Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NETLIST INCNLST · Entity 4386 | Director | June 05, 2026 | June 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NETLIST INC
Report date June 05, 2026 · Filed June 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
After 2026-06-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 100,000 · Balance 200,000 F1: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of June 9, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of June 9, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
F2: The amount reported includes shares subject to unvested restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DTS, INC.
Report date December 01, 2016 · Filed December 05, 2016
Section 16 reporting ended · disclosed 2016-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-12-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-12-01 · Disposition to issuer · Disposed 8,461 · Balance 21,680 F1: Disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 19, 2016, among the issuer, Tessera Technologies, Inc., Tempe Holdco Corporation ("Holdco"), Tempe Merger Sub Corporation and Arizona Merger Sub Corporation in exchange for $42.50 per share (the "Merger Consideration") upon the closing of the merger. Row 2 · 2016-12-01 · Disposition to issuer · Disposed 21,680 · Balance 0 F2: The unvested restricted stock units held by the reporting person were cancelled pursuant to the terms of the Merger Agreement and, as set forth in the Merger Agreement, shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into restricted stock units denominated in shares of common stock of Holdco. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $27.68 · Expires 2025-02-11 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-01 · Disposition to issuer · Disposed 11,115 · Balance 0 F2: The unvested restricted stock units held by the reporting person were cancelled pursuant to the terms of the Merger Agreement and, as set forth in the Merger Agreement, shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into restricted stock units denominated in shares of common stock of Holdco. F3: These restricted stock units vest in four equal annual installments beginning on February 15, 2016. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.99 · Expires 2017-03-05 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-12-01 · Disposition to issuer · Disposed 16,000 · Balance 0 F5: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F4: This option vests and becomes exercisable in four equal annual installments beginning on March 6, 2008. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.45 · Expires 2018-02-19 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-12-01 · Disposition to issuer · Disposed 20,000 · Balance 0 F5: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F6: This option vests and becomes exercisable in four equal annual installments beginning on February 15, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.71 · Expires 2019-02-17 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-12-01 · Disposition to issuer · Disposed 35,640 · Balance 0 F5: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F7: This option vests and becomes exercisable in four equal annual installments beginning on February 18, 2009. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.26 · Expires 2020-02-18 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-01 · Disposition to issuer · Disposed 32,000 · Balance 0 F5: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F8: This option vests and becomes exercisable in four equal installments commencing on the anniversary of February 18, 2010. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.35 · Expires 2021-02-15 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-01 · Disposition to issuer · Disposed 21,430 · Balance 0 F10: This option was cancelled pursuant to the terms of the Merger Agreement, 21,430 options shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into options denominated in shares of common stock of Holdco. F9: This option vests and becomes exercisable in four equal annual installments beginning on February 16, 2012. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.49 · Expires 2022-02-15 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-12-01 · Disposition to issuer · Disposed 60,680 · Balance 0 F5: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F11: This option vests and becomes exercisable in four equal annual installments beginning on February 15, 2013. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.48 · Expires 2023-02-14 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-12-01 · Disposition to issuer · Disposed 40,000 · Balance 0 F13: Pursuant to the terms of the Merger Agreement, this option was cancelled and (i) 30,000 vested options were exchanged for a cash payment of $22.02 per option and (ii) 10,000 unvested options will be assumed or substituted by Holdco and converted into options denominated in shares of common stock of Holdco. F12: This option vests and becomes exercisable in four equal annual installments beginning on February 14, 2014. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2024-03-13 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-12-01 · Disposition to issuer · Disposed 38,160 · Balance 0 F15: Pursuant to the terms of the Merger Agreement, this option was cancelled and (i) 19,080 vested options were exchanged for a cash payment of $22.13 per option and (ii) 19,080 unvested options will be assumed or substituted by Holdco and converted into options denominated in shares of common stock of Holdco. F14: This option vests and becomes exercisable in four equal annual installments commencing on February 13, 2014. |
| Performance-based Restricted Stock Units (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.37 · Expires 2024-03-13 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-12-01 · Disposition to issuer · Disposed 1,426 · Balance 0 F17: These performance-based restricted stock units were cancelled pursuant to the terms of the Merger Agreement and were exchanged for the Merger Consideration. F16: These performance-based vesting restricted stock units vests in two equal installments upon achievement of certain internal performance goals, with 50% units vesting on February 15, 2016 and the remaining 50% units vesting on February 15, 2017. |
| Performance-based Restricted Stock Units (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.68 · Expires 2025-02-11 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2016-12-01 · Disposition to issuer · Disposed 9,880 · Balance 0 F17: These performance-based restricted stock units were cancelled pursuant to the terms of the Merger Agreement and were exchanged for the Merger Consideration. F18: These performance-based vesting restricted stock units vests in two equal installments upon achievement of certain internal performance goals, with 50% of the units vesting on February 15, 2017 and the remaining units vesting on February 15, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 19, 2016, among the issuer, Tessera Technologies, Inc., Tempe Holdco Corporation ("Holdco"), Tempe Merger Sub Corporation and Arizona Merger Sub Corporation in exchange for $42.50 per share (the "Merger Consideration") upon the closing of the merger.
