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Nasdaq · USD

NIXX

Nixxy, Inc.

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7730
SEC CIK
0001462223
Parsed reports
75

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 23, 2021 Filed Nov 24, 2021 18:45 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 1,525 $3.35 $5,108.75
Disclosure

SEC source: 0001654954-21-012591 · section16.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,971

F1 · shares: Purchase of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 15:49 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 1,450 $3.45 $5,002.50
Disclosure

SEC source: 0001654954-21-012534 · section16.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,446

F1 · shares: Purchase of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 16:08 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 1,550 $3.20 $4,960.00
Disclosure

SEC source: 0001654954-21-012479 · ownership.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,996

F1 · shares: Purchase of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2021 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 1,650 $2.95 $4,867.50
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 8

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,446

F6 · shares: Purchase of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 13, 2021 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
GrantStock Options (Right to buy) · Derivative 100,000 Not disclosed Strike: $4.59 Not disclosed
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · derivative · entry 10

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-09-12

F8 · price: Represents options granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan in connection with the Reporting Person's employment agreement. 50,000 options will vest on 09/13/2022, and 12,500 options will vest every three months thereafter.

F8 · derivative.exercise_date: Represents options granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan in connection with the Reporting Person's employment agreement. 50,000 options will vest on 09/13/2022, and 12,500 options will vest every three months thereafter.

Read SEC document
September 13, 2021 Filed Apr 14, 2022 22:43 UTC
Jennings Miles LDirector · Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.59 $0.00
Disclosure

SEC source: 0001225208-22-005853 · doc4.xml · derivative · entry 2

Jennings Miles L · CIK 0001721114 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, $.0001 par value · 100,000 shares

Expires 2026-09-13

F2 · derivative.exercise_date: The options shall have a term of two years and shall vest quarterly with the first tranche vesting on December 13, 2021 and the last tranche vesting on September 13, 2023.

Read SEC document
September 06, 2021 Filed Jun 8, 2022 23:55 UTC
Krandel JudyChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001225208-22-007879 · doc4.xml · derivative · entry 3

Krandel Judy · CIK 0001668351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock, $.0001 par value · 100,000 shares

Expires 2026-09-06

Read SEC document
July 02, 2021 Filed Jul 8, 2021 20:16 UTC PurchaseWarrants to purchase Common Stock · Derivative 4,000 $0.01 Strike: $5.50 $40.00
Disclosure

SEC source: 0001654954-21-007758 · section16.xml · derivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2026-07-02

F1 · shares: The reporting person bought 4,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Read SEC document
July 02, 2021 Filed Jul 8, 2021 20:16 UTC PurchaseCommon Stock 4,000 $4.99 $19,960.00
Disclosure

SEC source: 0001654954-21-007758 · section16.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: The reporting person bought 4,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Read SEC document
July 02, 2021 Filed Sep 1, 2022 22:54 UTC PurchaseWarrants to Purchase Common Stock · Derivative 8,000 $0.01 Strike: $5.50 $80.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 3

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock, $.0001 par value · 8,000 shares

Expires 2026-07-02

F1 · shares: The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Read SEC document
July 02, 2021 Filed Sep 1, 2022 22:54 UTC PurchaseCommon Stock, $.0001 par value 8,000 $4.99 $39,920.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Read SEC document
March 25, 2021 Filed Oct 13, 2022 14:37 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $8.13 $0.00
Disclosure

SEC source: 0001225208-22-010959 · doc4.xml · derivative · entry 1

Pemberton Stephen · CIK 0001571094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $.0001 par value · 20,000 shares

Expires 2026-03-24

F1 · derivative.exercise_date: Option vests 25% per quarter beginning June 24, 2021 and ending March 24, 2024.

Read SEC document
March 11, 2021 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
GrantCommon Stock, par value $0.0001 1,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 7

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,796

F5 · price: Issuance of shares pursuant to August 2018 consulting agreement between the Issuer and the Reporting Person entered into prior to the Reporting Person's appointment as Chief Executive Officer in June 2020.

