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person · Reporting owner

HEATH ROBERT H

Disclosed activity across 2 companies

Tapewire entity
124089
SEC CIK
0001627627

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nixxy, Inc.RCRT · Entity 7730DirectorFebruary 10, 2021September 01, 2022
RPX CorpRPXC · Entity 165615EVP, Chief Strategy OfficerNovember 20, 2017November 22, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nixxy, Inc.

Report date February 10, 2021 · Filed September 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.0001 par valueSEC Table I · non-derivativeDirect8,000 Reported balance After 2021-07-02 transaction · row 1
1 source row

Row 1 · 2021-07-02 · Purchase · Acquired 8,000 · Balance 8,000

F1: The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.75 · Expires 2026-02-10Direct20,000 Reported balance After 2021-02-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-02-10 · Grant · Acquired 20,000 · Balance 20,000

F2: Option vests quarterly over three years, with the first tranche vesting on May 10, 2021 and the last tranche vesting on February 10, 2024.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2027-01-20Direct15,000 Reported balance After 2022-01-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-01-20 · Grant · Acquired 15,000 · Balance 15,000

F3: Options shall vest quarterly over one year, with the first tranche vesting on April 20, 2022 and the last tranche vesting on January 20, 2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.31 · Expires 2027-08-30Direct45,000 Reported balance After 2022-08-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-08-30 · Grant · Acquired 45,000 · Balance 45,000

Warrants to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.50 · Expires 2026-07-02Direct8,000 Reported balance After 2021-07-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-07-02 · Purchase · Acquired 8,000 · Balance 8,000

F1: The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

F2: Option vests quarterly over three years, with the first tranche vesting on May 10, 2021 and the last tranche vesting on February 10, 2024.

F3: Options shall vest quarterly over one year, with the first tranche vesting on April 20, 2022 and the last tranche vesting on January 20, 2023.

RPX Corp

Report date November 20, 2017 · Filed November 22, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,626 Ending reported balance After 2017-11-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-11-20 · Exercise / conversion · Acquired 12,976 · Balance 68,505

Row 2 · 2017-11-20 · Tax withholding · Disposed 4,879 · Balance 63,626

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,500 Reported balance After 2017-11-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-11-20 · Exercise / conversion · Disposed 2,500 · Balance 2,500

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect18,750 Reported balance After 2017-11-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-11-20 · Exercise / conversion · Disposed 3,750 · Balance 18,750

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct33,750 Reported balance After 2017-11-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-11-20 · Exercise / conversion · Disposed 3,750 · Balance 33,750

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct38,691 Reported balance After 2017-11-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-11-20 · Exercise / conversion · Disposed 2,976 · Balance 38,691

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2022 Filed Sep 1, 2022 22:54 UTC Nixxy, Inc. RCRT · Entity 7730 GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 5

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, $.0001 par value · 45,000 shares

Expires 2027-08-30

Read SEC document
January 20, 2022 Filed Sep 1, 2022 22:54 UTC Nixxy, Inc. RCRT · Entity 7730 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 4

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, $.0001 par value · 15,000 shares

Expires 2027-01-20

F3 · derivative.exercise_date: Options shall vest quarterly over one year, with the first tranche vesting on April 20, 2022 and the last tranche vesting on January 20, 2023.

Read SEC document
July 02, 2021 Filed Sep 1, 2022 22:54 UTC Nixxy, Inc. RCRT · Entity 7730 PurchaseWarrants to Purchase Common Stock · Derivative 8,000 $0.01 Strike: $5.50 $80.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 3

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock, $.0001 par value · 8,000 shares

Expires 2026-07-02

F1 · shares: The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Read SEC document
July 02, 2021 Filed Sep 1, 2022 22:54 UTC Nixxy, Inc. RCRT · Entity 7730 PurchaseCommon Stock, $.0001 par value 8,000 $4.99 $39,920.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: The reporting person bought 8,000 units sold in the Company's underwritten public offering, each unit consisting of one share of Common Stock and one warrant to purchase one share of Common Stock. The units were not certificated or issued in stand-alone form. The shares of the Common Stock and the Warrants comprising the units were issued separately and are tradeable separately.

Read SEC document
February 10, 2021 Filed Sep 1, 2022 22:54 UTC Nixxy, Inc. RCRT · Entity 7730 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 2

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, $.0001 par value · 20,000 shares

Expires 2026-02-10

F2 · derivative.exercise_date: Option vests quarterly over three years, with the first tranche vesting on May 10, 2021 and the last tranche vesting on February 10, 2024.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,976 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000100 · wf-form4_151139371849490.xml · derivative · entry 6

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,691

Underlying: Common Stock · 2,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000100 · wf-form4_151139371849490.xml · derivative · entry 5

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000100 · wf-form4_151139371849490.xml · derivative · entry 4

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000100 · wf-form4_151139371849490.xml · derivative · entry 3

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:35 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 4,879 $12.79 $62,402.41
Disclosure

SEC source: 0001509432-17-000100 · wf-form4_151139371849490.xml · nonDerivative · entry 2

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,626

Read SEC document
November 20, 2017 Filed Nov 22, 2017 18:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 12,976 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000100 · wf-form4_151139371849490.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 19:46 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 5,000 $12.90 $64,500.00
Disclosure

SEC source: 0001509432-17-000091 · wf-form4_150430957610764.xml · nonDerivative · entry 2

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,529

Read SEC document
August 30, 2017 Filed Sep 1, 2017 19:46 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 10,000 $12.79 $127,932.00
Disclosure

SEC source: 0001509432-17-000091 · wf-form4_150430957610764.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,529

