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NETLIST INC

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4386
SEC CIK
0001282631
Parsed reports
119

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202600
Mar 202607
Apr 202603
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2019 Filed Jun 6, 2019 21:00 UTC
Hong Chun KDirector · President, CEO and Chairman
SaleCommon Stock 62,869 $0.35 $21,934.99
Disclosure

SEC source: 0001104659-19-034331 · a4.xml · nonDerivative · entry 2

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 9,558,208

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:00 UTC
Hong Chun KDirector · President, CEO and Chairman
SaleCommon Stock 87,131 $0.36 $30,975.07
Disclosure

SEC source: 0001104659-19-034331 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 9,621,077

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:00 UTC
SASAKI GAIL MVice President and CFO
Tax withholdingCommon Stock 15,330 $0.41 $6,285.30
Disclosure

SEC source: 0001104659-19-021692 · a4.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,795

F1 · shares: Represents shares being withheld to satisfy tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:01 UTC
Hong Chun KDirector · President, CEO and Chairman
Tax withholdingCommon Stock 61,320 $0.41 $25,141.20
Disclosure

SEC source: 0001104659-19-021694 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,748

F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 17:01 UTC
Choi KihoDirector
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016345 · a4.xml · nonDerivative · entry 1

Choi Kiho · CIK 0001700108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and is fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC
SASAKI GAIL MVice President and CFO
GrantCommon Stock 411,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016342 · a4.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,125

F1 · shares: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and vests in installments of 51,469 shares beginning on September 18, 2019 semi-annually through March 17, 2023. The shares will be delivered to the Reporting Person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:01 UTC
Cho JunDirector
GrantCommon Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016344 · a4.xml · nonDerivative · entry 1

Cho Jun · CIK 0001393033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,500

F1 · shares: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and is fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC GrantCommon Stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-016343 · a4.xml · nonDerivative · entry 1

WELCHER BLAKE · CIK 0001248685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

F1 · shares: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and is fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 22:42 UTC
Hong Chun KDirector · President, CEO and Chairman
GrantCommon Stock 742,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-013665 · a4.xml · nonDerivative · entry 3

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128,068

F1 · shares: These restricted stock units (RSUs) granted on March 7, 2019 vest in installments of 92,813 beginning on September 7, 2019 semi-annually through March 7, 2023. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 22:42 UTC
Hong Chun KDirector · President, CEO and Chairman
SaleCommon Stock 94,810 $0.55 $51,747.30
Disclosure

SEC source: 0001104659-19-013665 · a4.xml · nonDerivative · entry 2

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 9,708,208

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:42 UTC
Hong Chun KDirector · President, CEO and Chairman
SaleCommon Stock 55,190 $0.57 $31,209.95
Disclosure

SEC source: 0001104659-19-013665 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 9,803,018

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:00 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 300,000 $0.40 $121,170.00
Disclosure

SEC source: 0001104659-18-072843 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 9,858,208

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 13:27 UTC
Choi KihoDirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001104659-18-053189 · a4.xml · derivative · entry 1

Choi Kiho · CIK 0001700108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-08-20

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on August 20, 2019

Read SEC document
August 20, 2018 Filed Aug 22, 2018 17:27 UTC
Cho JunDirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001104659-18-053188 · a4.xml · derivative · entry 1

Cho Jun · CIK 0001393033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-08-20

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on August 20, 2019

Read SEC document
August 20, 2018 Filed Aug 22, 2018 17:26 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.12 $0.00
Disclosure

SEC source: 0001104659-18-053187 · a4.xml · derivative · entry 1

WELCHER BLAKE · CIK 0001248685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-08-20

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on August 20, 2019

Read SEC document
May 17, 2018 Filed May 21, 2018 22:01 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
GrantCommon Stock 5,405,405 $0.15 $799,999.94
Disclosure

SEC source: 0001104659-18-034884 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 10,158,208

Read SEC document
April 13, 2018 Filed Apr 17, 2018 21:19 UTC
SASAKI GAIL MVice President and CFO
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-024553 · a4.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,375

F1 · shares: The shares of restricted stock awarded on April 13, 2018 vest in installments of 9,375 beginning on July 13, 2018 and every three months thereafter through April 13, 2020.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 21:19 UTC
Hong Chun KDirector · President, CEO and Chairman
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-024552 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,568

