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Nasdaq · USD

NMIH

NMI Holdings, Inc.

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Tapewire entity
4161
SEC CIK
0001547903
Parsed reports
409

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202604
Mar 202604
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2022 Filed Feb 11, 2022 22:52 UTC
Mallela RaviChief Financial Officer
GrantRestricted Stock Unit (right to receive) 103,368 $0.00 $0.00
Disclosure

SEC source: 0001547903-22-000024 · wf-form4_164461990672626.xml · nonDerivative · entry 1

Mallela Ravi · CIK 0001751947 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,368

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 9, 2022. The restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 16:04 UTC
Norberg JulieSVP, Controller
SaleClass A Common Shares, $0.01 par value per share 1,075 $22.30 $23,974.01
Disclosure

SEC source: 0001547903-21-000171 · wf-form4_163675101084718.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,079

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a sale price of $22.3014. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the transaction.

F2 · balance_after: Represents 22,079 unvested restricted stock units.

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May 20, 2021 Filed May 21, 2021 21:23 UTC
Mathis Patrick LEVP, Chief Operating Officer
SaleClass A Common Shares, $0.01 par value per share 23,157 $23.80 $551,194.49
Disclosure

SEC source: 0001547903-21-000129 · wf-form4_162163218228804.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,537

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $23.8025. The range of sale prices on the transaction date was $23.76 to $23.89. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 15,549 class A common shares and 35,988 unvested restricted stock units.

Read SEC document
May 14, 2021 Filed May 14, 2021 16:06 UTC
Norberg JulieSVP, Controller
SaleClass A Common Shares, $0.01 par value per share 2,100 $23.46 $49,266.00
Disclosure

SEC source: 0001547903-21-000111 · wf-form4_162102277509009.xml · nonDerivative · entry 2

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,154

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a sale price of $23.46.

F3 · balance_after: Represents 1,075 class A common shares and 22,079 unvested restricted stock units

Read SEC document
May 13, 2021 Filed May 15, 2021 00:07 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000125 · wf-form4_162103721775319.xml · nonDerivative · entry 1

Muehlhauser Regina · CIK 0001699822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,900

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 42,770 class A common shares and 5,130 unvested restricted stock units.

Read SEC document
May 13, 2021 Filed May 15, 2021 00:06 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000124 · wf-form4_162103719121712.xml · nonDerivative · entry 2

Huskins Priya Cherian · CIK 0001419882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,260

F2 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest in two equal installments on the second and third anniversary of the grant date.

Read SEC document
May 13, 2021 Filed May 15, 2021 00:06 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000124 · wf-form4_162103719121712.xml · nonDerivative · entry 1

Huskins Priya Cherian · CIK 0001419882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,130

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

Read SEC document
May 13, 2021 Filed May 14, 2021 20:07 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000126 · wf-form4_162103724737477.xml · nonDerivative · entry 1

Jones James G · CIK 0001289111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,693

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 104,563 class A common shares and 5,130 unvested restricted stock units.

Read SEC document
May 13, 2021 Filed May 15, 2021 00:06 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000122 · wf-form4_162103714805294.xml · nonDerivative · entry 1

EMBLER MICHAEL J · CIK 0001209170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,693

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 74,563 class A common shares and 5,130 unvested restricted stock units.

Read SEC document
May 13, 2021 Filed May 14, 2021 20:05 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000121 · wf-form4_162103712998304.xml · nonDerivative · entry 1

SCHEID STEVEN · CIK 0001188413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,767

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 62,637 class A common shares and 5,130 unvested restricted stock units.

Read SEC document
May 13, 2021 Filed May 15, 2021 00:05 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000120 · wf-form4_162103710704988.xml · nonDerivative · entry 1

McCreary Lynn S. · CIK 0001582646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,853

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 13,369 class A common shares and 9,484 unvested restricted stock units.

Read SEC document
May 13, 2021 Filed May 15, 2021 00:06 UTC GrantRestricted Stock Unit (right to receive) 5,130 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000123 · wf-form4_162103717309997.xml · nonDerivative · entry 1

Montgomery Michael Curry · CIK 0001591148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,280

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The restricted stock units vest on the first anniversary of the grant date.

F2 · balance_after: Represents 30,150 class A common shares and 5,130 unvested restricted stock units.

Read SEC document
May 12, 2021 Filed May 14, 2021 16:06 UTC
Norberg JulieSVP, Controller
GrantRestricted Stock Unit (right to receive) 6,672 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000111 · wf-form4_162102277509009.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,254

F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan. The shares underlying these restricted stock units vest in three equal annual installments beginning on May 12, 2022.

Read SEC document
May 10, 2021 Filed May 13, 2021 18:07 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 18,363 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000109 · wf-form4_162094359350246.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,945

F1 · shares: Represents shares withheld by NMIH to to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement priceequal to the closing stock price on May 10, 2021. Such restricted stock units vest in five equal annual installments beginning on May 10, 2018.

F2 · balance_after: Represents 12,878 class A common shares and 100,067 unvested restricted stock units.

