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NYSE · USD

NGS

NATURAL GAS SERVICES GROUP INC

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1461
SEC CIK
0001084991
Parsed reports
285

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202523
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2025 Filed Jun 9, 2025 18:00 UTC GrantRestricted Stock Units · Derivative 4,456 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000078 · primary_doc.xml · derivative · entry 1

HOLLEY JEAN K · CIK 0001207300 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,456

Underlying: Common Stock · 4,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

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June 05, 2025 Filed Jun 9, 2025 17:51 UTC GrantRestricted Stock Units · Derivative 4,456 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000077 · primary_doc.xml · derivative · entry 1

Gallegos John A. Jr. · CIK 0001562099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,456

Underlying: Common Stock · 4,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

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June 05, 2025 Filed Jun 9, 2025 17:40 UTC GrantRestricted Stock Units · Derivative 4,456 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000076 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,456

Underlying: Common Stock · 4,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

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May 15, 2025 Filed May 16, 2025 18:43 UTC SaleCommon Stock 25,000 $24.90 $622,500.00
Disclosure

SEC source: 0001084991-25-000071 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 433,334

F1 · price: These shares were sold in multiple transactions at prices ranging from $24.75 to $25.21 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 22, 2025 Filed Apr 24, 2025 18:33 UTC
Tucker Brian LPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 3,764 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000045 · primary_doc.xml · derivative · entry 3

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,529

Underlying: Common Stock · 3,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 18:33 UTC
Tucker Brian LPresident & COO
Tax withholdingCommon Stock 1,519 $22.88 $34,754.72
Disclosure

SEC source: 0001084991-25-000045 · primary_doc.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,722

Read SEC document
April 22, 2025 Filed Apr 24, 2025 18:33 UTC
Tucker Brian LPresident & COO
GrantCommon Stock 3,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-25-000045 · primary_doc.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,241

F1 · price: Not Applicable. Represents shares acquired in connection with vesting of a Restricted Stock Unit.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 21:00 UTC GrantRestricted Stock Units · Derivative 889 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000040 · primary_doc.xml · derivative · entry 2

Gallegos John A. Jr. · CIK 0001562099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889

Underlying: Common Stock · 889 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 18:56 UTC
Tucker Brian LPresident & COO
GrantRestricted Stock Units · Derivative 9,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000022 · primary_doc.xml · derivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,014

Underlying: Common Stock · 9,014 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 18:33 UTC
Jacobs JustinDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 35,087 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000021 · primary_doc.xml · derivative · entry 2

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,087

Underlying: Common Stock · 35,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

Read SEC document
January 29, 2025 Filed Jan 30, 2025 19:20 UTC
Jacobs JustinDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,461 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000011 · primary_doc.xml · derivative · entry 2

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,921

Underlying: Common Stock · 10,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
January 29, 2025 Filed Jan 30, 2025 19:20 UTC
Jacobs JustinDirector · Chief Executive Officer
GrantCommon Stock 10,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-25-000011 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,323

F1 · price: Not Applicable. Represents shares issued in connection with vesting of a Restricted Stock Unit.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 18:34 UTC SaleCommon Stock 10,000 $29.01 $290,100.00
Disclosure

SEC source: 0001084991-25-000010 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 438,387

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.34 inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 18:34 UTC SaleCommon Stock 9,400 $28.57 $268,548.60
Disclosure

SEC source: 0001084991-25-000010 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,387

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.90 inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 18:28 UTC
Eckert Ian MChief Financial Officer
GrantRestricted Stock Units · Derivative 7,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000002 · primary_doc.xml · derivative · entry 2

Eckert Ian M · CIK 0002004802 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,595

Underlying: Common Stock · 7,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on December 30, 2025, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on December 30, 2025, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 19:30 UTC SaleCommon Stock 10,000 $27.15 $271,500.00
Disclosure

SEC source: 0001084991-24-000151 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 457,787

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.35 inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 23:26 UTC SaleCommon Stock 600 $28.50 $17,100.00
Disclosure

SEC source: 0001084991-24-000129 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 467,787

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 23:26 UTC SaleCommon Stock 10,000 $28.00 $280,000.00
Disclosure

SEC source: 0001084991-24-000129 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 468,387

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.075 inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 21, 2024 Filed Nov 21, 2024 23:56 UTC SaleCommon Stock 38,479 $26.89 $1,034,777.27
Disclosure

SEC source: 0001084991-24-000126 · primary_doc.xml · nonDerivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 478,387

