Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2018 Filed Feb 13, 2018 22:34 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 9,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000017 · wf-form4_151856124928724.xml · nonDerivative · entry 2 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,445 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 10, 2016, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 10, 2017. F3 · balance_after: Represents 45,774 class A common shares and 56,671 unvested restricted stock units. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 17:38 UTC |
Leatherberry William JEVP, General Counsel
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000021 · wf-form4_151856146466741.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,115 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:36 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000019 · wf-form4_151856135460480.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,688 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018. Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:34 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 3,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000017 · wf-form4_151856124928724.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,751 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with with the vesting of certain restricted stock units granted to the reporting person on February 9, 2017, at a net settlement price equal to the closing stock price on February 9, 2018. Such restricted stock units vest in three equal annual installments beginning on February 9, 2018. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:58 UTC |
SHUSTER BRADLEY MDirector · CEO
|
GrantStock Option (right to buy) · Derivative | 195,252 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-18-000007 · wf-form4_151821351736548.xml · derivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,252 Underlying: Class A Common Shares, $0.01 par value per share · 195,252 shares Expires 2028-02-07 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:58 UTC |
SHUSTER BRADLEY MDirector · CEO
|
GrantRestricted Stock Unit (right to receive) | 22,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000007 · wf-form4_151821351736548.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,070 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 467,821 class A common shares and 186,249 unvested restricted stock units. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:08 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 24,395 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-18-000015 · wf-form4_151821410847213.xml · derivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,395 Underlying: Class A Common Shares, $0.01 par value per share · 24,395 shares Expires 2028-02-07 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:08 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
GrantRestricted Stock Unit (right to receive) | 25,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000015 · wf-form4_151821410847213.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,889 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 233,889 unvested restricted stock units. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:01 UTC |
Leatherberry William JEVP, General Counsel
|
GrantStock Option (right to buy) · Derivative | 22,482 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-18-000009 · wf-form4_151821367838895.xml · derivative · entry 3 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,482 Underlying: Class A Common Shares, $0.01 par value per share · 22,482 shares Expires 2028-02-07 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 17:01 UTC |
Leatherberry William JEVP, General Counsel
|
GrantRestricted Stock Unit (right to receive) | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000009 · wf-form4_151821367838895.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,356 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 76,082 class A common shares and 94,274 unvested restricted stock units. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:05 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 28,713 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-18-000013 · wf-form4_151821392293818.xml · derivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,713 Underlying: Class A Common Shares, $0.01 par value per share · 28,713 shares Expires 2028-02-07 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:05 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
GrantRestricted Stock Unit (right to receive) | 30,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000013 · wf-form4_151821392293818.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,265 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 15,299 class A common shares and 121,966 unvested restricted stock units. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:03 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
GrantStock Option (right to buy) · Derivative | 21,965 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-18-000011 · wf-form4_151821382159405.xml · derivative · entry 2 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,965 Underlying: Class A Common Shares, $0.01 par value per share · 21,965 shares Expires 2028-02-07 F3 · shares: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. F3 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The options vest in three equal annual installments beginning on February 7, 2019. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 22:03 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
GrantRestricted Stock Unit (right to receive) | 23,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-18-000011 · wf-form4_151821382159405.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,992 F1 · shares: Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on February 7, 2018. The restricted stock units vest in three equal annual installments beginning on February 7, 2019. F2 · balance_after: Represents 33,580 class A common shares and 81,412 unvested restricted stock units. Read SEC document |
| December 23, 2017 Filed Dec 27, 2017 16:05 UTC |
SHUSTER BRADLEY MDirector · CEO
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 5,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000148 · wf-form4_151440870813770.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,343 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on December 23, 2015 at a net settlement price equal to the closing stock price on December 22, 2017. F2 · balance_after: Represents 467,821 class A common shares and 163,522 unvested restricted stock units. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:55 UTC |