Read SEC document
February 10, 2021 Filed Sep 1, 2022 22:54 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 2

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $.0001 par value · 20,000 shares

Expires 2026-02-10

F2 · derivative.exercise_date: Option vests quarterly over three years, with the first tranche vesting on May 10, 2021 and the last tranche vesting on February 10, 2024.

Read SEC document
October 01, 2020 Filed Sep 1, 2022 22:56 UTC
Leff DeborahDirector
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001225208-22-009944 · doc4.xml · derivative · entry 2

Leff Deborah · CIK 0001919743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $.0001 par value · 20,000 shares

Expires 2025-10-01

F2 · derivative.exercise_date: Options shall vest quarterly over three years, with the first tranche vesting on October 1, 2020 and the last tranche vesting on July 1, 2023.

Read SEC document
June 18, 2020 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
GrantRestricted Stock Units · Derivative 221,600 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · derivative · entry 9

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,600

Underlying: Common Stock · 221,600 shares

Expires 2030-06-17

F7 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.

F7 · price: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.

F7 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 20:53 UTC
Roth DouglasDirector
GrantStock Options (Right to Buy) · Derivative 47,668 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027046 · ownership.xml · derivative · entry 1

Roth Douglas · CIK 0001742517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,668

Underlying: Common Stock · 47,668 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as a director of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:56 UTC GrantStock Options (Right to Buy) · Derivative 47,668 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027051 · ownership.xml · derivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,668

Underlying: Common Stock · 47,668 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as a director of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 02:00 UTC
Sohn EvanDirector · Executive Chairman
GrantStock Options (Right to Buy) · Derivative 38,304 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027053 · ownership.xml · derivative · entry 1

Sohn Evan · CIK 0001772206 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,304

Underlying: Common Stock · 38,304 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as an Executive Officer of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:54 UTC
O'Rourke TimDirector
GrantStock Options (Right to Buy) · Derivative 47,668 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027048 · ownership.xml · derivative · entry 1

O'Rourke Tim · CIK 0001766956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,668

Underlying: Common Stock · 47,668 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as a director of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:52 UTC
Roberts Ricky DonPres. of Recruiting Solutions
GrantStock Options (Right to Buy) · Derivative 38,304 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027044 · ownership.xml · derivative · entry 1

Roberts Ricky Don · CIK 0001773405 · Pres. of Recruiting Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,304

Underlying: Common Stock · 38,304 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as an Executive Officer of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:51 UTC
Jennings Miles LDirector · CEO
GrantStock Options (Right to Buy) · Derivative 51,072 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027041 · ownership.xml · derivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,072

Underlying: Common Stock · 51,072 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as an Executive Officer of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 01:50 UTC
SCHERNE ROBERTInterim CFO
GrantStock Options (Right to Buy) · Derivative 5,107 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027040 · ownership.xml · derivative · entry 1

SCHERNE ROBERT · CIK 0001369677 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,107

Underlying: Common Stock · 5,107 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as an Executive Officer of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Dec 27, 2019 14:58 UTC
Saddul AshleyChief Technology Officer · 10% owner
GrantStock Options (Right to Buy) · Derivative 25,536 Not disclosed Strike: $1.45 Not disclosed
Disclosure

SEC source: 0001213900-19-027067 · ownership.xml · derivative · entry 1

Saddul Ashley · CIK 0001772524 · Chief Technology Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,536

Underlying: Common Stock · 25,536 shares

Expires 2022-12-23

F2 · price: Not applicable.

F1 · derivative.exercise_date: The options shall have a term of three years and shall vest as follows: 1/3 shall be vested on the grant date, December 23, 2019, and the remainder shall vest in equal annual installments on December 23, 2020 and December 23, 2021 subject to continued service as an Executive Officer of the Company as of each applicable vesting date.

Read SEC document
December 23, 2019 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 72 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 6

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,170

F4 · price: These shares were purchased in multiple transactions at prices ranging from $3.00 to $3.50, inclusive.

Read SEC document
November 25, 2019 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 40 $2.27 $90.80
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 5

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,098

Read SEC document
November 22, 2019 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 40 $3.04 $121.60
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 4

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,058

Read SEC document
November 18, 2019 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 360 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 3

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,018

F3 · price: These shares were purchased in multiple transactions at prices ranging from $2.32 to $4.87, inclusive.

