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SASAKI GAIL M

Disclosed activity across 1 company

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21605
SEC CIK
0001422990

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Reported relationships

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CompanyLast reported asReport datePublished
NETLIST INCNLST · Entity 4386EVP and CFOAugust 17, 2026August 20, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NETLIST INC

Report date August 17, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect534,594 Reported balance After 2026-08-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-17 · Sale · Disposed 100,000 · Balance 534,594

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The amount reported includes shares subject to unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The amount reported includes shares subject to unvested RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2026 Filed Aug 20, 2026 01:00 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 100,000 $6.91 $690,660.00
Disclosure

SEC source: 0001104659-26-098891 · tm2623447-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 534,594

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.93 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
August 12, 2026 Filed Aug 15, 2026 01:00 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 25,000 $4.49 $112,250.00
Disclosure

SEC source: 0001104659-26-097412 · tm2623020-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 634,594

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
August 05, 2026 Filed Aug 8, 2026 01:00 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 25,000 $3.99 $99,750.00
Disclosure

SEC source: 0001104659-26-092853 · tm2622395-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 659,594

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
June 05, 2026 Filed Jun 10, 2026 01:31 UTC NETLIST INC NLST · Entity 4386 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-071997 · tm2617089-4_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,594

F1 · shares: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of June 9, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.

F2 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
May 15, 2026 Filed May 20, 2026 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 8,876 $2.63 $23,311.93
Disclosure

SEC source: 0001104659-26-064032 · tm2614839-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 484,594

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5624 to $2.70 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
May 11, 2026 Filed May 14, 2026 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 25,000 $3.49 $87,250.00
Disclosure

SEC source: 0001104659-26-060515 · tm2614275-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 493,470

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2025.

F2 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 00:44 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 20,898 $1.50 $31,347.00
Disclosure

SEC source: 0001104659-26-028730 · tm268843-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 518,470

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.50 to $1.53 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
November 26, 2025 Filed Dec 2, 2025 02:32 UTC NETLIST INC NLST · Entity 4386 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-117458 · tm2532473-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,368

F1 · shares: The shares subject to the restricted stock units (the "RSUs") vest over a period of four years, with 1/4 of such shares vesting on each anniversary of November 15, 2025. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.

F2 · balance_after: The amount reported includes shares subject to unvested RSUs.

Read SEC document
May 15, 2025 Filed May 20, 2025 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 10,430 $0.72 $7,466.84
Disclosure

SEC source: 0001104659-25-050637 · tm2515337-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 339,368

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7122 to $0.72 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:06 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 10,430 $1.15 $11,943.39
Disclosure

SEC source: 0001104659-25-025006 · tm259625-2_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 349,798

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.16 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:06 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 10,430 $1.05 $10,952.54
Disclosure

SEC source: 0001104659-25-025006 · tm259625-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 360,228

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.05 to $1.06 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
August 12, 2024 Filed Aug 14, 2024 21:00 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 8,183 $1.25 $10,228.75
Disclosure

SEC source: 0001104659-24-089720 · tm2421527-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 370,658

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 15, 2024 Filed Jul 18, 2024 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 4,092 $1.47 $6,015.24
Disclosure

SEC source: 0001104659-24-080621 · tm2419502-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 378,841

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
May 14, 2024 Filed May 16, 2024 19:01 UTC NETLIST INC NLST · Entity 4386 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-062462 · tm2414723-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,933

F1 · shares: These restricted stock units (RSUs) granted on May 14, 2024 vest in installments of 25,000 beginning on May 15, 2025 one time per year through May 15, 2028. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 10,415 $1.62 $16,832.72
Disclosure

SEC source: 0001104659-24-036338 · tm249186-1_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 282,933

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.580 to $1.680 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 10,415 $1.79 $18,653.27
Disclosure

SEC source: 0001104659-24-036338 · tm249186-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,348

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.780 to $1.815 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 02:31 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 3,917 $1.54 $6,039.62
Disclosure

SEC source: 0001104659-24-032610 · tm248189-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,763

F1 · shares: Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 19, 2024 02:38 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 5,202 $2.02 $10,508.04
Disclosure

SEC source: 0001104659-24-004925 · tm243469-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,680

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.015 to $2.020 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
September 06, 2023 Filed Sep 9, 2023 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 3,292 $1.91 $6,301.88
Disclosure

SEC source: 0001104659-23-099405 · tm2325624-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,882

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.92 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 8,820 $3.24 $28,569.74
Disclosure

SEC source: 0001104659-23-092124 · tm2323565-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,174

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.23 to $3.26 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 13, 2023 Filed Jul 18, 2023 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 4,364 $3.27 $14,271.15
Disclosure

SEC source: 0001104659-23-081751 · tm2321266-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,994

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.28 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 24, 2023 Filed Apr 27, 2023 01:32 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 95,273 $5.44 $518,342.28
Disclosure

SEC source: 0001104659-23-050548 · tm2313706-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,358

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.44 to $5.45 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 50,000 $3.33 $166,725.00
Disclosure

SEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 4

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,631

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple tranactions at prices ranging from $3.30 to $3.38 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2023 Filed Mar 18, 2023 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 18,417 $3.24 $59,619.51
Disclosure

SEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 3

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,631

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.11 to $3.35 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 16, 2023 Filed Mar 18, 2023 01:30 UTC NETLIST INC NLST · Entity 4386 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,048

F3 · shares: These restricted stock units (RSUs) granted on March 16, 2023 vest in installments of 25,000 beginning on March 16, 2024 one time per year through March 16, 2027. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.