F1 · shares: The shares of restricted stock awarded on April 13, 2018 vest in installments of 37,500 beginning on July 13, 2018 and every three months thereafter through April 13, 2020.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 20:07 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 3,259 $1.09 $3,552.31
Disclosure

SEC source: 0001104659-17-039918 · a4.xml · nonDerivative · entry 2

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,752,803

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:07 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 21,473 $1.09 $23,405.57
Disclosure

SEC source: 0001104659-17-039918 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,756,062

Read SEC document
June 13, 2017 Filed Jun 13, 2017 23:05 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 20,585 $1.12 $23,055.20
Disclosure

SEC source: 0001104659-17-039016 · a4.xml · nonDerivative · entry 3

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,777,535

Read SEC document
June 12, 2017 Filed Jun 13, 2017 23:05 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 39,871 $1.11 $44,256.81
Disclosure

SEC source: 0001104659-17-039016 · a4.xml · nonDerivative · entry 2

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,798,120

Read SEC document
June 09, 2017 Filed Jun 13, 2017 23:05 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 13,750 $1.16 $15,950.00
Disclosure

SEC source: 0001104659-17-039016 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,837,991

Read SEC document
June 08, 2017 Filed Jun 8, 2017 23:20 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 28,005 $1.14 $31,925.70
Disclosure

SEC source: 0001104659-17-038226 · a4.xml · nonDerivative · entry 3

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,851,741

Read SEC document
June 07, 2017 Filed Jun 8, 2017 23:20 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 48,778 $1.17 $57,070.26
Disclosure

SEC source: 0001104659-17-038226 · a4.xml · nonDerivative · entry 2

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,879,746

Read SEC document
June 06, 2017 Filed Jun 8, 2017 23:20 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 24,479 $1.22 $29,864.38
Disclosure

SEC source: 0001104659-17-038226 · a4.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,928,524

Read SEC document
June 06, 2017 Filed Jun 13, 2017 14:16 UTC Amendment
Hong Chun KDirector · President, CEO and Chairman · 10% owner
SaleCommon Stock 24,279 $1.22 $29,620.38
Disclosure

SEC source: 0001104659-17-038835 · a4a.xml · nonDerivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Hong-Cha Property Trust

Disclosed balance after: 4,928,524

F1 · shares: This amendment is being filed because the number of shares reflected as sold in this line item was incorrectly reported as 24,479 shares in the Form 4 as originally filed (the "Original Form 4"). In accordance with applicable rules and instructions of the Securities and Exchange Commission, no other line items in the Original Form 4 are re-reported herein, and no such other line item is changed by this amendment.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 13:20 UTC
Choi KihoDirector
GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001104659-17-037162 · a4.xml · derivative · entry 1

Choi Kiho · CIK 0001700108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-05-31

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on May 31, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 21:31 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001104659-17-014999 · a4.xml · derivative · entry 1

Sheeran Vince · CIK 0001403163 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-03-03

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 02:31 UTC
Benck JeffDirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001104659-17-014998 · a4.xml · derivative · entry 1

Benck Jeff · CIK 0001397573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-03-03

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 02:31 UTC
Cho JunDirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001104659-17-014997 · a4.xml · derivative · entry 1

Cho Jun · CIK 0001393033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-03-03

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 02:30 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001104659-17-014996 · a4.xml · derivative · entry 1

CARGILE CHARLES F · CIK 0001213183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2017-03-03

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 02:30 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001104659-17-014995 · a4.xml · derivative · entry 1

WELCHER BLAKE · CIK 0001248685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-03-03

F1 · derivative.exercise_date: The options vest one hundred percent (100%) on March 3, 2018.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 02:30 UTC
SASAKI GAIL MVice President and CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001104659-17-009970 · a4.xml · derivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-02-14

F1 · derivative.exercise_date: The option vests in sixteen (16) equal quarterly installments through February 14, 2021

Read SEC document
February 14, 2017 Filed Feb 17, 2017 02:29 UTC
Hong Chun KDirector · President, CEO and Chairman · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $1.02 $0.00
Disclosure

SEC source: 0001104659-17-009969 · a4.xml · derivative · entry 1

Hong Chun K · CIK 0001381057 · Director · President, CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2017-02-14

F1 · derivative.exercise_date: The options vests in sixteen (16) equal quarterly installments through February 14, 2021

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.