SHUSTER BRADLEY MDirector · CEO
|
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 165,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000146 · wf-form4_151268368641492.xml · derivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 165,000 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $16.00 for a 30-day trading period. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:55 UTC |
SHUSTER BRADLEY MDirector · CEO
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 86,097 | $17.30 | $1,489,478.10 |
DisclosureSEC source: 0001547903-17-000146 · wf-form4_151268368641492.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,561 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on December 5, 2017. F2 · balance_after: Represents 463,039 class A common shares and 173,522 unvested restricted stock units. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 16:55 UTC |
SHUSTER BRADLEY MDirector · CEO
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 165,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000146 · wf-form4_151268368641492.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:52 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 2,221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000144 · wf-form4_151268353627294.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 2,221 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $16.00 for a 30-day trading period. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:52 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 1,057 | $17.30 | $18,286.10 |
DisclosureSEC source: 0001547903-17-000144 · wf-form4_151268353627294.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,185 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on December 5, 2017. F2 · balance_after: Represents 15,299 class A common shares and 91,886 unvested restricted stock units. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:52 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000144 · wf-form4_151268353627294.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:49 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 2,221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000142 · wf-form4_151268333945123.xml · derivative · entry 3 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 2,221 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $16.00 for a 30-day trading period. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:49 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 1,057 | $17.30 | $18,286.10 |
DisclosureSEC source: 0001547903-17-000142 · wf-form4_151268333945123.xml · nonDerivative · entry 2 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,981 F1 · shares: Represents shares withheld to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on December 5, 2017. F2 · balance_after: Represents 33,580 class A common shares and 58,401 unvested restricted stock units. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 21:49 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000142 · wf-form4_151268333945123.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:37 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
SaleClass A Common Shares, $0.01 par value per share | 15,000 | $17.80 | $267,000.00 |
DisclosureSEC source: 0001547903-17-000140 · wf-form4_151259625369926.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,021 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sale price of $17.80. The range of sale prices on the transaction date was $17.75 to $17.825. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 14,135 class A common shares and 91,886 unvested restricted stock units. Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 23:06 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
SaleClass A Common Shares, $0.01 par value per share | 10,000 | $16.99 | $169,945.00 |
DisclosureSEC source: 0001547903-17-000138 · wf-form4_151208316442712.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,817 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $16.9945. The range of sale prices on the transaction date was $16.95 to $17.075. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 32,416 class A common shares and 58,401 unvested restricted stock units. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:03 UTC |
SHUSTER BRADLEY MDirector · CEO
|
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 165,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000133 · wf-form4_151070421433624.xml · derivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Class A Common Shares, $0.01 par value per share · 165,000 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $14.00 for a 30-day trading period. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:03 UTC |
SHUSTER BRADLEY MDirector · CEO
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 78,507 | $15.80 | $1,240,410.60 |
DisclosureSEC source: 0001547903-17-000133 · wf-form4_151070421433624.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,658 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on November 10, 2017. F2 · balance_after: Represents 384,136 class A common shares and 173,522 unvested restricted stock units. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:03 UTC |
SHUSTER BRADLEY MDirector · CEO
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 165,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000133 · wf-form4_151070421433624.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
GrantRestricted Stock Unit (right to receive) · Derivative | 2,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000131 · wf-form4_151070411377656.xml · derivative · entry 3 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221 Underlying: Class A Common Shares, $0.01 par value per share · 2,224 shares Expires 2022-04-24 F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $14.00 for a 30-day trading period. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 1,059 | $15.80 | $16,732.20 |
DisclosureSEC source: 0001547903-17-000131 · wf-form4_151070411377656.xml · nonDerivative · entry 2 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,817 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on November 10, 2017. F2 · balance_after: Represents 42,416 class A common shares and 58,401 unvested restricted stock units. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC |
Mathis Patrick LEVP, Chief Risk Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000131 · wf-form4_151070411377656.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 2,224 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000132 · wf-form4_151070415722361.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221 Underlying: Class A Common Shares, $0.01 par value per share · 2,224 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on April 24, 2012. The shares underlying these restricted stock units were scheduled to vest when the per share price of NMIH common stock equaled or exceeded $14.00 for a 30-day trading period. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 1,059 | $15.80 | $16,732.20 |