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.56, inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 23:56 UTC SaleCommon Stock 1,521 $26.00 $39,546.00
Disclosure

SEC source: 0001084991-24-000126 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,866

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.005, inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 23:56 UTC SaleCommon Stock 6,516 $25.50 $166,158.00
Disclosure

SEC source: 0001084991-24-000126 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 518,387

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.51, inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 18, 2024 23:51 UTC SaleCommon Stock 3,442 $25.51 $87,808.86
Disclosure

SEC source: 0001084991-24-000125 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 524,903

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.50 to $25.585 inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 23:51 UTC SaleCommon Stock 10,042 $25.01 $251,110.25
Disclosure

SEC source: 0001084991-24-000125 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 528,345

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.50, inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 13, 2024 Filed Nov 13, 2024 23:14 UTC SaleCommon Stock 2,191 $24.50 $53,679.50
Disclosure

SEC source: 0001084991-24-000110 · primary_doc.xml · nonDerivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 538,387

F4 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 23:14 UTC SaleCommon Stock 4,713 $24.51 $115,506.20
Disclosure

SEC source: 0001084991-24-000110 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 540,578

F4 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.59, inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 23:14 UTC SaleCommon Stock 3,096 $24.50 $75,852.93
Disclosure

SEC source: 0001084991-24-000110 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 545,291

F4 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.53, inclusive. The reporting person undertakes to provide to NGS, any security holder of NGS, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:41 UTC GrantRestricted Stock Units · Derivative 3,465 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000104 · primary_doc.xml · derivative · entry 2

HOLLEY JEAN K · CIK 0001207300 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Common Stock · 3,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
October 28, 2024 Filed Apr 8, 2025 23:12 UTC Exercise / conversionRestricted Stock Units · Derivative 4,623 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000041 · primary_doc.xml · derivative · entry 2

Hodges Georganne · CIK 0001613695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each restricted stock unit represented the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.exercise_date: Not Applicable. Each restricted stock unit represented the right to receive one share of the Issuer's common stock upon vesting.

F2 · derivative.expiration_date: Not Applicable. Each restricted stock unit represented the right to receive one share of the Issuer's common stock upon vesting.

Read SEC document
October 28, 2024 Filed Apr 8, 2025 23:12 UTC Exercise / conversionCommon Stock 4,623 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000041 · primary_doc.xml · nonDerivative · entry 1

Hodges Georganne · CIK 0001613695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The acquisition relates to the vesting of restricted stock units exempt under Rule 16b-3.

Read SEC document
October 21, 2024 Filed Oct 22, 2024 17:57 UTC
Tucker Brian LPresident & COO
Exercise / conversionRestricted Stock Units · Derivative 2,120 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000099 · primary_doc.xml · derivative · entry 3

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,241

Underlying: Common Stock · 2,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
October 21, 2024 Filed Oct 22, 2024 17:57 UTC
Tucker Brian LPresident & COO
Tax withholdingCommon Stock 643 $20.45 $13,149.35
Disclosure

SEC source: 0001084991-24-000099 · primary_doc.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477

Read SEC document
October 21, 2024 Filed Oct 22, 2024 17:57 UTC
Tucker Brian LPresident & COO
GrantCommon Stock 2,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-24-000099 · primary_doc.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

F1 · price: Not Applicable. Represents shares issued in connection with vesting of a Restricted Stock Unit.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 01:07 UTC GrantRestricted Stock Units · Derivative 4,195 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000098 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,195

Underlying: Common Stock · 4,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

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August 26, 2024 Filed Aug 28, 2024 20:27 UTC SaleCommon Stock 3,181 $22.00 $69,982.00
Disclosure

SEC source: 0001084991-24-000097 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 548,387

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August 20, 2024 Filed Aug 22, 2024 19:13 UTC SaleCommon Stock 4,690 $22.14 $103,836.60
Disclosure

SEC source: 0001084991-24-000096 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 551,568

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.28 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 20, 2024 Filed Nov 13, 2024 23:43 UTC Amendment SaleCommon Stock 4,690 $22.14 $103,836.60
Disclosure

SEC source: 0001084991-24-000111 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 551,568

F1 · shares: This amendment to Form 4 is being filed to note that the sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 22, 2024. No other revisions have been made to the original filing.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.28 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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June 30, 2024 Filed Jul 2, 2024 01:13 UTC Exercise / conversionRestricted Stock Units · Derivative 10,101 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000081 · primary_doc.xml · derivative · entry 4

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

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June 30, 2024 Filed Jul 2, 2024 01:13 UTC Tax withholdingCommon Stock 3,975 $20.12 $79,977.00
Disclosure

SEC source: 0001084991-24-000081 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,258

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June 30, 2024 Filed Jul 2, 2024 01:13 UTC GrantCommon Stock 10,101 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-24-000081 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 560,233

F1 · price: Not Applicable. Represents shares issued in connection with vesting of a Restricted Stock Unit.

