Tapewire

Nasdaq · USD

NN

NEXTNAV INC.

Export transactions ↓
Tapewire entity
2565
SEC CIK
0001865631
Parsed reports
285

Last 12 months

Inside the activity.

1 purchase rows · 35 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202504
Jan 202600
Feb 202600
Mar 2026013
Apr 202600
May 202600
Jun 202607
Jul 202600
Aug 202600
Sep 202608
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 5, 2023 20:01 UTC GrantCommon Stock 4,784 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-054747 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,468

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:01 UTC
Shams SammaadVP-Corporate Controller
SaleCommon Stock 120 $2.89 $346.80
Disclosure

SEC source: 0001213900-23-050952 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · VP-Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,333

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 24, 2023 Filed May 26, 2023 20:25 UTC
PARSONS GARYDirector
GrantCommon Stock 66,703 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-043535 · ownership.xml · nonDerivative · entry 1

PARSONS GARY · CIK 0001259114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400,894

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:26 UTC
SUBIN NEIL SDirector
GrantCommon Stock 66,703 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-043537 · ownership.xml · nonDerivative · entry 1

SUBIN NEIL S · CIK 0001201333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,146

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:23 UTC
Howe Alan BDirector
GrantCommon Stock 66,703 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-043534 · ownership.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,003

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:22 UTC GrantCommon Stock 66,703 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-043533 · ownership.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,370

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024.

Read SEC document
May 24, 2023 Filed May 26, 2023 20:20 UTC GrantCommon Stock 66,703 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-043532 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,684

F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024.

Read SEC document
May 19, 2023 Filed May 19, 2023 20:43 UTC
Shams SammaadVP-Corporate Controller
SaleCommon Stock 6,744 $2.25 $15,174.00
Disclosure

SEC source: 0001213900-23-041574 · ownership.xml · nonDerivative · entry 2

Shams Sammaad · CIK 0001881628 · VP-Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,453

F2 · shares: Sale of securities.

Read SEC document
May 18, 2023 Filed May 19, 2023 16:38 UTC
Raghupathy ArunSenior Vice President
SaleCommon Stock 40,529 $2.34 $94,837.86
Disclosure

SEC source: 0001213900-23-041566 · ownership.xml · nonDerivative · entry 2

Raghupathy Arun · CIK 0001879145 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,088,680

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

F2 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

Read SEC document
May 18, 2023 Filed May 19, 2023 16:39 UTC
Gates Christian D.Chief Financial Officer
SaleCommon Stock 24,000 $2.20 $52,800.00
Disclosure

SEC source: 0001213900-23-041568 · ownership.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 736,801

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 18, 2023 Filed May 19, 2023 20:41 UTC
Pattabiraman GaneshDirector · Chief Executive Officer
SaleCommon Stock 84,269 $2.20 $185,391.80
Disclosure

SEC source: 0001213900-23-041571 · ownership.xml · nonDerivative · entry 2

Pattabiraman Ganesh · CIK 0001876652 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935,854

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 18, 2023 Filed May 19, 2023 20:40 UTC
Lantz RobertGeneral Counsel
SaleCommon Stock 336 $2.27 $762.72
Disclosure

SEC source: 0001213900-23-041570 · ownership.xml · nonDerivative · entry 2

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,907

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

F2 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

Read SEC document
May 18, 2023 Filed May 19, 2023 20:39 UTC
Knutson David L.Senior Vice President
SaleCommon Stock 17,401 $2.35 $40,892.35
Disclosure

SEC source: 0001213900-23-041569 · ownership.xml · nonDerivative · entry 2

Knutson David L. · CIK 0001876663 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 708,417

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

F2 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:43 UTC
Shams SammaadVP-Corporate Controller
SaleCommon Stock 7,014 $2.46 $17,254.44
Disclosure

SEC source: 0001213900-23-041574 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · VP-Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,197

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 17, 2023 Filed May 19, 2023 16:38 UTC
Raghupathy ArunSenior Vice President
SaleCommon Stock 4,371 $2.46 $10,752.66
Disclosure

SEC source: 0001213900-23-041566 · ownership.xml · nonDerivative · entry 1

Raghupathy Arun · CIK 0001879145 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,129,209

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 17, 2023 Filed May 19, 2023 20:41 UTC
Pattabiraman GaneshDirector · Chief Executive Officer
SaleCommon Stock 2,815 $2.46 $6,924.90
Disclosure

SEC source: 0001213900-23-041571 · ownership.xml · nonDerivative · entry 1

Pattabiraman Ganesh · CIK 0001876652 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,020,123

