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Nasdaq · USD

NIXX

Nixxy, Inc.

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Tapewire entity
7730
SEC CIK
0001462223
Parsed reports
75

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2026 Filed Jun 12, 2026 20:05 UTC
Schmidt MikeDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.0001 10,000 $0.86 $8,600.00
Disclosure

SEC source: 0001683168-26-004802 · ownership.xml · nonDerivative · entry 1

Schmidt Mike · CIK 0002071017 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
April 23, 2025 Filed Apr 25, 2025 16:02 UTC
Yang Xuqiang AdamChief Financial Officer
GrantRestricted Stock Units · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-002833 · ownership.xml · derivative · entry 1

Yang Xuqiang Adam · CIK 0002044991 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_price: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.underlying_shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.underlying_shares: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · balance_after: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:02 UTC
Jennings Miles LDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-002832 · ownership.xml · derivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_price: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.underlying_shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.underlying_shares: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · balance_after: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

Read SEC document
April 23, 2025 Filed Apr 29, 2025 21:06 UTC
Sohn EvanDirector
GrantRestricted Stock Units · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-002942 · ownership.xml · derivative · entry 1

Sohn Evan · CIK 0001772206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_price: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · price: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.expiration_date: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · derivative.underlying_shares: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.underlying_shares: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

F1 · balance_after: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · balance_after: The RSUs were granted to the Reporting Person under the Issuer's 2024 Equity Incentive Plan. All of the RSUs are vested upon the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 22:32 UTC
Krandel JudyChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.27 $0.00
Disclosure

SEC source: 0001225208-23-006749 · doc4.xml · derivative · entry 1

Krandel Judy · CIK 0001668351 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, $.0001 par value · 50,000 shares

Expires 2028-06-08

Read SEC document
January 30, 2023 Filed Feb 6, 2023 23:41 UTC
Sohn EvanDirector · CEO and Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 110,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001374 · doc4.xml · derivative · entry 4

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock, $.0001 par value · 110,800 shares

Expires 2030-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.

Read SEC document
January 30, 2023 Filed Feb 6, 2023 23:41 UTC
Sohn EvanDirector · CEO and Executive Chairman
Exercise / conversionCommon Stock, $.0001 par value 110,800 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001374 · doc4.xml · nonDerivative · entry 2

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 18:56 UTC
Smith XuanChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009943 · doc4.xml · derivative · entry 1

Smith Xuan · CIK 0001920582 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, $.0001 par value · 50,000 shares

Expires 2027-08-30

F1 · derivative.exercise_date: The options shall have a term of five years and shall vest quarterly over four years, with the first tranche vesting on November 30, 2022 and the last tranche vesting on August 30, 2026.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 18:55 UTC
McBride JoshSVP, AI Solutions
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009942 · doc4.xml · derivative · entry 1

McBride Josh · CIK 0001920759 · SVP, AI Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock, $.0001 par value · 50,000 shares

Expires 2027-08-30

F1 · derivative.exercise_date: The options shall have a term of five years and shall vest quarterly over four years, with the first tranche vesting on November 30, 2022 and the last tranche vesting on August 30, 2026.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 18:55 UTC
Roth DouglasDirector
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009938 · doc4.xml · derivative · entry 1

Roth Douglas · CIK 0001742517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, $.0001 par value · 45,000 shares

Expires 2027-08-30

Read SEC document
August 30, 2022 Filed Sep 1, 2022 22:55 UTC
Krandel JudyChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009940 · doc4.xml · derivative · entry 1

Krandel Judy · CIK 0001668351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, $.0001 par value · 75,000 shares

Expires 2027-08-30

F1 · derivative.exercise_date: The options shall have a term of five years and shall vest quarterly over four years, with the first tranche vesting on November 30, 2022 and the last tranche vesting on August 30, 2026.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 22:56 UTC
Leff DeborahDirector
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009944 · doc4.xml · derivative · entry 4

Leff Deborah · CIK 0001919743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, $.0001 par value · 45,000 shares

