Tapewire

Nasdaq · USD

NMFC

New Mountain Finance Corp

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Tapewire entity
5211
SEC CIK
0001496099
Parsed reports
149

Last 12 months

Inside the activity.

20 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202640
Mar 2026160
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2022 Filed May 19, 2022 16:15 UTC PurchaseCommon Stock 19,726 $12.88 $254,124.14
Disclosure

SEC source: 0001104659-22-062894 · tm2216122d1_4seq1.xml · nonDerivative · entry 3

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,228,527

Read SEC document
May 17, 2022 Filed May 18, 2022 20:20 UTC
Ogens DavidDirector
PurchaseCommon Stock 1,089 $12.95 $14,102.55
Disclosure

SEC source: 0001104659-22-062455 · tm2215681-3_4seq1.xml · nonDerivative · entry 2

Ogens David · CIK 0001515169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,853

Read SEC document
May 17, 2022 Filed May 19, 2022 16:15 UTC PurchaseCommon Stock 27,605 $13.02 $359,361.89
Disclosure

SEC source: 0001104659-22-062894 · tm2216122d1_4seq1.xml · nonDerivative · entry 2

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 489,368

F1 · ownership.nature: The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
May 17, 2022 Filed May 19, 2022 16:15 UTC PurchaseCommon Stock 27,604 $13.02 $359,348.87
Disclosure

SEC source: 0001104659-22-062894 · tm2216122d1_4seq1.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,208,801

Read SEC document
May 16, 2022 Filed May 17, 2022 19:04 UTC PurchaseCommon Stock 18,350 $12.80 $234,830.46
Disclosure

SEC source: 0001104659-22-062168 · tm2215681-2_4seq1.xml · nonDerivative · entry 4

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 461,763

F1 · ownership.nature: The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
May 16, 2022 Filed May 17, 2022 19:04 UTC PurchaseCommon Stock 18,350 $12.80 $234,830.46
Disclosure

SEC source: 0001104659-22-062168 · tm2215681-2_4seq1.xml · nonDerivative · entry 3

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,181,197

Read SEC document
May 16, 2022 Filed May 18, 2022 20:20 UTC
Ogens DavidDirector
PurchaseCommon Stock 493 $12.70 $6,261.10
Disclosure

SEC source: 0001104659-22-062455 · tm2215681-3_4seq1.xml · nonDerivative · entry 1

Ogens David · CIK 0001515169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,764

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on August 10, 2021.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:17 UTC
Kajee ShirazChief Financial Officer
PurchaseCommon Stock 2,500 $12.78 $31,938.50
Disclosure

SEC source: 0001104659-22-062456 · tm2215681-4_4seq.xml · nonDerivative · entry 1

Kajee Shiraz · CIK 0001591497 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 13, 2022 Filed May 17, 2022 19:04 UTC PurchaseCommon Stock 14,250 $12.73 $181,382.55
Disclosure

SEC source: 0001104659-22-062168 · tm2215681-2_4seq1.xml · nonDerivative · entry 2

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 443,413

F1 · ownership.nature: The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
May 13, 2022 Filed May 17, 2022 19:04 UTC PurchaseCommon Stock 14,250 $12.73 $181,382.55
Disclosure

SEC source: 0001104659-22-062168 · tm2215681-2_4seq1.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,162,847

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 4,734 $12.39 $58,654.26
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 8

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,398.38

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 4,270 $12.41 $52,990.70
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 7

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,664.38

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 3,166 $12.40 $39,258.40
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 6

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,394.38

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 10 $12.38 $123.80
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 5

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,228.38

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 2,700 $12.44 $33,588.00
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 4

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,218.38

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 142 $12.43 $1,765.06
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 3

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,518.38

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 9,778 $12.42 $121,442.76
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 2

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,376.38

Read SEC document
May 12, 2022 Filed May 16, 2022 20:00 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 200 $12.42 $2,483.00
Disclosure

SEC source: 0001104659-22-061253 · tm2215681-1_4seq1.xml · nonDerivative · entry 1

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,598.38

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on August 23, 2021.

Read SEC document
December 14, 2021 Filed Dec 21, 2022 01:08 UTC OtherCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128776 · tm2233196-1_4seq1.xml · nonDerivative · entry 2

Arnold Rome G. III · CIK 0001701015 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse as Exec. Est. of Henry K. Ochs

Disclosed balance after: 0

F2 · kind: The reporting person's spouse is the executor of the Estate of Henry K. Ochs. On December 14, 2021, the reporting person's spouse caused the estate to distribute 18,000 shares of New Mountain Finance Corporation common stock to beneficiaries of the estate.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 20:39 UTC PurchaseCommon Stock 15,000 $13.15 $197,194.50
Disclosure

SEC source: 0001701015-21-000003 · wf-form4_163217032975597.xml · nonDerivative · entry 1

Arnold Rome G. III · CIK 0001701015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,423

Read SEC document
August 20, 2021 Filed Aug 23, 2021 20:10 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 15,080 $13.08 $197,201.16
Disclosure