F1 · price: The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $12.755 to $12.85, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:45 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,976 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000082 · wf-form4_150344190267733.xml · derivative · entry 6

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 2,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:45 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000082 · wf-form4_150344190267733.xml · derivative · entry 5

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:45 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000082 · wf-form4_150344190267733.xml · derivative · entry 4

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:45 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000082 · wf-form4_150344190267733.xml · derivative · entry 3

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:45 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 4,879 $12.45 $60,743.55
Disclosure

SEC source: 0001509432-17-000082 · wf-form4_150344190267733.xml · nonDerivative · entry 2

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,529

Read SEC document
August 20, 2017 Filed Aug 22, 2017 18:45 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 12,976 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000082 · wf-form4_150344190267733.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:46 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,976 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000059 · wf-form4_149558678412053.xml · derivative · entry 6

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,643

Underlying: Common Stock · 2,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:46 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000059 · wf-form4_149558678412053.xml · derivative · entry 5

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:46 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000059 · wf-form4_149558678412053.xml · derivative · entry 4

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:46 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000059 · wf-form4_149558678412053.xml · derivative · entry 3

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
May 20, 2017 Filed May 23, 2017 20:46 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 4,879 $13.94 $68,013.26
Disclosure

SEC source: 0001509432-17-000059 · wf-form4_149558678412053.xml · nonDerivative · entry 2

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,432

Read SEC document
May 20, 2017 Filed May 23, 2017 20:46 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 12,976 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000059 · wf-form4_149558678412053.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:45 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 35,000 $13.53 $473,427.50
Disclosure

SEC source: 0001509432-17-000048 · wf-form4_149437710825956.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,335

F1 · price: The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.50 to $13.59, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
April 13, 2017 Filed Apr 17, 2017 20:14 UTC RPX Corp RPXC · Entity 165615 GrantRestricted Stock Units · Derivative 47,619 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000030 · wf-form4_149247443576821.xml · derivative · entry 1

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Underlying: Common Stock · 47,619 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F2 · shares: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: 6.25% of the 47,619 stock units subject to the award will vest on this date and 6.25% of the shares subject to the award will vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000009 · wf-form4_148781011500622.xml · derivative · entry 6

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000009 · wf-form4_148781011500622.xml · derivative · entry 5

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000009 · wf-form4_148781011500622.xml · derivative · entry 4

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 9,376 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000009 · wf-form4_148781011500622.xml · derivative · entry 3

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F2 · derivative.exercise_date: This represents two (2) awards of 75,000 restricted stock units, totaling 150,000 restricted stock units. 6.25% of the stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F2 · derivative.expiration_date: This represents two (2) awards of 75,000 restricted stock units, totaling 150,000 restricted stock units. 6.25% of the stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:35 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 7,284 $11.49 $83,693.16
Disclosure

SEC source: 0001509432-17-000009 · wf-form4_148781011500622.xml · nonDerivative · entry 2

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,335

Read SEC document
February 20, 2017 Filed Feb 22, 2017 19:35 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 19,376 $0.00 $0.00
Disclosure

SEC source: 0001509432-17-000009 · wf-form4_148781011500622.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 20:14 UTC RPX Corp RPXC · Entity 165615 SaleCommon Stock 4,000 $10.60 $42,396.80
Disclosure

SEC source: 0001509432-16-000217 · wf-form4_147986367987378.xml · nonDerivative · entry 3

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,243

F1 · price: The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $10.59 to $10.61, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
November 20, 2016 Filed Nov 22, 2016 20:14 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000217 · wf-form4_147986367987378.xml · derivative · entry 7

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F5 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F5 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2016 Filed Nov 22, 2016 20:14 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000217 · wf-form4_147986367987378.xml · derivative · entry 6

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F5 · derivative.exercise_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F5 · derivative.expiration_date: 6.25% of the 60,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2016 Filed Nov 22, 2016 20:14 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000217 · wf-form4_147986367987378.xml · derivative · entry 5

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F4 · derivative.exercise_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F4 · derivative.expiration_date: 6.25% of the 40,000 stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2016 Filed Nov 22, 2016 20:14 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionRestricted Stock Units · Derivative 9,374 $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000217 · wf-form4_147986367987378.xml · derivative · entry 4

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,376

Underlying: Common Stock · 9,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The units were awarded at no cost to Reporting Person.

F3 · derivative.exercise_date: This represents two (2) awards of 75,000 restricted stock units, totaling 150,000 restricted stock units. 6.25% of the stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

F3 · derivative.expiration_date: This represents two (2) awards of 75,000 restricted stock units, totaling 150,000 restricted stock units. 6.25% of the stock units subject to the award vest on this date and 6.25% of the shares subject to the award vest in equal quarterly installments thereafter, provided that Reporting Person remains in continuous service through each vest date. The quarterly vest dates are February 20, May 20, August 20 and November 20.

Read SEC document
November 20, 2016 Filed Nov 22, 2016 20:14 UTC RPX Corp RPXC · Entity 165615 Tax withholdingCommon Stock 7,284 $10.63 $77,428.92
Disclosure

SEC source: 0001509432-16-000217 · wf-form4_147986367987378.xml · nonDerivative · entry 2

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,243

Read SEC document
November 20, 2016 Filed Nov 22, 2016 20:14 UTC RPX Corp RPXC · Entity 165615 Exercise / conversionCommon Stock 19,374 $0.00 $0.00
Disclosure

SEC source: 0001509432-16-000217 · wf-form4_147986367987378.xml · nonDerivative · entry 1

HEATH ROBERT H · CIK 0001627627 · Chief Financial Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.