Read SEC document
November 18, 2019 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 240 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 2

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,658

F2 · price: These shares were purchased in multiple transactions at prices ranging from $3.67 to $4.37, inclusive.

Read SEC document
November 15, 2019 Filed Nov 18, 2021 21:03 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 200 $4.97 $994.00
Disclosure

SEC source: 0001654954-21-012422 · section16.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,418

F1 · balance_after: On May 16, 2019, the Reporting Person filed a Form 4 reporting he owned 40,443,529 shares of Common Stock. In August 2019, the Issuer effected a 1 for 80 reverse stock split, and in June 2021, the Issuer effected a 1 for 2.5 reverse stock split. Following both of these reverse stock splits, the Reporting Person's 40,443,529 shares equaled 202,218 shares.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:12 UTC
Sohn EvanDirector · Executive Chairman
GrantStock Options (Right to Buy) · Derivative 36,093,565 Not disclosed Strike: $0.08 Not disclosed
Disclosure

SEC source: 0001213900-19-009035 · ownership.xml · derivative · entry 2

Sohn Evan · CIK 0001772206 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,093,565

Underlying: Common Stock · 36,093,565 shares

Expires 2024-05-14

F2 · security: The stock options shall vest on November 14, 2020, subject to the Reporting Person serving as the Executive Chairman of the Issuer on such vesting date

F3 · price: Not applicable.

Read SEC document
May 14, 2019 Filed May 16, 2019 21:12 UTC
Sohn EvanDirector · Executive Chairman
GrantCommon Stock 36,093,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-19-009035 · ownership.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,443,529

F3 · price: Not applicable.

F1 · balance_after: 3,473,855 shares vest in full on February 1, 2020, subject to the Reporting Person serving as an officer or director of the Issuer at the applicable time. 36,093,565 shares vest in full on February 1, 2020, subject to the Reporting Person serving as the Executive Chairman of the Issuer on such vesting date.

Read SEC document
March 31, 2019 Filed Apr 10, 2019 23:19 UTC
Jennings Miles LDirector · CEO · 10% owner
OtherSeries E Convertible Preferred Stock · Derivative 176,622 Not disclosed Strike: $0.02 Not disclosed
Disclosure

SEC source: 0001213900-19-006136 · ownership.xml · derivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,622

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · shares: The Reporting Person received 176,622 shares of Series E Convertible Preferred Stock, par value $0.0001 per share (the "Series E Preferred Stock") of the Issuer pursuant to the Agreement and Plan of Merger, dated March 31, 2019, by and among the Issuer, Truli Acquisition Co., Inc., and Recruiter.com, Inc. Each share of Series E Preferred Stock initially converts into 1,000 shares of common stock, par value $0.0001 (the "Common Stock") of the Issuer. The Series E Preferred Stock has no expiration date. The Certificate of Designation of Series E Preferred Stock contains a conversion cap, pursuant to which at no time may all or a portion of the shares of Series E Preferred Stock be converted if the number of shares of Common Stock to be issued upon such conversion would cause the beneficial ownership of any holder of Series E Preferred Stock, including the Reporting Person, to exceed, when aggregated with all other shares of Common Stock beneficially owned by such holder at such time, the number of shares of Common Stock equal to 4.99% of all of the Common Stock issued and outstanding at such time. This provision may be waived by the holder by written notice to the Issuer, which notice shall be effective 61 calendar days after the date of such notice. Additionally, in no event shall any shares of Series E Preferred Stock be converted if after giving effect to the conversion, any holder of Series E Preferred Stock, including the Reporting Person, would beneficially own more than 9.99% of all of the Common Stock issued and outstanding at such time. Based on the 139,830,306 shares of Common Stock of the Issuer outstanding as of the date of this Report and subject to the waiver of the conversion cap by the Reporting Person, the Reporting Person cannot convert any shares of Series E Preferred Stock.