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 17, 2023 Filed May 19, 2023 20:40 UTC
Lantz RobertGeneral Counsel
SaleCommon Stock 5,879 $2.46 $14,462.34
Disclosure

SEC source: 0001213900-23-041570 · ownership.xml · nonDerivative · entry 1

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,243

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 17, 2023 Filed May 19, 2023 20:39 UTC
Knutson David L.Senior Vice President
SaleCommon Stock 3,822 $2.46 $9,402.12
Disclosure

SEC source: 0001213900-23-041569 · ownership.xml · nonDerivative · entry 1

Knutson David L. · CIK 0001876663 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 725,818

F1 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
May 15, 2023 Filed May 16, 2023 20:50 UTC
Shams SammaadVP-Corporate Controller
SaleCommon Stock 2,040 $2.66 $5,426.40
Disclosure

SEC source: 0001213900-23-040503 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · VP-Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,211

F1 · shares: Sale of securities.

Read SEC document
May 09, 2023 Filed May 12, 2023 01:44 UTC PurchaseCommon Stock Purchase Warrant · Derivative 1,592,593 Not disclosed Strike: $2.16 Not disclosed
Disclosure

SEC source: 0001213900-23-038679 · ownership.xml · derivative · entry 2

Presutti Timothy M. · CIK 0001772470 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By WCCP NextNav Holdings LLC

Disclosed balance after: 1,592,593

Underlying: Common Stock · 1,592,593 shares

Expires 2027-06-01

F1 · price: Represents the issuance by NextNav, Inc. (the "Issuer") of common stock purchase warrants as consideration for entering into a Note Purchase Agreement by and among the Issuer and the purchasers named therein, pursuant to which Reds Road Holdings LLC ("RRH") purchased a note for $100,000 and WCCP NextNav Holdings LLC ("WCCP") purchased a note for $4,300,000.

F3 · ownership.direct: Represents common stock purchase warrants held by WCCP, whose managing member is Woody Creek Capital Partners LLC ("Woody Creek"). Tim Presutti has sole voting and investment power over the shares held by Woody Creek. Except for possessing voting and dispositive power, the reporting person disclaims beneficial ownership of such common stock purchase warrants except to the extent of his pecuniary interest therein.

Read SEC document
May 09, 2023 Filed May 12, 2023 01:44 UTC PurchaseCommon Stock Purchase Warrant · Derivative 37,037 Not disclosed Strike: $2.16 Not disclosed
Disclosure

SEC source: 0001213900-23-038679 · ownership.xml · derivative · entry 1

Presutti Timothy M. · CIK 0001772470 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reds Road Holdings, LLC

Disclosed balance after: 737,252

Underlying: Common Stock · 37,037 shares

Expires 2027-06-01

F1 · price: Represents the issuance by NextNav, Inc. (the "Issuer") of common stock purchase warrants as consideration for entering into a Note Purchase Agreement by and among the Issuer and the purchasers named therein, pursuant to which Reds Road Holdings LLC ("RRH") purchased a note for $100,000 and WCCP NextNav Holdings LLC ("WCCP") purchased a note for $4,300,000.

F2 · ownership.direct: Represents common stock purchase warrants held by RRH. Mr. Presutti is the sole member of RRH.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:21 UTC
Howe Alan BDirector
GrantCommon Stock 4,004 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-026305 · ownership.xml · nonDerivative · entry 1

Howe Alan B · CIK 0001296812 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,300

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:24 UTC
SUBIN NEIL SDirector
GrantCommon Stock 2,860 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-026313 · ownership.xml · nonDerivative · entry 1

SUBIN NEIL S · CIK 0001201333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,443

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:22 UTC
PARSONS GARYDirector
GrantCommon Stock 14,302 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-026311 · ownership.xml · nonDerivative · entry 1

PARSONS GARY · CIK 0001259114 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,334,191

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:19 UTC GrantCommon Stock 3,432 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-026300 · ownership.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,667

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:17 UTC GrantCommon Stock 3,146 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-026298 · ownership.xml · nonDerivative · entry 1

AQUINO PETER D · CIK 0001259746 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,981

F1 · shares: Represents a grant of unrestricted shares.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 20:02 UTC
Shams SammaadVP-Corporate Controller
SaleCommon Stock 714 $2.08 $1,485.12
Disclosure

SEC source: 0001213900-23-021772 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · VP-Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,251

