Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2021 Filed Feb 18, 2021 01:21 UTC |
Smith Robert OwenEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 2,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000046 · wf-form4_161361124794616.xml · nonDerivative · entry 1 Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,342 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 19:09 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
GrantRestricted Stock Unit (right to receive) | 41,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000028 · wf-form4_161317491165969.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,791 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. F2 · balance_after: Represents 475,133 class A common shares and 112,658 unvested restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 19:07 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
GrantRestricted Stock Unit (right to receive) | 24,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000026 · wf-form4_161317485180636.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,678 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. F2 · balance_after: Represents 4,057 class A common shares and 135,621 unvested restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 19:08 UTC |
Leatherberry William JEVP, General Counsel
|
GrantRestricted Stock Unit (right to receive) | 21,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000027 · wf-form4_161317487206002.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,482 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. F2 · balance_after: Represents 86,942 class A common shares and 54,540 unvested restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 00:10 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
GrantRestricted Stock Unit (right to receive) | 20,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000031 · wf-form4_161317499038960.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,045 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. F2 · balance_after: Represents 32,251 class A common shares and 48,794 unvested restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 00:09 UTC |
Merkle Claudia JDirector · CEO
|
GrantRestricted Stock Unit (right to receive) | 50,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000030 · wf-form4_161317497007167.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,715 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. F2 · balance_after: Represents 54,837 class A common shares and 116,878 unvested restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 00:09 UTC |
Smith Robert OwenEVP, Chief Risk Officer
|
GrantRestricted Stock Unit (right to receive) | 17,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000029 · wf-form4_161317494310210.xml · nonDerivative · entry 1 Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,004 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 10, 2021. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date. F2 · balance_after: Represents 8,811 class A common shares and 44,193 unvested restricted stock units. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 19:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 3,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000012 · wf-form4_161291553302875.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,487 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 5, 2021. Such restricted stock units vested in full on February 7, 2021. F2 · balance_after: Represents 475,133 class A common shares and 71,354 unvested restricted stock units. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 19:07 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000014 · wf-form4_161291563210067.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,265 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 5, 2021. Such restricted stock units vested in full on February 7, 2021. F2 · balance_after: Represents 4,057 class A common shares and 111,208 unvested restricted stock units. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 19:08 UTC |
Leatherberry William JEVP, General Counsel
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 4,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000015 · wf-form4_161291567019383.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,461 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 5, 2021. Such restricted stock units vested in full on February 7, 2021. F2 · balance_after: Represents 86,942 class A common shares and 33,519 unvested restricted stock units. Read SEC document |
| February 07, 2021 Filed Feb 10, 2021 00:08 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 4,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000016 · wf-form4_161291571392231.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,713 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 5, 2021. Such restricted stock units vested in full on February 7, 2021. F2 · balance_after: Represents 32,251 class A common shares and 28,642 unvested restricted stock units. Read SEC document |
| February 07, 2021 Filed Feb 10, 2021 00:06 UTC |
Merkle Claudia JDirector · CEO
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 5,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-21-000013 · wf-form4_161291557463844.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,368 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018, at a net settlement price equal to the closing stock price on February 5, 2021. Such restricted stock units vested in full on February 7, 2021. F2 · balance_after: Represents 54,837 class A common shares and 66,531 unvested restricted units. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 18:23 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 36,628 | $21.68 | $794,098.70 |