F2: The unvested restricted stock units held by the reporting person were cancelled pursuant to the terms of the Merger Agreement and, as set forth in the Merger Agreement, shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into restricted stock units denominated in shares of common stock of Holdco.
F3: These restricted stock units vest in four equal annual installments beginning on February 15, 2016.
F4: This option vests and becomes exercisable in four equal annual installments beginning on March 6, 2008.
F5: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options.
F6: This option vests and becomes exercisable in four equal annual installments beginning on February 15, 2009.
F7: This option vests and becomes exercisable in four equal annual installments beginning on February 18, 2009.
F8: This option vests and becomes exercisable in four equal installments commencing on the anniversary of February 18, 2010.
F9: This option vests and becomes exercisable in four equal annual installments beginning on February 16, 2012.
F10: This option was cancelled pursuant to the terms of the Merger Agreement, 21,430 options shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into options denominated in shares of common stock of Holdco.
F11: This option vests and becomes exercisable in four equal annual installments beginning on February 15, 2013.
F12: This option vests and becomes exercisable in four equal annual installments beginning on February 14, 2014.
F13: Pursuant to the terms of the Merger Agreement, this option was cancelled and (i) 30,000 vested options were exchanged for a cash payment of $22.02 per option and (ii) 10,000 unvested options will be assumed or substituted by Holdco and converted into options denominated in shares of common stock of Holdco.
F14: This option vests and becomes exercisable in four equal annual installments commencing on February 13, 2014.
F15: Pursuant to the terms of the Merger Agreement, this option was cancelled and (i) 19,080 vested options were exchanged for a cash payment of $22.13 per option and (ii) 19,080 unvested options will be assumed or substituted by Holdco and converted into options denominated in shares of common stock of Holdco.
F16: These performance-based vesting restricted stock units vests in two equal installments upon achievement of certain internal performance goals, with 50% units vesting on February 15, 2016 and the remaining 50% units vesting on February 15, 2017.
F17: These performance-based restricted stock units were cancelled pursuant to the terms of the Merger Agreement and were exchanged for the Merger Consideration.
F18: These performance-based vesting restricted stock units vests in two equal installments upon achievement of certain internal performance goals, with 50% of the units vesting on February 15, 2017 and the remaining units vesting on February 15, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2026 Filed Jun 10, 2026 01:30 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-071995 · tm2617089-2_4seq1.xml · nonDerivative · entry 1 WELCHER BLAKE · CIK 0001248685 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · shares: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of June 9, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| April 22, 2026 Filed Apr 25, 2026 01:30 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 37,500 | $2.00 | $75,000.00 |
DisclosureSEC source: 0001104659-26-048802 · tm2612522-1_4seq1.xml · nonDerivative · entry 1 WELCHER BLAKE · CIK 0001248685 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 100,000 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 17, 2026 Filed Mar 19, 2026 01:00 UTC | NETLIST INC NLST · Entity 4386 | SaleCommon Stock | 37,500 | $1.66 | $62,250.00 |
DisclosureSEC source: 0001104659-26-031555 · tm269276-1_4seq1.xml · nonDerivative · entry 1 WELCHER BLAKE · CIK 0001248685 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,500 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.6601 to $1.67 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| November 26, 2025 Filed Dec 2, 2025 02:30 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-117457 · tm2532473-1_4seq1.xml · nonDerivative · entry 1 WELCHER BLAKE · CIK 0001248685 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 F1 · shares: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of November 15, 2025. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| March 18, 2019 Filed Mar 20, 2019 21:00 UTC | NETLIST INC NLST · Entity 4386 | GrantCommon Stock | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-016343 · a4.xml · nonDerivative · entry 1 WELCHER BLAKE · CIK 0001248685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 F1 · shares: This Restricted Stock Unit ("RSU") award was granted to the Reporting Person on March 18, 2019 and is fully vested. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 17:26 UTC | NETLIST INC NLST · Entity 4386 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001104659-18-053187 · a4.xml · derivative · entry 1 WELCHER BLAKE · CIK 0001248685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-08-20 F1 · derivative.exercise_date: The options vest one hundred percent (100%) on August 20, 2019 Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 02:30 UTC | NETLIST INC NLST · Entity 4386 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.98 | $0.00 |
DisclosureSEC source: 0001104659-17-014995 · a4.xml · derivative · entry 1 WELCHER BLAKE · CIK 0001248685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-03-03 F1 · derivative.exercise_date: The options vest one hundred percent (100%) on March 3, 2018. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerPerformance-based Restricted Stock Units (Right to Buy) · Derivative | 9,880 | $42.50 Strike: $27.68 | $419,900.00 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 13 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,880 shares Expires 2025-02-11 F17 · price: These performance-based restricted stock units were cancelled pursuant to the terms of the Merger Agreement and were exchanged for the Merger Consideration. F18 · derivative.exercise_date: These performance-based vesting restricted stock units vests in two equal installments upon achievement of certain internal performance goals, with 50% of the units vesting on February 15, 2017 and the remaining units vesting on February 15, 2018. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerPerformance-based Restricted Stock Units (Right to Buy) · Derivative | 1,426 | $42.50 Strike: $20.37 | $60,605.00 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 12 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,426 shares Expires 2024-03-13 F17 · price: These performance-based restricted stock units were cancelled pursuant to the terms of the Merger Agreement and were exchanged for the Merger Consideration. F16 · derivative.exercise_date: These performance-based vesting restricted stock units vests in two equal installments upon achievement of certain internal performance goals, with 50% units vesting on February 15, 2016 and the remaining 50% units vesting on February 15, 2017. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 38,160 | Not disclosed Strike: $20.37 | Not disclosed |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 11 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,160 shares Expires 2024-03-13 F15 · price: Pursuant to the terms of the Merger Agreement, this option was cancelled and (i) 19,080 vested options were exchanged for a cash payment of $22.13 per option and (ii) 19,080 unvested options will be assumed or substituted by Holdco and converted into options denominated in shares of common stock of Holdco. F14 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments commencing on February 13, 2014. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 40,000 | Not disclosed Strike: $20.48 | Not disclosed |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 10 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2023-02-14 F13 · price: Pursuant to the terms of the Merger Agreement, this option was cancelled and (i) 30,000 vested options were exchanged for a cash payment of $22.02 per option and (ii) 10,000 unvested options will be assumed or substituted by Holdco and converted into options denominated in shares of common stock of Holdco. F12 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments beginning on February 14, 2014. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 60,680 | $15.01 Strike: $27.49 | $910,806.80 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 9 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,680 shares Expires 2022-02-15 F5 · price: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F11 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments beginning on February 15, 2013. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 21,430 | Not disclosed Strike: $46.35 | Not disclosed |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 8 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,430 shares Expires 2021-02-15 F10 · price: This option was cancelled pursuant to the terms of the Merger Agreement, 21,430 options shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into options denominated in shares of common stock of Holdco. F9 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments beginning on February 16, 2012. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 32,000 | $16.24 Strike: $26.26 | $519,680.00 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 7 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2020-02-18 F5 · price: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F8 · derivative.exercise_date: This option vests and becomes exercisable in four equal installments commencing on the anniversary of February 18, 2010. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 35,640 | $26.79 Strike: $15.71 | $954,795.60 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 6 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,640 shares Expires 2019-02-17 F5 · price: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F7 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments beginning on February 18, 2009. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $20.05 Strike: $22.45 | $401,000.00 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 5 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-02-19 F5 · price: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F6 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments beginning on February 15, 2009. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerStock Option (Right to Buy) · Derivative | 16,000 | $18.51 Strike: $23.99 | $296,160.00 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 4 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2017-03-05 F5 · price: This option was cancelled pursuant to the terms of the Merger Agreement, was exchanged for the right to receive a cash payment equal to the difference between the Merger Consideration and the option exercise price multiplied by the number of vested options. F4 · derivative.exercise_date: This option vests and becomes exercisable in four equal annual installments beginning on March 6, 2008. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerRestricted Stock Unit · Derivative | 11,115 | Not disclosed Strike: $27.68 | Not disclosed |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · derivative · entry 3 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,115 shares Expires 2025-02-11 F2 · price: The unvested restricted stock units held by the reporting person were cancelled pursuant to the terms of the Merger Agreement and, as set forth in the Merger Agreement, shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into restricted stock units denominated in shares of common stock of Holdco. F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on February 15, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerCommon Stock | 21,680 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · nonDerivative · entry 2 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The unvested restricted stock units held by the reporting person were cancelled pursuant to the terms of the Merger Agreement and, as set forth in the Merger Agreement, shall be assumed or substituted by Holdco and converted automatically upon the closing of the merger into restricted stock units denominated in shares of common stock of Holdco. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:43 UTC | DTS, INC. DTSI · Entity 180602 | Disposition to issuerCommon Stock | 8,461 | $42.50 | $359,592.50 |
DisclosureSEC source: 0001179110-16-032418 · edgar.xml · nonDerivative · entry 1 WELCHER BLAKE · CIK 0001248685 · EVP Legal & Licensing Oper 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,680 F1 · price: Disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of September 19, 2016, among the issuer, Tessera Technologies, Inc., Tempe Holdco Corporation ("Holdco"), Tempe Merger Sub Corporation and Arizona Merger Sub Corporation in exchange for $42.50 per share (the "Merger Consideration") upon the closing of the merger. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.