Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2020 Filed Feb 11, 2020 21:06 UTC |
Merkle Claudia JDirector · CEO
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 5,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000014 · wf-form4_158145519645437.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,072 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 21:05 UTC |
Mathis Patrick LEVP, Chief Operating Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 3,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000012 · wf-form4_158145509795462.xml · nonDerivative · entry 1 Mathis Patrick L · CIK 0001591042 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,988 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 7, 2018 at a net settlement price equal to the closing stock price on February 7, 2020. Such restricted stock units vest in three equal installments beginning on February 7, 2019. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 20:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · derivative · entry 7 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 20:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,625 | $32.24 | $826,052.63 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 5 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 25,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.2362. The range of sale prices was $32.20 to $32.29. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F5 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 20:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · derivative · entry 6 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,625 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,116 | $32.17 | $807,868.70 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 47,150 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F3 · price: The 25,116 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.1655. The range of sale prices was $31.63 to $33.27. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,625 | $32.03 | $820,645.75 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 25,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.0252. The range of sale prices was $31.70 to $33.21. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:05 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-20-000002 · wf-form4_157835910236759.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 16:11 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 6,139 | $33.91 | $208,172.26 |
DisclosureSEC source: 0001547903-19-000157 · wf-form4_157670349840141.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,847 F1 · price: The common stock was sold by the reporting person in an open market transaction on the transaction date each at a sale price of $33.9098. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold. F2 · balance_after: Represents 83,243 class A common shares and 49,604 unvested restricted stock units. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 9,717 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 13 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,435 Underlying: Class A Common Shares, $0.01 par value per share · 9,717 shares Expires 2028-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on March 15, 2019. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 8,131 | $0.00 Strike: $18.70 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 12 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,264 Underlying: Class A Common Shares, $0.01 par value per share · 8,131 shares Expires 2028-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 7, 2019. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 32,256 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 11 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,965 Underlying: Class A Common Shares, $0.01 par value per share · 32,256 shares Expires 2027-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 50,104 | $33.13 | $1,659,700.01 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 8 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.1251. The range of sale prices was $32.88 to $33.44. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4 · balance_after: Represents 166,284 unvested restricted stock units. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 9,717 | $16.00 | $155,472.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 7 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 8,131 | $18.70 | $152,049.70 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 6 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 32,256 | $10.80 | $348,364.80 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 5 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 9,043 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 10 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,221 Underlying: Class A Common Shares, $0.01 par value per share · 9,043 shares Expires 2027-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 9,043 | $33.93 | $306,806.38 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 4 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.9275. The range of sale prices was $33.75 to $34.17. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 9,043 | $10.80 | $97,664.40 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 3 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,629 | $0.00 Strike: $10.80 | $0.00 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · derivative · entry 9 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,264 Underlying: Class A Common Shares, $0.01 par value per share · 4,629 shares Expires 2027-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 4,629 | $34.04 | $157,584.58 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $34.0429. The range of sale prices was $34.002 to $34.14. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:47 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 4,629 | $10.80 | $49,993.20 |
DisclosureSEC source: 0001547903-19-000155 · wf-form4_157627721739453.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 76,875 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,250 Underlying: Class A Common Shares, $0.01 par value per share · 76,875 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 37,500 | $32.97 | $1,236,318.75 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 72,266 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 37,500 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.9685. The range of sale prices was $32.54 to $33.75. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 76,875 | $33.01 | $2,537,651.44 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 76,875 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.0101. The range of sale prices was $32.555 to $33.71. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 18:30 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 76,875 | $10.00 | $768,750.00 |
DisclosureSEC source: 0001547903-19-000153 · wf-form4_157550222937017.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 17:42 UTC |
OZANNE JAMESDirector
|
SaleClass A Common Shares, $0.01 par value per share | 5,000 | $33.81 | $169,062.50 |
DisclosureSEC source: 0001547903-19-000151 · wf-form4_157532651274172.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,686 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.8125. The range of sale prices was $33.75 to $33.955. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 63,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:17 UTC |
Merkle Claudia JDirector · CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000149 · wf-form4_157481022359633.xml · derivative · entry 3 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 12,000 shares Expires 2022-05-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on May 30, 2015. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:17 UTC |
Merkle Claudia JDirector · CEO
|
SaleClass A Common Shares, $0.01 par value per share | 12,000 | $33.58 | $402,956.40 |