Read SEC document
May 05, 2021 Filed May 7, 2021 12:19 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 5,000 $25.25 $126,250.00
Disclosure

SEC source: 0001547903-21-000102 · wf-form4_162040435546584.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,909

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $25.25.

F2 · balance_after: Represents 73,641 class A common shares and 39,268 unvested restricted stock units.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 17:05 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 23 $24.06 $553.38
Disclosure

SEC source: 0001547903-21-000087 · wf-form4_161955748945932.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,160

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a sale price of $24.06.

F5 · balance_after: Represents 306,729 class A common shares and 83,431 unvested restricted stock units.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 17:05 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 36,604 $24.12 $882,731.08
Disclosure

SEC source: 0001547903-21-000087 · wf-form4_161955748945932.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,183

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.1157. The range of sale prices was $24.00 to $24.26. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3 · balance_after: Represents 306,752 class A common shares and 83,431 unvested restricted stock units.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 10:39 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 36,628 $23.35 $855,186.88
Disclosure

SEC source: 0001547903-21-000085 · wf-form4_161771985660529.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,787

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.3479. The range of sale prices was $23.15 to $23.73. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3 · balance_after: Represents 343,356 class A common shares and 83,431 unvested restricted stock units.

Read SEC document
March 18, 2021 Filed Mar 19, 2021 16:26 UTC
Norberg JulieSVP, Controller
SaleClass A Common Shares, $0.01 par value per share 2,933 $25.81 $75,707.77
Disclosure

SEC source: 0001547903-21-000073 · wf-form4_161618556500874.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,582

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $25.8124. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a securityholder of the issuer, full information regarding the transaction.

F2 · balance_after: Represents 3,175 class A common shares and 15,407 unvested restricted stock units.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:50 UTC
Norberg JulieSVP, Controller
GrantRestricted Stock Unit (right to receive) 6,404 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 4

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,515

F4 · shares: Represents restricted stock units granted to the reporting person pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2021. The restricted stock units vest in three equal annual installments beginning on March 15, 2022.

F5 · balance_after: Represents 6,108 class A common shares and 15,407 unvested restricted stock units. The class A common share count reflects a transfer of 1,580 shares to the reporting person's ex spouse on March 15, 2021 pursuant to a property settlement agreement.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:50 UTC
Norberg JulieSVP, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 930 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 3

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,691

F3 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2020, at a net settlement price equal to the closing stock price on March 15, 2021. Such restricted stock units vest in three equal annual installments beginning on March 15, 2021.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:50 UTC
Norberg JulieSVP, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 1,255 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 2

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,621

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2019, at a net settlement price equal to the closing stock price on March 15, 2021. Such restricted stock units vest in three equal annual installments beginning on March 15, 2020.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:50 UTC
Norberg JulieSVP, Controller
Tax withholdingClass A Common Shares, $0.01 par value per share 919 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000071 · wf-form4_161601781238574.xml · nonDerivative · entry 1

Norberg Julie · CIK 0001713450 · SVP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,876

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018, at a net settlement price equal to the closing stock price on March 15, 2021. Such restricted stock units vested in full on March 15, 2021.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 17:49 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 5,432 $24.55 $133,355.60
Disclosure

SEC source: 0001547903-21-000069 · wf-form4_161601774293419.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,909

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a weighted average sale price of $24.55. The range of sale prices was $24.52 to $24.60. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 78,641 class A common shares and 39,268 unvested restricted stock units.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:50 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 1,448 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000070 · wf-form4_161601777273894.xml · nonDerivative · entry 1

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,117

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018, at a net settlement price equal to the closing stock price on March 15, 2021. Such restricted stock units vested in full on March 15, 2021.

F2 · balance_after: Represents 15,374 class A common shares and 30,743 unvested restricted stock units.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 30,247 $0.00 Strike: $11.75 $0.00
Disclosure

SEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · derivative · entry 5

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 30,247 shares

Expires 2023-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in full on February 14, 2016.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 3,101 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · derivative · entry 4

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares, $0.01 par value per share · 3,101 shares

Expires 2022-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in full on November 7, 2015.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:20 UTC
Merkle Claudia JDirector · CEO
SaleClass A Common Shares, $0.01 par value per share 33,348 $24.60 $820,234.08
Disclosure

SEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · nonDerivative · entry 3

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,900

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5962. The range of sale prices was $24.56 to $24.67. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F2 · balance_after: Represents 69,900 class A common shares and 87,000 unvested restricted stock units.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionClass A Common Shares, $0.01 par value per share 30,247 $11.75 $355,402.25
Disclosure

SEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · nonDerivative · entry 2

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionClass A Common Shares, $0.01 par value per share 3,101 $10.00 $31,010.00
Disclosure

SEC source: 0001547903-21-000065 · wf-form4_161584683277930.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 16:18 UTC
Leatherberry William JEVP, General Counsel
SaleClass A Common Shares, $0.01 par value per share 10,568 $24.68 $260,818.24
Disclosure

SEC source: 0001547903-21-000063 · wf-form4_161549749444058.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,341

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a sale price of $24.68. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction.