SEC source: 0001515170-21-000002 · wf-form4_162974940934586.xml · nonDerivative · entry 1

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,851.25

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased

F2 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on September 4, 2020.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 20:09 UTC
Ogens DavidDirector
PurchaseCommon Stock 2,700 $13.47 $36,360.90
Disclosure

SEC source: 0001515169-21-000002 · wf-form4_162862618169616.xml · nonDerivative · entry 1

Ogens David · CIK 0001515169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,960

Read SEC document
March 08, 2021 Filed Mar 9, 2021 17:13 UTC
Handy AliceDirector
PurchaseCommon Stock 1,000 $12.67 $12,669.80
Disclosure

SEC source: 0001478203-21-000006 · wf-form4_161530999223797.xml · nonDerivative · entry 1

Handy Alice · CIK 0001478203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:04 UTC
Ogens DavidDirector
PurchaseCommon Stock 2,500 $11.48 $28,690.00
Disclosure

SEC source: 0001104659-20-136732 · tm2038724-1_4seq1.xml · nonDerivative · entry 1

Ogens David · CIK 0001515169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,904

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on May 13, 2020.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 19:59 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 11,700 $9.90 $115,830.00
Disclosure

SEC source: 0001104659-20-102602 · a4.xml · nonDerivative · entry 3

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,641.082

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on May 13, 2020.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 19:59 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 20,000 $9.89 $197,800.00
Disclosure

SEC source: 0001104659-20-102602 · a4.xml · nonDerivative · entry 2

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,941.082

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on May 13, 2020.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 19:59 UTC
Weinstein Adam B.Director · EVP, CAO and Director
PurchaseCommon Stock 15,450 $9.95 $153,727.50
Disclosure

SEC source: 0001104659-20-102602 · a4.xml · nonDerivative · entry 1

Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,941.082

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on May 13, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 100 $9.87 $986.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 17

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,359.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 100 $9.88 $987.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 16

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,259.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 302 $9.88 $2,983.76
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 15

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,159.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 100 $9.89 $989.00
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 14

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,857.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 3,500 $9.89 $34,597.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 13

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,757.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 100 $9.93 $992.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 12

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,257.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 1,600 $9.93 $15,888.00
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 11

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,157.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 1,600 $9.92 $15,872.00
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 10

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,557.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 1,000 $9.92 $9,915.00
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 9

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,957.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 1,601 $9.91 $15,865.91
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 8

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,957.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 500 $9.91 $4,952.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 7

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,356.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 800 $9.94 $7,948.00
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 6

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,856.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 6,458 $9.95 $64,257.10
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 5

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,056.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 4,925 $9.94 $48,954.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 4

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,598.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 2,900 $9.95 $28,840.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 3

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,673.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 3,300 $9.96 $32,851.50
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 2

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,773.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 14:25 UTC
HAMWEE ROBERTDirector · CEO
PurchaseCommon Stock 1,114 $9.96 $11,095.44
Disclosure

SEC source: 0001260098-20-000004 · wf-form4_159827913323215.xml · nonDerivative · entry 1

HAMWEE ROBERT · CIK 0001260098 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,473.127

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on March 10, 2020.

Read SEC document
June 16, 2020 Filed Jun 19, 2020 20:14 UTC
Kline JohnDirector · President and COO
PurchaseCommon Stock 9,399 $9.58 $90,042.42
Disclosure

SEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 4

Kline John · CIK 0001515172 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,336.133

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019.

Read SEC document
June 16, 2020 Filed Jun 19, 2020 20:14 UTC
Kline JohnDirector · President and COO
PurchaseCommon Stock 600 $9.57 $5,741.94
Disclosure

SEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 3

Kline John · CIK 0001515172 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,937.133

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019.

Read SEC document
June 16, 2020 Filed Jun 19, 2020 20:14 UTC
Kline JohnDirector · President and COO
PurchaseCommon Stock 4,401 $9.57 $42,117.57
Disclosure

SEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 2

Kline John · CIK 0001515172 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,337.133

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019.

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June 16, 2020 Filed Jun 19, 2020 20:14 UTC
Kline JohnDirector · President and COO
PurchaseCommon Stock 600 $9.57 $5,739.00
Disclosure

SEC source: 0001515172-20-000002 · wf-form4_159259766160703.xml · nonDerivative · entry 1

Kline John · CIK 0001515172 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,936.133

F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on October 25, 2019.

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May 27, 2020 Filed Jun 1, 2020 08:07 UTC PurchaseCommon Stock 27,139 $9.38 $254,672.38
Disclosure

SEC source: 0001104659-20-068013 · a4.xml · nonDerivative · entry 1

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 429,163

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

F2 · ownership.nature: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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May 26, 2020 Filed May 27, 2020 16:45 UTC PurchaseCommon Stock 28,400 $9.47 $268,834.40
Disclosure

SEC source: 0001104659-20-066454 · a4.xml · nonDerivative · entry 4

KLINSKY STEVEN B · CIK 0001018327 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 402,024

F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.

F2 · ownership.nature: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.