F1 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

F2 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:37 UTC
Shams SammaadVP - Corporate Controller
GrantStock Option (Right to Buy) · Derivative 37,303 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001213900-23-021190 · ownership.xml · derivative · entry 3

Shams Sammaad · CIK 0001881628 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,462

Underlying: Common Stock · 37,303 shares

Expires 2033-03-15

F3 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options vested on the one-year anniversary of March 15, 2024, and 1/16 of the Options shall vest at the end of each consecutive three-month period (quarterly) thereafter.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:37 UTC
Shams SammaadVP - Corporate Controller
GrantCommon Stock 18,344 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021190 · ownership.xml · nonDerivative · entry 2

Shams Sammaad · CIK 0001881628 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,965

F2 · shares: Represents a bonus grant of restricted stock units (the "RSUs"). 75% of the RSU's vested on March 15, 2023 (grant date). Subject to the Reporting Person's continued service, the balance vest on six months anniversary - September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:37 UTC
Shams SammaadVP - Corporate Controller
GrantCommon Stock 22,209 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021190 · ownership.xml · nonDerivative · entry 1

Shams Sammaad · CIK 0001881628 · VP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,621

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 15, 2024, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC
Raghupathy ArunSenior Vice President
GrantStock Option (Right to Buy) · Derivative 233,935 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001213900-23-021183 · ownership.xml · derivative · entry 3

Raghupathy Arun · CIK 0001879145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,995

Underlying: Common Stock · 233,935 shares

Expires 2033-03-15

F3 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options vested on the one-year anniversary of March 15, 2024, and 1/16 of the Options shall vest at the end of each consecutive three-month period (quarterly) thereafter.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC
Raghupathy ArunSenior Vice President
GrantCommon Stock 20,904 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021183 · ownership.xml · nonDerivative · entry 2

Raghupathy Arun · CIK 0001879145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,580

F2 · shares: Represents a bonus grant of restricted stock units (the "RSUs"). 50% of the RSU's vested on March 15, 2023 (grant date). Subject to the Reporting Person's continued service, the balance vest on six months anniversary - September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:31 UTC
Raghupathy ArunSenior Vice President
GrantCommon Stock 139,276 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021183 · ownership.xml · nonDerivative · entry 1

Raghupathy Arun · CIK 0001879145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,676

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 15, 2024, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:33 UTC
Gates Christian D.Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 233,935 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001213900-23-021185 · ownership.xml · derivative · entry 3

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,365

Underlying: Common Stock · 233,935 shares

Expires 2033-03-15

F3 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options vested on the one-year anniversary of March 15, 2024, and 1/16 of the Options shall vest at the end of each consecutive three-month period (quarterly) thereafter.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:33 UTC
Gates Christian D.Chief Financial Officer
GrantCommon Stock 21,693 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021185 · ownership.xml · nonDerivative · entry 2

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,801

F2 · shares: Represents a bonus grant of restricted stock units (the "RSUs"). 25% of the RSU's vested on March 15, 2023 (grant date). Subject to the Reporting Person's continued service, the balance vest on six months anniversary - September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 21:33 UTC
Gates Christian D.Chief Financial Officer
GrantCommon Stock 139,276 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021185 · ownership.xml · nonDerivative · entry 1

Gates Christian D. · CIK 0001877023 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,108

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 15, 2024, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:37 UTC
Lantz RobertGeneral Counsel
GrantStock Optionn (Right to Buy) · Derivative 37,897 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001213900-23-021191 · ownership.xml · derivative · entry 3

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,845

Underlying: Common Stock · 37,897 shares

Expires 2033-03-15

F3 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options vested on the one-year anniversary of March 15, 2024, and 1/16 of the Options shall vest at the end of each consecutive three-month period (quarterly) thereafter.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:37 UTC
Lantz RobertGeneral Counsel
GrantCommon Stock 17,002 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021191 · ownership.xml · nonDerivative · entry 2

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,122

F2 · shares: Represents a bonus grant of restricted stock units (the "RSUs"). 75% of the RSU's vested on March 15, 2023 (grant date). Subject to the Reporting Person's continued service, the balance vest on six months anniversary - September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:37 UTC
Lantz RobertGeneral Counsel
GrantCommon Stock 22,563 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021191 · ownership.xml · nonDerivative · entry 1

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,120

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 15, 2024, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:36 UTC
Pattabiraman GaneshDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 467,872 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001213900-23-021189 · ownership.xml · derivative · entry 4

Pattabiraman Ganesh · CIK 0001876652 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,916