DisclosureSEC source: 0001547903-21-000006 · wf-form4_161239458288343.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,244 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $21.6801. The range of sale prices was $21.44 to $21.82. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 471,313 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 17,902 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · derivative · entry 9 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 17,902 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option fully vested on February 14, 2016. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 786 | $24.01 | $18,868.48 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · nonDerivative · entry 6 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,872 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F5 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.0057. The range of prices was $24.00 to $24.0250. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F6 · balance_after: Represents 507,941 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 17,902 | $24.28 | $434,667.72 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · nonDerivative · entry 5 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,658 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.2804. The range of prices was $24.00 to $24.46. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 17,902 | $11.75 | $210,348.50 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · nonDerivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,547 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · derivative · entry 8 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,902 Underlying: Class A Common Shares, $0.01 par value per share · 5,547 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option fully vested on February 14, 2016. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 12,393 | $24.04 | $297,931.44 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,658 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.0403. The range of prices was $24.00 to $24.14. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 5,547 | $24.04 | $133,329.91 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.0364. The range of prices was $24 to $24.13. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 19:03 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 5,547 | $11.75 | $65,177.25 |
DisclosureSEC source: 0001547903-21-000004 · wf-form4_161015059401097.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:57 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,628 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-21-000002 · wf-form4_160997740730324.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,449 Underlying: Class A Common Shares, $0.01 par value per share · 36,628 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option fully vested on February 14, 2016. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:57 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 36,628 | $21.92 | $802,940.70 |
DisclosureSEC source: 0001547903-21-000002 · wf-form4_160997740730324.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $21.9215. The range of sale prices was $21.61 to $22.73. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represent 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:57 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $11.75 | $430,379.00 |
DisclosureSEC source: 0001547903-21-000002 · wf-form4_160997740730324.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 16:27 UTC |
OZANNE JAMESDirector
|
GiftClass A Common Shares, $0.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000118 · wf-form4_160919086633249.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,991 F1 · shares: Represents the reporting person's disposition of shares by gift. F1 · price: Represents the reporting person's disposition of shares by gift. F2 · balance_after: Represents 57,976 class A common shares and 9,015 unvested restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:54 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 19,434 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000116 · wf-form4_160772365861153.xml · derivative · entry 3 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,718 Underlying: Class A Common Shares, $0.01 par value per share · 19,434 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 15, 2019. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:54 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 19,434 | $24.28 | $471,830.31 |
DisclosureSEC source: 0001547903-20-000116 · wf-form4_160772365861153.xml · nonDerivative · entry 2 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,614 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.2786. The range of prices was $24.15 to $24.46. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 83,243 class A common shares and 41,371 unvested restricted stock units. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 16:54 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 19,434 | $16.00 | $310,944.00 |
DisclosureSEC source: 0001547903-20-000116 · wf-form4_160772365861153.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 16:53 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,628 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-20-000115 · wf-form4_160772360637460.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,077 Underlying: Class A Common Shares, $0.01 par value per share · 36,628 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option fully vested on February 14, 2016. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 16:53 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 36,628 | $24.40 | $893,576.69 |
DisclosureSEC source: 0001547903-20-000115 · wf-form4_160772360637460.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.3960. The range of sale prices was $24.05 to $24.64. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 16:53 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $11.75 | $430,379.00 |
DisclosureSEC source: 0001547903-20-000115 · wf-form4_160772360637460.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:48 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,628 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001547903-20-000112 · wf-form4_160694569231232.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,072 Underlying: Class A Common Shares, $0.01 par value per share · 36,628 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 12, 2017. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:48 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 36,628 | $21.99 | $805,603.56 |
DisclosureSEC source: 0001547903-20-000112 · wf-form4_160694569231232.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $21.9942. The range of prices was $21.81 to 22.21. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 16:48 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $12.32 | $451,256.96 |
DisclosureSEC source: 0001547903-20-000112 · wf-form4_160694569231232.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 15:20 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 22,965 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-20-000110 · wf-form4_160650844502452.xml · derivative · entry 4 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 22,965 shares Expires 2027-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in full on May 10, 2020. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 15:20 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 31,824 | $23.60 | $751,087.77 |
