17, 2017 Filed Nov 17, 2017 15:09 UTC Lumos Networks Corp. LMOS · Entity 171771 Disposition to issuerCommon Stock, Par Value $0.01 Per Share 13,941 $18.00 $250,938.00
Disclosure

SEC source: 0001127602-17-032563 · form4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Lumos Networks Corp., a Delaware corporation (the "Company"), MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e).

F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Lumos Networks Corp., a Delaware corporation (the "Company"), MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e).

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July 03, 2017 Filed Jul 6, 2017 15:33 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerStock Options · Derivative 6,025 Not disclosed Strike: $14.61 Not disclosed
Disclosure

SEC source: 0000895813-17-000039 · xf4_aquino-07062017.xml · derivative · entry 4

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,025 shares

Expires 2026-01-22

F4 · price: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F4 · derivative.exercise_date: This option, which provided for vesting in of all these options on January 23, 2017, was automatically canceled in exchange for the right to receive 299 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

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July 03, 2017 Filed Jul 6, 2017 15:33 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerStock Options · Derivative 5,549 Not disclosed Strike: $14.73 Not disclosed
Disclosure

SEC source: 0000895813-17-000039 · xf4_aquino-07062017.xml · derivative · entry 3

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,549 shares

Expires 2025-01-22

F3 · price: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F3 · derivative.exercise_date: This option, which provided for vesting in of all these options on January 22, 2016, was automatically canceled in exchange for the right to receive 243 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

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July 03, 2017 Filed Jul 6, 2017 15:33 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerStock Options · Derivative 4,268 Not disclosed Strike: $13.60 Not disclosed
Disclosure

SEC source: 0000895813-17-000039 · xf4_aquino-07062017.xml · derivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,268 shares

Expires 2024-05-12

F2 · price: This option, which provided for vesting in of all these options on May 12, 2015, was automatically canceled in exchange for the right to receive 412 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

F2 · derivative.exercise_date: This option, which provided for vesting in of all these options on May 12, 2015, was automatically canceled in exchange for the right to receive 412 shares (net of shares surrendered for the payment of taxes) of Consolidated common stock (after taking into account the exercise price) having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

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July 03, 2017 Filed Jul 6, 2017 15:33 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 Disposition to issuerCommon Stock, par value $0.01 per share 27,110 Not disclosed Not disclosed
Disclosure

SEC source: 0000895813-17-000039 · xf4_aquino-07062017.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to an agreement and plan of merger among FairPoint Communications, Inc., Consolidated Communications Holdings, Inc. ("Consolidated") and Falcon Merger Sub, Inc. in exchange for 19,790 shares of Consolidated common stock having a market value of $21.47 per share on the last complete trading day prior to the effective date of the merger.

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June 21, 2017 Filed Jun 23, 2017 09:15 UTC Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041515 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835,000

F1 · security: Received as a performance award. Of the total grant, 125,000 shares of restricted stock are subject to time-based vesting (in three year annual increments), 125,000 shares of restricted stock are subject to performance-based vesting based on Internap Corporation achieving specified stock price targets . Vesting of the shares of restricted stock is conditioned upon Mr. Aquino's continued employment with Internap Corporation, and is subject to acceleration upon certain events.

F1 · price: Received as a performance award. Of the total grant, 125,000 shares of restricted stock are subject to time-based vesting (in three year annual increments), 125,000 shares of restricted stock are subject to performance-based vesting based on Internap Corporation achieving specified stock price targets . Vesting of the shares of restricted stock is conditioned upon Mr. Aquino's continued employment with Internap Corporation, and is subject to acceleration upon certain events.

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January 23, 2017 Filed Jan 24, 2017 16:09 UTC FAIRPOINT COMMUNICATIONS INC FRP · Entity 174570 GrantCommon stock, par value $0.01 per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001062613-17-000017 · wf-form4_148529218288083.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,110

F1 · security: Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan on January 23, 2017. All of these restricted shares vest on January 23, 2018. No consideration was paid by the Reporting Person for these restricted shares.

F1 · shares: Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan on January 23, 2017. All of these restricted shares vest on January 23, 2018. No consideration was paid by the Reporting Person for these restricted shares.

F1 · price: Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan on January 23, 2017. All of these restricted shares vest on January 23, 2018. No consideration was paid by the Reporting Person for these restricted shares.

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January 03, 2017 Filed Jan 5, 2017 16:12 UTC Lumos Networks Corp. LMOS · Entity 171771 GrantCommon Stock, Par Value $0.01 Per Share 5,581 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001052 · form4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,941

F1 · shares: Restricted stock cliff vests on January 1, 2018

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September 19, 2016 Filed Sep 21, 2016 16:06 UTC Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 1,585,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142256 · doc4.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585,000

F1 · price: Received as a material inducement to enter into employment with Internap Corporation ("Internap") pursuant to the terms of a Restricted Stock Inducement Award Agreement between Internap and Peter D. Aquino. Of the total grant, 300,000 shares of restricted stock are subject to time-based vesting (in three year annual increments), 700,000 shares of restricted stock are subject to performance-based vesting based on Internap achieving specified stock price targets and the remaining 585,000 shares of restricted stock are subject to vesting based on both Internap achieving specified stock price targets and time-based vesting following Internap's achievement of those stock price targets. Vesting of the shares of restricted stock is conditioned upon Mr. Aquino's continued employment with Internap, and is subject to acceleration upon certain events.

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September 07, 2016 Filed Sep 8, 2016 20:19 UTC TIVO INC TIVO · Entity 182519 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 25,000 Not disclosed Strike: $9.65 Not disclosed
Disclosure

SEC source: 0001088825-16-000417 · edgardoc.xml · derivative · entry 3

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2017-09-22

F3 · price: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).

F4 · derivative.exercise_date: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date.

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September 07, 2016 Filed Sep 8, 2016 20:19 UTC TIVO INC TIVO · Entity 182519 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 10,685 Not disclosed Strike: $9.09 Not disclosed
Disclosure

SEC source: 0001088825-16-000417 · edgardoc.xml · derivative · entry 2

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,685 shares

Expires 2018-08-03

F3 · price: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).

F2 · derivative.exercise_date: Stock option vested and became exercisable 100% on the first anniversary of the grant date.

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September 07, 2016 Filed Sep 8, 2016 20:19 UTC TIVO INC TIVO · Entity 182519 Disposition to issuerCommon Stock 80,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001088825-16-000417 · edgardoc.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.