Underlying: Common Stock · 467,872 shares

Expires 2033-03-15

F3 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options vested on the one-year anniversary of March 15, 2024, and 1/16 of the Options shall vest at the end of each consecutive three-month period (quarterly) thereafter.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:36 UTC
Pattabiraman GaneshDirector · Chief Executive Officer
GrantCommon Stock 19,303 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021189 · ownership.xml · nonDerivative · entry 2

Pattabiraman Ganesh · CIK 0001876652 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022,938

F2 · shares: Represents a bonus grant of restricted stock units (the "RSUs"). 25% of the RSU's vested on March 15, 2023 (grant date). Subject to the Reporting Person's continued service, the balance vest on six months anniversary - September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:36 UTC
Pattabiraman GaneshDirector · Chief Executive Officer
GrantCommon Stock 278,552 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021189 · ownership.xml · nonDerivative · entry 1

Pattabiraman Ganesh · CIK 0001876652 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003,635

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 15, 2024, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:35 UTC
Knutson David L.Senior Vice President
GrantStock Option (Right to Buy) · Derivative 233,935 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001213900-23-021187 · ownership.xml · derivative · entry 3

Knutson David L. · CIK 0001876663 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,021

Underlying: Common Stock · 233,935 shares

Expires 2033-03-15

F3 · derivative.exercise_date: Represents a grant of stock options (the "Options"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the Options vested on the one-year anniversary of March 15, 2024, and 1/16 of the Options shall vest at the end of each consecutive three-month period (quarterly) thereafter.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:35 UTC
Knutson David L.Senior Vice President
GrantCommon Stock 21,693 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021187 · ownership.xml · nonDerivative · entry 2

Knutson David L. · CIK 0001876663 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,640

F2 · shares: Represents a bonus grant of restricted stock units (the "RSUs"). 50% of the RSU's vested on March 15, 2023 (grant date). Subject to the Reporting Person's continued service, the balance vest on six months anniversary - September 15, 2023.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:35 UTC
Knutson David L.Senior Vice President
GrantCommon Stock 139,276 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-021187 · ownership.xml · nonDerivative · entry 1

Knutson David L. · CIK 0001876663 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,947

F1 · shares: Represents a grant of restricted stock units (the "RSUs"). Subject to the Reporting Person's continued service through each of the applicable vesting dates, 1/4 of the RSUs shall vest on the one-year anniversary of March 15, 2024, and 1/16 of the RSUs shall vest at the end of each consecutive three-month period thereafter.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 21:03 UTC
Lantz RobertGeneral Counsel
SaleCommon Stock 1,345 $2.99 $4,021.55
Disclosure

SEC source: 0001213900-23-007978 · ownership.xml · nonDerivative · entry 1

Lantz Robert · CIK 0001907916 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,557

F1 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

F2 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
February 01, 2023 Filed Feb 2, 2023 21:08 UTC
Knutson David L.Senior Vice President
SaleCommon Stock 10,000 $3.00 $30,000.00
Disclosure

SEC source: 0001213900-23-007359 · ownership.xml · nonDerivative · entry 1

Knutson David L. · CIK 0001876663 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,671

F1 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

Read SEC document
January 30, 2023 Filed Jan 31, 2023 22:28 UTC
Pattabiraman GaneshDirector · Senior Vice President
SaleCommon Stock 8,459 $2.75 $23,262.25
Disclosure

SEC source: 0001213900-23-006482 · ownership.xml · nonDerivative · entry 1

Pattabiraman Ganesh · CIK 0001876652 · Director · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725,083

F1 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

F2 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
January 30, 2023 Filed Jan 31, 2023 22:27 UTC
Knutson David L.Senior Vice President
SaleCommon Stock 3,785 $2.75 $10,408.75
Disclosure

SEC source: 0001213900-23-006480 · ownership.xml · nonDerivative · entry 1

Knutson David L. · CIK 0001876663 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,671

F1 · shares: Sale of securities through the use of a plan under Rule 10b5-1.

F2 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document
January 27, 2023 Filed Jan 30, 2023 16:01 UTC
Raghupathy ArunSenior Vice President
Tax withholdingCommon Stock 5,009 $3.01 $15,077.09
Disclosure

SEC source: 0001213900-23-005989 · ownership.xml · nonDerivative · entry 1

Raghupathy Arun · CIK 0001879145 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,400

F1 · shares: Sale of the securities through the use of a plan qualified under Rule 10b5-1.

F2 · shares: Represents the number of shares that had been sold to satisfy tax obligation upon vesting of the restricted stock units ("RSU").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.