DisclosureSEC source: 0001547903-19-000149 · wf-form4_157481022359633.xml · nonDerivative · entry 2 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,156 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $37.5797. The range of sale prices was $33.55 to $33.67. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 32,401 class A commons shares and 77,755 unvested restricted stock units. Read SEC document |
| November 26, 2019 Filed Nov 26, 2019 23:17 UTC |
Merkle Claudia JDirector · CEO
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 12,000 | $10.00 | $120,000.00 |
DisclosureSEC source: 0001547903-19-000149 · wf-form4_157481022359633.xml · nonDerivative · entry 1 Merkle Claudia J · CIK 0001591053 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 17:38 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 7,674 | $33.49 | $257,039.10 |
DisclosureSEC source: 0001547903-19-000147 · wf-form4_157480792037134.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,986 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.4948. The range of sale prices was $33.48 to $33.4981. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 89,382 class A common shares and 49,604 unvested restricted stock units. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 23:26 UTC |
EMBLER MICHAEL JDirector
|
SaleClass A Common Shares, $0.01 par value per share | 10,000 | $33.38 | $333,803.00 |
DisclosureSEC source: 0001547903-19-000145 · wf-form4_157429235104279.xml · nonDerivative · entry 1 EMBLER MICHAEL J · CIK 0001209170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,548 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.3803. The range of sale prices was $33.29 to $33.48. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 56,194 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 17:56 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 50,000 | $33.94 | $1,697,120.00 |
DisclosureSEC source: 0001547903-19-000143 · wf-form4_157411774954207.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 109,766 F1 · shares: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 50,000 shares. F2 · price: The common stock referred to in Footnote 1 was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.9424. The range of sale prices was $33.56 to $34.44. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:49 UTC |
Smith Robert OwenEVP, Chief Risk Officer
|
SaleClass A Common Shares, $0.01 par value per share | 3,000 | $34.31 | $102,927.90 |
DisclosureSEC source: 0001547903-19-000141 · wf-form4_157411733860231.xml · nonDerivative · entry 1 Smith Robert Owen · CIK 0001739814 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,807 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $34.3093. The range of sale prices was $34.165 to $34.38. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 8,168 class A common shares and 30,639 unvested restricted stock units. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 18:53 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 10,635 | $33.23 | $353,391.48 |
DisclosureSEC source: 0001547903-19-000138 · wf-form4_157377560558555.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,284 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.2991. The range of sale prices was $33.25 to $33.385. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 166,284 unvested restricted stock units. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 12,685 | $33.66 | $426,930.17 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · nonDerivative · entry 6 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,660 F3 · price: The common stock was sold by the reporting person in an open market transaction on the transaction date each at a sale price of $33.6563. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold. F4 · balance_after: Represents 97,056 class A common shares and 49,604 unvested restricted stock units. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:53 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 7,089 | $33.73 | $239,116.93 |
DisclosureSEC source: 0001547903-19-000138 · wf-form4_157377560558555.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,919 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.7307. The range of sale prices was $33.68 to $33.80. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:56 UTC |
Jones James GDirector
|
SaleClass A Common Shares, $0.01 par value per share | 2,000 | $33.40 | $66,809.00 |
DisclosureSEC source: 0001547903-19-000139 · wf-form4_157377576429181.xml · nonDerivative · entry 2 Jones James G · CIK 0001289111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jaime C. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee Disclosed balance after: 0 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.4045. The range of sale prices was $33.40 to $33.43. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 18:56 UTC |
Jones James GDirector
|
SaleClass A Common Shares, $0.01 par value per share | 2,000 | $33.37 | $66,740.00 |
DisclosureSEC source: 0001547903-19-000139 · wf-form4_157377576429181.xml · nonDerivative · entry 1 Jones James G · CIK 0001289111 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee Disclosed balance after: 0 F1 · price: The common stock was sold by the reporting person in an open market transaction on the transaction date, each at a sale price of $33.37. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the sale. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,815 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · derivative · entry 9 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,709 Underlying: Class A Common Shares, $0.01 par value per share · 15,815 shares Expires 2027-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2018. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 15,815 | $32.75 | $517,964.97 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · nonDerivative · entry 5 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,345 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7515. The range of sale prices was $32.75 to $32.78. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 15,815 | $11.10 | $175,546.50 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · nonDerivative · entry 4 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,125 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 12,500 | $31.13 | $389,103.75 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 159,766 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 12,500 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $31.1283. The range of sale prices was $31 to $31.32. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,625 | $31.10 | $796,811.94 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 26,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $31.0951. The range of sale prices was $31 to $31.31. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:20 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-19-000134 · wf-form4_157360803375983.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 17,603 | $0.00 Strike: $11.10 | $0.00 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · derivative · entry 8 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,524 Underlying: Class A Common Shares, $0.01 par value per share · 17,603 shares Expires 2027-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 9, 2018. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,378 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · derivative · entry 7 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Shares, $0.01 par value per share · 10,378 shares Expires 2025-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on February 12, 2018. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 27,981 | $32.74 | $916,128.72 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · nonDerivative · entry 3 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,345 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7411. The range of prices was $32.65 to $33.11. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.