F2 · balance_after: Represents 83,893 class A common shares and 39,268 unvested restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 00:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 978 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · derivative · entry 6

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

Underlying: Class A Common Shares, $0.01 par value per share · 978 shares

Expires 2022-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in full on November 7, 2015.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 00:20 UTC
Merkle Claudia JDirector · CEO
SaleClass A Common Shares, $0.01 par value per share 978 $24.51 $23,966.28
Disclosure

SEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 4

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,900

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5054. The range of sale prices was $24.50 to $24.52. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3 · balance_after: Represents 69,900 class A common shares and 87,000 unvested restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 00:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionClass A Common Shares, $0.01 par value per share 978 $10.00 $9,780.00
Disclosure

SEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 3

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 00:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionStock Option (right to buy) · Derivative 7,921 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · derivative · entry 5

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079

Underlying: Class A Common Shares, $0.01 par value per share · 7,921 shares

Expires 2022-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in full on November 7, 2015.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 00:20 UTC
Merkle Claudia JDirector · CEO
SaleClass A Common Shares, $0.01 par value per share 7,921 $24.53 $194,275.20
Disclosure

SEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 2

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,900

F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.5266. The range of sale prices was $24.50 to $24.57. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

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March 02, 2021 Filed Mar 5, 2021 00:20 UTC
Merkle Claudia JDirector · CEO
Exercise / conversionClass A Common Shares, $0.01 par value per share 7,921 $10.00 $79,210.00
Disclosure

SEC source: 0001547903-21-000061 · wf-form4_161490359887771.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:51 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 73,256 $23.80 $1,743,683.27
Disclosure

SEC source: 0001547903-21-000059 · wf-form4_161481189414851.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,415

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $23.8026. The range of sale prices was $23.26 to $24.10. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3 · balance_after: Represents 379,984 class A common shares and 83,431 unvested restricted units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 16:29 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
SaleClass A Common Shares, $0.01 par value per share 36,628 $24.40 $893,840.41
Disclosure

SEC source: 0001547903-21-000057 · wf-form4_161437488655289.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,671

F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan.

F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $24.4032. The range of sale prices was $24 to $24.8150. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

F3 · balance_after: Represents 453,240 class A common shares and 83,431 unvested restricted stock units.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 20:20 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 8,097 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000045 · wf-form4_161361121700962.xml · nonDerivative · entry 2

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,299

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 489,868 class A common shares and 83,431 unvested restricted stock units.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 20:22 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 5,027 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000049 · wf-form4_161361133075139.xml · nonDerivative · entry 2

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,308

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 12,567 class A common shares and 118,741 unvested restricted stock units.

Read SEC document
February 13, 2021 Filed Feb 17, 2021 20:21 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 4,625 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000047 · wf-form4_161361128899170.xml · nonDerivative · entry 2

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,909

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 94,641 class A common shares and 39,268 unvested restricted stock units

Read SEC document
February 13, 2021 Filed Feb 18, 2021 01:23 UTC
Mathis Patrick LEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,524 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000050 · wf-form4_161361135492255.xml · nonDerivative · entry 2

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,694

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 38,706 class A common shares and 35,988 unvested restricted stock units.

Read SEC document
February 13, 2021 Filed Feb 18, 2021 01:22 UTC
Merkle Claudia JDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 8,097 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000048 · wf-form4_161361130897637.xml · nonDerivative · entry 2

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,900

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 69,900 class A common shares and 87,000 unvested restricted stock units.

Read SEC document
February 13, 2021 Filed Feb 18, 2021 01:21 UTC
Smith Robert OwenEVP, Chief Risk Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,777 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000046 · wf-form4_161361124794616.xml · nonDerivative · entry 2

Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,565

F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.

F3 · balance_after: Represents 13,902 class A common shares and 33,663 unvested restricted stock units.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:20 UTC
SHUSTER BRADLEY MDirector · Executive Chairman
Tax withholdingClass A Common Shares, $0.01 par value per share 6,395 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000045 · wf-form4_161361121700962.xml · nonDerivative · entry 1

SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,396

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 12, 2021.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:22 UTC
Pollitzer AdamEVP, Chief Financial Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 3,343 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000049 · wf-form4_161361133075139.xml · nonDerivative · entry 1

Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,335

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 20:21 UTC
Leatherberry William JEVP, General Counsel
Tax withholdingClass A Common Shares, $0.01 par value per share 2,948 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000047 · wf-form4_161361128899170.xml · nonDerivative · entry 1

Leatherberry William J · CIK 0001422024 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,534

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 01:23 UTC
Mathis Patrick LEVP, Chief Operating Officer
Tax withholdingClass A Common Shares, $0.01 par value per share 2,827 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000050 · wf-form4_161361135492255.xml · nonDerivative · entry 1

Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,218

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 01:22 UTC
Merkle Claudia JDirector · CEO
Tax withholdingClass A Common Shares, $0.01 par value per share 6,718 $0.00 $0.00
Disclosure

SEC source: 0001547903-21-000048 · wf-form4_161361130897637.xml · nonDerivative · entry 1

Merkle Claudia J · CIK 0001591053 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,997

F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.