Expires 2027-08-30

Read SEC document
August 30, 2022 Filed Sep 1, 2022 22:56 UTC
O'Rourke TimDirector
GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009945 · doc4.xml · derivative · entry 3

O'Rourke Tim · CIK 0001766956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, $.0001 par value · 45,000 shares

Expires 2027-08-30

Read SEC document
August 30, 2022 Filed Sep 1, 2022 22:55 UTC
Sohn EvanDirector · CEO and Executive Chairman
GrantStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009941 · doc4.xml · derivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock, $.0001 par value · 250,000 shares

Expires 2027-08-30

F1 · derivative.exercise_date: The options shall have a term of five years and shall vest quarterly over four years, with the first tranche vesting on November 30, 2022 and the last tranche vesting on August 30, 2026.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 22:55 UTC
Jennings Miles LDirector · President and COO
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009939 · doc4.xml · derivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock, $.0001 par value · 125,000 shares

Expires 2027-08-30

F1 · derivative.exercise_date: The options shall have a term of five years and shall vest quarterly over four years, with the first tranche vesting on November 30, 2022 and the last tranche vesting on August 30, 2026.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 22:55 UTC GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009937 · doc4.xml · derivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, $.0001 par value · 45,000 shares

Expires 2027-08-30

Read SEC document
August 30, 2022 Filed Sep 1, 2022 22:54 UTC GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 5

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, $.0001 par value · 45,000 shares

Expires 2027-08-30

Read SEC document
August 30, 2022 Filed Oct 13, 2022 14:37 UTC GrantStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001225208-22-010959 · doc4.xml · derivative · entry 2

Pemberton Stephen · CIK 0001571094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock, $.0001 par value · 45,000 shares

Expires 2027-08-30

Read SEC document
June 14, 2022 Filed Jun 15, 2022 16:33 UTC
Roth DouglasDirector
PurchaseCommon Stock, $.0001 par value 4,762 $0.97 $4,619.14
Disclosure

SEC source: 0001225208-22-008114 · doc4.xml · nonDerivative · entry 2

Roth Douglas · CIK 0001742517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

Read SEC document
June 13, 2022 Filed Jun 13, 2022 20:26 UTC
Jennings Miles LDirector · President and COO
PurchaseCommon Stock, $.0001 par value 3,000 $0.91 $2,728.80
Disclosure

SEC source: 0001225208-22-008012 · doc4.xml · nonDerivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,693

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.8922 to $0.9149. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 21:25 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 3,000 $0.90 $2,714.10
Disclosure

SEC source: 0001225208-22-008084 · doc4.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,090

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.885 to $0.9201. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
June 13, 2022 Filed Jun 15, 2022 16:33 UTC
Roth DouglasDirector
PurchaseCommon Stock, $.0001 par value 413 $0.92 $379.96
Disclosure

SEC source: 0001225208-22-008114 · doc4.xml · nonDerivative · entry 1

Roth Douglas · CIK 0001742517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

Read SEC document
June 09, 2022 Filed Jun 9, 2022 20:15 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 600 $1.00 $600.00
Disclosure

SEC source: 0001225208-22-007890 · doc4.xml · nonDerivative · entry 3

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,090

F3 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.974 to $1.02. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
June 08, 2022 Filed Jun 8, 2022 23:55 UTC
Jennings Miles LDirector · President and COO
PurchaseCommon Stock, $.0001 par value 5,000 $0.96 $4,778.50
Disclosure

SEC source: 0001225208-22-007878 · doc4.xml · nonDerivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,693

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.948 to $0.9579. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:15 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 1,000 $0.96 $958.00
Disclosure

SEC source: 0001225208-22-007890 · doc4.xml · nonDerivative · entry 2

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,490

F2 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.948 to $0.986. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 20:18 UTC
Jennings Miles LDirector · President and COO
PurchaseCommon Stock, $.0001 par value 3,000 $0.99 $2,957.70
Disclosure

SEC source: 0001225208-22-007832 · doc4.xml · nonDerivative · entry 2

Jennings Miles L · CIK 0001721114 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,693