Read SEC document
March 15, 2023 Filed Mar 18, 2023 01:30 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 10,318 $3.07 $31,661.81
Disclosure

SEC source: 0001104659-23-034111 · tm239856-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,048

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.12 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:45 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 28,854 $3.00 $86,562.00
Disclosure

SEC source: 0001104659-23-030631 · tm238833-1_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,366

F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:45 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 3,875 $2.88 $11,160.00
Disclosure

SEC source: 0001104659-23-030631 · tm238833-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,220

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:15 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 46,399 $2.00 $92,798.00
Disclosure

SEC source: 0001104659-23-022817 · tm236274-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,095

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 21:15 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 615 $1.68 $1,033.20
Disclosure

SEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 4

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,494

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

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January 13, 2023 Filed Jan 18, 2023 21:15 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 100 $1.66 $166.00
Disclosure

SEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 3

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,109

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

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January 13, 2023 Filed Jan 18, 2023 21:15 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 1,950 $1.65 $3,217.50
Disclosure

SEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,209

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

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January 13, 2023 Filed Jan 18, 2023 21:15 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 2,460 $1.62 $3,985.20
Disclosure

SEC source: 0001104659-23-004606 · tm233487-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,159

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.

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December 15, 2022 Filed Dec 19, 2022 21:22 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 1,595 $1.14 $1,818.30
Disclosure

SEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 3

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,619

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December 15, 2022 Filed Dec 19, 2022 21:22 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 2,700 $1.13 $3,051.00
Disclosure

SEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,214

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December 15, 2022 Filed Dec 19, 2022 21:22 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 8,205 $1.13 $9,272.47
Disclosure

SEC source: 0001104659-22-128244 · tm2232827-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,914

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September 19, 2022 Filed Sep 21, 2022 21:15 UTC NETLIST INC NLST · Entity 4386 Tax withholdingCommon Stock 26,944 $2.68 $72,075.20
Disclosure

SEC source: 0001104659-22-101993 · tm2226244-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,119

F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.

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August 11, 2022 Filed Aug 15, 2022 20:20 UTC NETLIST INC NLST · Entity 4386 Tax withholdingCommon Stock 8,646 $3.15 $27,234.90
Disclosure

SEC source: 0001104659-22-091229 · tm2223354-2_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,063

F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.

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May 06, 2022 Filed May 10, 2022 20:01 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 13,447 $6.32 $84,985.04
Disclosure

SEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 4

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,709

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan.

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May 06, 2022 Filed May 10, 2022 20:01 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 6,829 $6.31 $43,090.99
Disclosure

SEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 3

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,156

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan.

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May 06, 2022 Filed May 10, 2022 20:01 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 10,100 $6.30 $63,630.00
Disclosure

SEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,985

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan.

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May 06, 2022 Filed May 10, 2022 20:01 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 30,468 $6.24 $190,120.32
Disclosure

SEC source: 0001104659-22-058219 · tm2214995-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,085

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan.

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March 18, 2022 Filed Mar 22, 2022 21:30 UTC NETLIST INC NLST · Entity 4386 Tax withholdingCommon Stock 17,335 $5.00 $86,675.00
Disclosure

SEC source: 0001104659-22-036648 · tm2210040-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,553

F1 · shares: Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.

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January 25, 2022 Filed Feb 1, 2022 22:43 UTC NETLIST INC NLST · Entity 4386 GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-010460 · tm225140-1_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,888

F1 · shares: These restricted stock units (RSUs) granted on January 25, 2022 vest in installments of 25,000 beginning on August 11, 2022 two times per year through March 15, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.

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July 19, 2021 Filed Jul 21, 2021 20:56 UTC NETLIST INC NLST · Entity 4386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · derivative · entry 3

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 27, 2012 to February 27, 2016

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July 19, 2021 Filed Jul 21, 2021 20:56 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 75,000 $7.90 $592,500.00
Disclosure

SEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,888

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan.

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July 19, 2021 Filed Jul 21, 2021 20:56 UTC NETLIST INC NLST · Entity 4386 Exercise / conversionCommon Stock 75,000 $3.59 $269,250.00
Disclosure

SEC source: 0001104659-21-094459 · tm2121203-7_4seq1.xml · nonDerivative · entry 1

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 13, 2021 Filed Jul 14, 2021 21:01 UTC NETLIST INC NLST · Entity 4386 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $2.05 $0.00
Disclosure

SEC source: 0001104659-21-092158 · tm2121203-6_4seq1.xml · derivative · entry 4

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in 16 equal quarterly installments from May 21, 2014 to February 21, 2018.

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July 13, 2021 Filed Jul 14, 2021 21:01 UTC NETLIST INC NLST · Entity 4386 SaleCommon Stock 75,000 $7.20 $540,000.00
Disclosure

SEC source: 0001104659-21-092158 · tm2121203-6_4seq1.xml · nonDerivative · entry 3

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,888

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan.

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July 13, 2021 Filed Jul 14, 2021 21:01 UTC NETLIST INC NLST · Entity 4386 Exercise / conversionCommon Stock 75,000 $2.05 $153,750.00
Disclosure

SEC source: 0001104659-21-092158 · tm2121203-6_4seq1.xml · nonDerivative · entry 2

SASAKI GAIL M · CIK 0001422990 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.