DisclosureSEC source: 0001547903-17-000132 · wf-form4_151070415722361.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,021 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on April 24, 2012 at a net settlement price equal to the closing stock price on November 10, 2017. F2 · balance_after: Represents 29,135 class A common shares and 91,886 restricted stock units. Read SEC document |
| November 10, 2017 Filed Nov 15, 2017 00:02 UTC |
Merkle Claudia JEVP, Chief Operating Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000132 · wf-form4_151070415722361.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · derivative · entry 9 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 8,000 shares Expires 2022-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The option award was fully vested and exercisable. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · derivative · entry 8 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 4,000 shares Expires 2023-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The option award was fully vested and exercisable. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,600 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · derivative · entry 7 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 4,600 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The option award was fully vested and exercisable. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
SaleClass A Common Shares, $0.01 par value per share | 8,000 | $16.65 | $133,200.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 6 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,305 F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, each at a purchase price of $16.65. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the transaction. F4 · balance_after: Represents 28,305 restricted stock units. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 8,000 | $10.00 | $80,000.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 5 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
SaleClass A Common Shares, $0.01 par value per share | 4,600 | $16.80 | $77,287.36 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 4 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,305 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a weighted average sales price of $16.8016. The range of sale prices on the transaction date was $16.80 to to 16.825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 4,600 | $12.32 | $56,672.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 3 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
SaleClass A Common Shares, $0.01 par value per share | 4,000 | $16.80 | $67,210.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 2 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,305 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a weighted average sales price of $16.8025. The range of sale prices on the transaction date was $16.80 to to 16.825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 19:08 UTC |
Norberg JulieVice President, Controller
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 4,000 | $11.75 | $47,000.00 |
DisclosureSEC source: 0001547903-17-000127 · wf-form4_151001326663472.xml · nonDerivative · entry 1 Norberg Julie · CIK 0001713450 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2017 Filed Sep 11, 2017 17:19 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionRestricted Stock Unit (right to receive) · Derivative | 2,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000110 · wf-form4_150516475327734.xml · derivative · entry 4 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 2,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on September 10, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on September 10, 2015. F3 · derivative.expiration_date: Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on September 10, 2014. The shares underlying these restricted stock units vest in three equal annual installments beginning on September 10, 2015. Read SEC document |
| September 10, 2017 Filed Sep 11, 2017 17:19 UTC |
Leatherberry William JEVP, General Counsel
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 1,260 | $10.35 | $13,041.00 |
DisclosureSEC source: 0001547903-17-000110 · wf-form4_150516475327734.xml · nonDerivative · entry 2 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,804 F2 · balance_after: Represents 76,082 class A common shares and 70,722 unvested restricted stock units. Read SEC document |
| September 10, 2017 Filed Sep 11, 2017 17:19 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-17-000110 · wf-form4_150516475327734.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| August 29, 2017 Filed Aug 31, 2017 16:57 UTC |
Leatherberry William JEVP, General Counsel
|
PurchaseClass A Common Shares, $0.01 par value per share | 5,000 | $10.65 | $53,250.00 |
DisclosureSEC source: 0001547903-17-000108 · wf-form4_150421306219937.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,416 F1 · price: The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, each at a purchase of $10.65. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares purchased. F2 · balance_after: Represents 74,694 class A common shares and 70,722 unvested restricted stock units. Read SEC document |
| August 04, 2017 Filed Aug 4, 2017 19:13 UTC |
SHUSTER BRADLEY MDirector · CEO
|
SaleClass A Common Shares, $0.01 par value per share | 29,227 | $11.87 | $346,860.19 |
DisclosureSEC source: 0001547903-17-000102 · wf-form4_150188841787108.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 160,773 F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,227 shares of NMI Holdings, Inc. He completed these sales over the past 3 days. F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.8678. The range of sale prices on the transaction date was $11.75 to $11.9750 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 19:13 UTC |
SHUSTER BRADLEY MDirector · CEO
|
SaleClass A Common Shares, $0.01 par value per share | 30,000 | $11.77 | $353,232.00 |
DisclosureSEC source: 0001547903-17-000102 · wf-form4_150188841787108.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 190,000 F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 89,227 shares of NMI Holdings, Inc. He completed these sales over the past 3 days. F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average sales price of $11.7744. The range of sale prices on the transaction date was $11.65 to $11.9250 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.