Read SEC document
June 07, 2022 Filed Jun 7, 2022 20:18 UTC
Jennings Miles LDirector · President and COO
PurchaseCommon Stock, $.0001 par value 4,000 $0.99 $3,948.80
Disclosure

SEC source: 0001225208-22-007832 · doc4.xml · nonDerivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009,693

Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:15 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 1,950 $0.98 $1,909.83
Disclosure

SEC source: 0001225208-22-007890 · doc4.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,490

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.9617 to $0.9980. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
June 02, 2022 Filed Jun 2, 2022 16:41 UTC
Smith XuanChief Technology Officer
PurchaseCommon Stock, $.0001 par value 1,270 $1.18 $1,498.35
Disclosure

SEC source: 0001225208-22-007608 · doc4.xml · nonDerivative · entry 1

Smith Xuan · CIK 0001920582 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,836

Read SEC document
June 02, 2022 Filed Jun 2, 2022 16:41 UTC
McBride JoshSVP, AI Solutions
PurchaseCommon Stock, $.0001 par value 1,000 $1.12 $1,115.00
Disclosure

SEC source: 0001225208-22-007609 · doc4.xml · nonDerivative · entry 1

McBride Josh · CIK 0001920759 · SVP, AI Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,879

Read SEC document
May 23, 2022 Filed May 23, 2022 22:50 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 2,000 $1.18 $2,360.00
Disclosure

SEC source: 0001225208-22-007320 · doc4.xml · nonDerivative · entry 2

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,540

F2 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $1.14 to $1.24. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
May 20, 2022 Filed May 23, 2022 22:50 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 3,100 $1.17 $3,627.00
Disclosure

SEC source: 0001225208-22-007320 · doc4.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,540

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $1.13 to $1.22. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
May 20, 2022 Filed May 23, 2022 22:50 UTC PurchaseCommon Stock, $.0001 par value 3,500 $1.19 $4,165.00
Disclosure

SEC source: 0001225208-22-007321 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $1.16 to $1.20. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
May 20, 2022 Filed May 27, 2022 21:22 UTC Amendment PurchaseWarrants to Purchase Common Stock · Derivative 4,000 $0.01 Strike: $5.50 $40.00
Disclosure

SEC source: 0001225208-22-007426 · doc4a.xml · derivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock, $.0001 par value · 4,000 shares

Expires 2026-07-02

Read SEC document
May 20, 2022 Filed May 27, 2022 21:22 UTC Amendment PurchaseCommon Stock, $.0001 par value 4,000 $4.99 $19,960.00
Disclosure

SEC source: 0001225208-22-007426 · doc4a.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
May 19, 2022 Filed Jun 8, 2022 23:55 UTC
Krandel JudyChief Financial Officer
PurchaseCommon Stock, $.0001 par value 800 $1.15 $920.00
Disclosure

SEC source: 0001225208-22-007879 · doc4.xml · nonDerivative · entry 2

Krandel Judy · CIK 0001668351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

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May 19, 2022 Filed Jun 8, 2022 23:55 UTC
Krandel JudyChief Financial Officer
PurchaseCommon Stock, $.0001 par value 29,200 $1.16 $33,872.00
Disclosure

SEC source: 0001225208-22-007879 · doc4.xml · nonDerivative · entry 1

Krandel Judy · CIK 0001668351 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,200

Read SEC document
May 18, 2022 Filed May 18, 2022 21:51 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 18,069 $1.13 $20,327.63
Disclosure

SEC source: 0001225208-22-007164 · doc4.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,440

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May 18, 2022 Filed May 18, 2022 20:04 UTC
Jennings Miles LDirector · President and COO
PurchaseCommon Stock, $.0001 par value 10,000 $1.17 $11,700.00
Disclosure

SEC source: 0001225208-22-007149 · doc4.xml · nonDerivative · entry 1

Jennings Miles L · CIK 0001721114 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,693

Read SEC document
April 07, 2022 Filed Apr 8, 2022 18:43 UTC
Smith XuanChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001225208-22-005743 · doc4.xml · derivative · entry 1

Smith Xuan · CIK 0001920582 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, $.0001 par value · 25,000 shares

Expires 2032-04-06

F1 · derivative.exercise_date: The options shall have a term of four years and shall vest quarterly, with the first tranche vesting on July 7, 2022 and the last tranche vesting on April 7, 2026.