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June 14, 2024 Filed Jun 18, 2024 16:35 UTC
Jacobs JustinDirector · Chief Executive Officer
PurchaseCommon Stock 2,500 $19.08 $47,700.00
Disclosure

SEC source: 0001084991-24-000076 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,862

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June 13, 2024 Filed Jun 17, 2024 22:51 UTC
Jenvey NigelDirector
GrantRestricted Stock Units · Derivative 5,620 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000075 · primary_doc.xml · derivative · entry 2

Jenvey Nigel · CIK 0001854056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,620

Underlying: Common Stock · 5,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

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June 13, 2024 Filed Jun 17, 2024 22:44 UTC GrantRestricted Stock Units · Derivative 5,620 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000074 · primary_doc.xml · derivative · entry 1

Hodges Georganne · CIK 0001613695 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,620

Underlying: Common Stock · 5,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

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June 13, 2024 Filed Jun 17, 2024 22:09 UTC GrantRestricted Stock Units · Derivative 5,620 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000069 · primary_doc.xml · derivative · entry 3

TRINGALI DONALD J · CIK 0001199696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,620

Underlying: Common Stock · 5,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

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June 13, 2024 Filed Jun 17, 2024 21:31 UTC GrantRestricted Stock Units · Derivative 5,620 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000068 · primary_doc.xml · derivative · entry 2

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,620

Underlying: Common Stock · 5,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting.

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May 13, 2024 Filed May 13, 2024 18:12 UTC GrantCommon Stock 9,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-24-000035 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,726

F1 · price: Not Applicable. The reported shares were acquired in connection with the vesting of a restricted stock unit award.

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May 09, 2024 Filed May 13, 2024 21:03 UTC
Jacobs JustinDirector · Chief Executive Officer
Disposition to issuerCommon Stock 2,252 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000038 · primary_doc.xml · nonDerivative · entry 2

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362

F2 · kind: See footnote #1 above, in connection with the Reporting Person's employment with the Issuer and therefore no longer qualifying as an independent director, these shares are deemed to have not vested.

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May 09, 2024 Filed May 13, 2024 21:03 UTC
Jacobs JustinDirector · Chief Executive Officer
OtherCommon Stock 6,856 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000038 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,614

F1 · kind: Represents the exempt vesting of Restricted Stock Units previously granted by the Issuer and subsequent transfer of such vested shares to Mill Road Capital Management, LLC ("Mill Road"). The RSUs were granted as compensation for serving as a member of the Issuer's board of directors. At the time of grant, the Reporting Person ("RP") was an employee of Mill Road and he was serving on the Issuer's Board pursuant to a right of appointment held by Mill Road in connection with a Cooperation Agreement with the Issuer. Pursuant to a pre-existing contractual obligation, Mill Road has the right to receive the economic benefit of the reported vested shares. On January 29, 2024, the RP terminated his employment with Mill Road and on February 12, 2024, began employment as the Issuer's Chief Executive Officer. In connection with the contractual obligation noted above, these shares are in the process of being transferred by the RP to Mill Road for no consideration,

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May 09, 2024 Filed May 13, 2024 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 9,470 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000037 · primary_doc.xml · derivative · entry 3

TRINGALI DONALD J · CIK 0001199696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting, which occurred on May 9, 2024.

F3 · derivative.exercise_date: Not applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting, which occurred on May 9, 2024.

F3 · derivative.expiration_date: Not applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting, which occurred on May 9, 2024.

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May 09, 2024 Filed May 13, 2024 19:09 UTC GrantCommon Stock 8,523 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000037 · primary_doc.xml · nonDerivative · entry 2

TRINGALI DONALD J · CIK 0001199696 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 8,523

F2 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

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May 09, 2024 Filed May 13, 2024 19:09 UTC GrantCommon Stock 947 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000037 · primary_doc.xml · nonDerivative · entry 1

TRINGALI DONALD J · CIK 0001199696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 947

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.