F2 · price: Not applicable

F1 · derivative.exercise_date: The Reporting Person received 176,622 shares of Series E Convertible Preferred Stock, par value $0.0001 per share (the "Series E Preferred Stock") of the Issuer pursuant to the Agreement and Plan of Merger, dated March 31, 2019, by and among the Issuer, Truli Acquisition Co., Inc., and Recruiter.com, Inc. Each share of Series E Preferred Stock initially converts into 1,000 shares of common stock, par value $0.0001 (the "Common Stock") of the Issuer. The Series E Preferred Stock has no expiration date. The Certificate of Designation of Series E Preferred Stock contains a conversion cap, pursuant to which at no time may all or a portion of the shares of Series E Preferred Stock be converted if the number of shares of Common Stock to be issued upon such conversion would cause the beneficial ownership of any holder of Series E Preferred Stock, including the Reporting Person, to exceed, when aggregated with all other shares of Common Stock beneficially owned by such holder at such time, the number of shares of Common Stock equal to 4.99% of all of the Common Stock issued and outstanding at such time. This provision may be waived by the holder by written notice to the Issuer, which notice shall be effective 61 calendar days after the date of such notice. Additionally, in no event shall any shares of Series E Preferred Stock be converted if after giving effect to the conversion, any holder of Series E Preferred Stock, including the Reporting Person, would beneficially own more than 9.99% of all of the Common Stock issued and outstanding at such time. Based on the 139,830,306 shares of Common Stock of the Issuer outstanding as of the date of this Report and subject to the waiver of the conversion cap by the Reporting Person, the Reporting Person cannot convert any shares of Series E Preferred Stock.

F1 · derivative.expiration_date: The Reporting Person received 176,622 shares of Series E Convertible Preferred Stock, par value $0.0001 per share (the "Series E Preferred Stock") of the Issuer pursuant to the Agreement and Plan of Merger, dated March 31, 2019, by and among the Issuer, Truli Acquisition Co., Inc., and Recruiter.com, Inc. Each share of Series E Preferred Stock initially converts into 1,000 shares of common stock, par value $0.0001 (the "Common Stock") of the Issuer. The Series E Preferred Stock has no expiration date. The Certificate of Designation of Series E Preferred Stock contains a conversion cap, pursuant to which at no time may all or a portion of the shares of Series E Preferred Stock be converted if the number of shares of Common Stock to be issued upon such conversion would cause the beneficial ownership of any holder of Series E Preferred Stock, including the Reporting Person, to exceed, when aggregated with all other shares of Common Stock beneficially owned by such holder at such time, the number of shares of Common Stock equal to 4.99% of all of the Common Stock issued and outstanding at such time. This provision may be waived by the holder by written notice to the Issuer, which notice shall be effective 61 calendar days after the date of such notice. Additionally, in no event shall any shares of Series E Preferred Stock be converted if after giving effect to the conversion, any holder of Series E Preferred Stock, including the Reporting Person, would beneficially own more than 9.99% of all of the Common Stock issued and outstanding at such time. Based on the 139,830,306 shares of Common Stock of the Issuer outstanding as of the date of this Report and subject to the waiver of the conversion cap by the Reporting Person, the Reporting Person cannot convert any shares of Series E Preferred Stock.

F1 · derivative.underlying_shares: The Reporting Person received 176,622 shares of Series E Convertible Preferred Stock, par value $0.0001 per share (the "Series E Preferred Stock") of the Issuer pursuant to the Agreement and Plan of Merger, dated March 31, 2019, by and among the Issuer, Truli Acquisition Co., Inc., and Recruiter.com, Inc. Each share of Series E Preferred Stock initially converts into 1,000 shares of common stock, par value $0.0001 (the "Common Stock") of the Issuer. The Series E Preferred Stock has no expiration date. The Certificate of Designation of Series E Preferred Stock contains a conversion cap, pursuant to which at no time may all or a portion of the shares of Series E Preferred Stock be converted if the number of shares of Common Stock to be issued upon such conversion would cause the beneficial ownership of any holder of Series E Preferred Stock, including the Reporting Person, to exceed, when aggregated with all other shares of Common Stock beneficially owned by such holder at such time, the number of shares of Common Stock equal to 4.99% of all of the Common Stock issued and outstanding at such time. This provision may be waived by the holder by written notice to the Issuer, which notice shall be effective 61 calendar days after the date of such notice. Additionally, in no event shall any shares of Series E Preferred Stock be converted if after giving effect to the conversion, any holder of Series E Preferred Stock, including the Reporting Person, would beneficially own more than 9.99% of all of the Common Stock issued and outstanding at such time. Based on the 139,830,306 shares of Common Stock of the Issuer outstanding as of the date of this Report and subject to the waiver of the conversion cap by the Reporting Person, the Reporting Person cannot convert any shares of Series E Preferred Stock.