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April 07, 2022 Filed Apr 11, 2022 19:31 UTC
McBride JoshSVP, AI Solutions
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001225208-22-005753 · doc4.xml · derivative · entry 1

McBride Josh · CIK 0001920759 · SVP, AI Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, $.0001 par value · 25,000 shares

Expires 2032-04-06

F1 · derivative.exercise_date: The options shall have a term of four years and shall vest quarterly, with the first tranche vesting on July 7, 2022 and the last tranche vesting on April 7, 2026.

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April 05, 2022 Filed Apr 6, 2022 20:19 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, $.0001 par value 5,000 $2.00 $10,000.00
Disclosure

SEC source: 0001225208-22-005648 · doc4.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,371

Read SEC document
January 20, 2022 Filed May 23, 2022 22:50 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001225208-22-007321 · doc4.xml · derivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, $.0001 par value · 15,000 shares

Expires 2027-01-20

F2 · derivative.exercise_date: Option vests 25% per quarter beginning April 20, 2022 and ending January 22, 2023.

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January 20, 2022 Filed Jun 15, 2022 16:33 UTC
Roth DouglasDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $2.40 Strike: $2.40 $36,000.00
Disclosure

SEC source: 0001225208-22-008114 · doc4.xml · derivative · entry 3

Roth Douglas · CIK 0001742517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, $.0001 par value · 15,000 shares

Expires 2027-01-20

F1 · derivative.exercise_date: Option vests 25% per quarter beginning April 20, 2022 and ending January 22, 2023.

Read SEC document
January 20, 2022 Filed Sep 1, 2022 22:56 UTC
Leff DeborahDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001225208-22-009944 · doc4.xml · derivative · entry 3

Leff Deborah · CIK 0001919743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, $.0001 par value · 15,000 shares

Expires 2027-01-20

F3 · derivative.exercise_date: Options shall vest quarterly with the first tranche vesting on April 20, 2022 and the last tranche vesting on January 22, 2023.

Read SEC document
January 20, 2022 Filed Sep 1, 2022 22:56 UTC
O'Rourke TimDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001225208-22-009945 · doc4.xml · derivative · entry 2

O'Rourke Tim · CIK 0001766956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, $.0001 par value · 15,000 shares

Expires 2027-01-20

F3 · derivative.exercise_date: Option vests quarterly, with the first tranche vesting on April 20, 2022 and the last tranche vesting on January 22, 2023.

Read SEC document
January 20, 2022 Filed Sep 1, 2022 22:54 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001225208-22-009936 · doc4.xml · derivative · entry 4

HEATH ROBERT H · CIK 0001627627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, $.0001 par value · 15,000 shares

Expires 2027-01-20

F3 · derivative.exercise_date: Options shall vest quarterly over one year, with the first tranche vesting on April 20, 2022 and the last tranche vesting on January 20, 2023.

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January 04, 2022 Filed Feb 6, 2023 23:41 UTC
Sohn EvanDirector · CEO and Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 83,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001374 · doc4.xml · derivative · entry 3

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,500

Underlying: Common Stock, $.0001 par value · 83,100 shares

Expires 2030-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.

F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 27,700 RSUs vest on a quarterly basis with the first vesting date having been June 30, 2021. The RSUs were granted to the Reporting Person pursuant to the Issuer's 2017 Equity Incentive Plan.

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January 04, 2022 Filed Feb 6, 2023 23:41 UTC
Sohn EvanDirector · CEO and Executive Chairman
Exercise / conversionCommon Stock, $.0001 par value 83,100 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001374 · doc4.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 22:09 UTC
Sohn EvanDirector · CEO and Executive Chairman
PurchaseCommon Stock, par value $0.0001 1,400 $3.45 $4,830.00
Disclosure

SEC source: 0001654954-21-012670 · section16.xml · nonDerivative · entry 1

Sohn Evan · CIK 0001772206 · Director · CEO and Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,371

F1 · shares: Purchase of shares pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.