DisclosureSEC source: 0001547903-20-000110 · wf-form4_160650844502452.xml · nonDerivative · entry 3 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,738 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.6013. The range of price was $23.36 to $23.98. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 119,738 unvested restricted stock units. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 15:20 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 22,965 | $23.61 | $542,226.62 |
DisclosureSEC source: 0001547903-20-000110 · wf-form4_160650844502452.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,562 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.6110. The range of price was $23.35 to $23.98. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 15:20 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 22,965 | $10.80 | $248,022.00 |
DisclosureSEC source: 0001547903-20-000110 · wf-form4_160650844502452.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 15:20 UTC |
Leatherberry William JEVP, General Counsel
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SaleClass A Common Shares, $0.01 par value per share | 7,686 | $23.75 | $182,542.50 |
DisclosureSEC source: 0001547903-20-000109 · wf-form4_160650839677003.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,614 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $23.75. F2 · balance_after: Represents 83,243 class A common shares and 41,371 unvested restricted stock units. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:26 UTC |
EMBLER MICHAEL JDirector
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Exercise / conversionStock Option (right to buy) · Derivative | 37,813 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000105 · wf-form4_160591475914368.xml · derivative · entry 3 EMBLER MICHAEL J · CIK 0001209170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 37,813 shares Expires 2022-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on November 8, 2015. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:26 UTC |
EMBLER MICHAEL JDirector
|
SaleClass A Common Shares, $0.01 par value per share | 32,813 | $22.25 | $730,227.06 |
DisclosureSEC source: 0001547903-20-000105 · wf-form4_160591475914368.xml · nonDerivative · entry 2 EMBLER MICHAEL J · CIK 0001209170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,563 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $22.2542. The range of prices was $22.15 to $22.50. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 65,548 class A common shares and 9,015 unvested restricted stock units. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 23:26 UTC |
EMBLER MICHAEL JDirector
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 37,813 | $10.00 | $378,130.00 |
DisclosureSEC source: 0001547903-20-000105 · wf-form4_160591475914368.xml · nonDerivative · entry 1 EMBLER MICHAEL J · CIK 0001209170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 18:27 UTC |
Leatherberry William JEVP, General Counsel
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SaleClass A Common Shares, $0.01 par value per share | 3,801 | $23.75 | $90,273.75 |
DisclosureSEC source: 0001547903-20-000106 · wf-form4_160591483592392.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,300 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $23.75. F2 · balance_after: Represents 90,929 class A common shares and 41,371 unvested restricted stock units. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 23:37 UTC |
Smith Robert OwenEVP, Chief Risk Officer
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SaleClass A Common Shares, $0.01 par value per share | 7,500 | $23.50 | $176,250.00 |
DisclosureSEC source: 0001547903-20-000100 · wf-form4_160574264646520.xml · nonDerivative · entry 1 Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,244 F1 · price: The common stock was sold by the reporting person in an open market transaction on the transaction date, each at a sale price of $23.50. F2 · balance_after: Represents 8,811 class A common shares and 26,433 unvested restricted stock units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 18:39 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 36,628 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-20-000102 · wf-form4_160574275589120.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,705 Underlying: Class A Common Shares, $0.01 par value per share · 36,628 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 14, 2016. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 18:39 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 36,628 | $23.52 | $861,563.82 |
DisclosureSEC source: 0001547903-20-000102 · wf-form4_160574275589120.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,051 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.5220. The range of prices was $23.47 to 23.63. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 521,120 class A common shares and 78,931 unvested restricted stock units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 18:39 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 36,628 | $11.75 | $430,379.00 |
DisclosureSEC source: 0001547903-20-000102 · wf-form4_160574275589120.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:38 UTC |
Merkle Claudia JDirector · CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 73,791 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001547903-20-000101 · wf-form4_160574269802777.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 73,791 shares Expires 2027-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 9, 2020. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:38 UTC |
Merkle Claudia JDirector · CEO
|
SaleClass A Common Shares, $0.01 par value per share | 73,791 | $23.57 | $1,739,084.15 |
DisclosureSEC source: 0001547903-20-000101 · wf-form4_160574269802777.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,526 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.5677. The range of price was $23.46 to $23.82. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a securityholder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 49,967 class A common shares and 76,559 unvested restricted stock units. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 23:38 UTC |
Merkle Claudia JDirector · CEO
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 73,791 | $11.10 | $819,080.10 |
DisclosureSEC source: 0001547903-20-000101 · wf-form4_160574269802777.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.