F1 · balance_after: The Reporting Person received 176,622 shares of Series E Convertible Preferred Stock, par value $0.0001 per share (the "Series E Preferred Stock") of the Issuer pursuant to the Agreement and Plan of Merger, dated March 31, 2019, by and among the Issuer, Truli Acquisition Co., Inc., and Recruiter.com, Inc. Each share of Series E Preferred Stock initially converts into 1,000 shares of common stock, par value $0.0001 (the "Common Stock") of the Issuer. The Series E Preferred Stock has no expiration date. The Certificate of Designation of Series E Preferred Stock contains a conversion cap, pursuant to which at no time may all or a portion of the shares of Series E Preferred Stock be converted if the number of shares of Common Stock to be issued upon such conversion would cause the beneficial ownership of any holder of Series E Preferred Stock, including the Reporting Person, to exceed, when aggregated with all other shares of Common Stock beneficially owned by such holder at such time, the number of shares of Common Stock equal to 4.99% of all of the Common Stock issued and outstanding at such time. This provision may be waived by the holder by written notice to the Issuer, which notice shall be effective 61 calendar days after the date of such notice. Additionally, in no event shall any shares of Series E Preferred Stock be converted if after giving effect to the conversion, any holder of Series E Preferred Stock, including the Reporting Person, would beneficially own more than 9.99% of all of the Common Stock issued and outstanding at such time. Based on the 139,830,306 shares of Common Stock of the Issuer outstanding as of the date of this Report and subject to the waiver of the conversion cap by the Reporting Person, the Reporting Person cannot convert any shares of Series E Preferred Stock.

Read SEC document
February 11, 2018 Filed Feb 13, 2018 21:50 UTC
Jennings Miles LDirector · CEO
GrantStock Options (Right to Buy) · Derivative 500,000 Not disclosed Strike: $0.08 Not disclosed
Disclosure

SEC source: 0001213900-18-001699 · f4021118jennings_trulimedia.xml · derivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2023-02-11

F2 · price: Not applicable.

F1 · derivative.exercise_date: 41,667 options are currently vested and the remaining options vest quarterly in equal amounts over a 33-month period with the first vesting date being April 30, 2018 subject to Mr. Jennings continuing to remain an employee of the Company on each applicable vesting date.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 16:05 UTC Sale4% Convertible Note · Derivative Not disclosed $205,000.00 Strike: $0.02 $1,955,934.00
Disclosure

SEC source: 0001213900-16-017053 · f4092316solomon_trulimedia.xml · derivative · entry 3

SOLOMON MICHAEL JAY · CIK 0001124277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,796,695 shares

Expires 2020-12-01

F1 · derivative.underlying_shares: Does not include additional shares issuable upon conversion of accrued interest.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 16:05 UTC SaleCommon Stock 444,000 $0.00 $1,998.00
Disclosure

SEC source: 0001213900-16-017053 · f4092316solomon_trulimedia.xml · nonDerivative · entry 2

SOLOMON MICHAEL JAY · CIK 0001124277 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

Read SEC document
September 23, 2016 Filed Sep 27, 2016 16:05 UTC SaleCommon Stock 892,676 $0.00 $4,017.04
Disclosure

SEC source: 0001213900-16-017053 · f4092316solomon_trulimedia.xml · nonDerivative · entry 1

SOLOMON MICHAEL JAY · CIK 0001124277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.