Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 9 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2026 Filed Oct 2, 2026 22:49 UTC |
McMinn RachelDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 756 | $0.00 Strike: $25.32 | $0.00 |
DisclosureSEC source: 0001606302-26-000007 · wk-form4_1790966949.xml · derivative · entry 2 McMinn Rachel · CIK 0001606302 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires 2026-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 22, 2026 Filed Oct 2, 2026 22:49 UTC |
McMinn RachelDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 756 | $25.32 | $19,141.92 |
DisclosureSEC source: 0001606302-26-000007 · wk-form4_1790966949.xml · nonDerivative · entry 1 McMinn Rachel · CIK 0001606302 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,345,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (a) 15,933 restricted stock units that vest annually in equal installments on March 23, 2027 and March 23, 2028; and (b) 25,900 restricted stock units that vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Read SEC document |
| July 07, 2026 Filed Jul 8, 2026 01:08 UTC |
Cvijic Christine MikailDirector · President and CFO
|
SaleCommon Stock | 4,200 | $36.13 | $151,762.80 |
DisclosureSEC source: 0001543663-26-000017 · wk-form4_1783472909.xml · nonDerivative · entry 2 Cvijic Christine Mikail · CIK 0001543663 · Director · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 84,040 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.455, inclusive. The reporting person undertakes to provide the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Following completion of all sales reported on this Form 4, the reporting person no longer holds any shares jointly with her spouse. Read SEC document |
| July 06, 2026 Filed Jul 8, 2026 01:08 UTC |
Cvijic Christine MikailDirector · President and CFO
|
SaleCommon Stock | 600 | $36.02 | $21,612.60 |
DisclosureSEC source: 0001543663-26-000017 · wk-form4_1783472909.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · Director · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,240 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.035, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Following completion of all sales reported on this Form 4, the reporting person no longer holds any shares jointly with her spouse. Read SEC document |
| July 02, 2026 Filed Jul 2, 2026 22:42 UTC |
Cvijic Christine MikailDirector · President and CFO
|
SaleCommon Stock | 1,530 | $35.23 | $53,897.31 |
DisclosureSEC source: 0001543663-26-000015 · wk-form4_1783032175.xml · nonDerivative · entry 3 Cvijic Christine Mikail · CIK 0001543663 · Director · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,840 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.11 to $35.255, inclusive. The reporting person undertakes to provide the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, following completion of all sales reported pursuant to this Form 4, 4,800 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| July 02, 2026 Filed Jul 2, 2026 22:42 UTC |
Cvijic Christine MikailDirector · President and CFO
|
SaleCommon Stock | 2,531 | $34.58 | $87,519.45 |
DisclosureSEC source: 0001543663-26-000015 · wk-form4_1783032175.xml · nonDerivative · entry 2 Cvijic Christine Mikail · CIK 0001543663 · Director · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,370 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.05 to $34.99, inclusive. The reporting person undertakes to provide the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, following completion of all sales reported pursuant to this Form 4, 4,800 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 22:42 UTC |
Cvijic Christine MikailDirector · President and CFO
|
SaleCommon Stock | 739 | $34.06 | $25,169.60 |
DisclosureSEC source: 0001543663-26-000015 · wk-form4_1783032175.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · Director · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,901 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.005 to $34.095, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, following completion of all sales reported pursuant to this Form 4, 4,800 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| May 06, 2026 Filed May 8, 2026 15:51 UTC |
Cvijic Christine MikailDirector · President and CFO
|
SaleCommon Stock | 4,800 | $32.44 | $155,691.84 |
DisclosureSEC source: 0001543663-26-000013 · wk-form4_1778255465.xml · nonDerivative · entry 2 Cvijic Christine Mikail · CIK 0001543663 · Director · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,640 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.02 to $32.695, inclusive. The reporting person undertakes to provide the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 9,600 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| May 06, 2026 Filed May 8, 2026 15:51 UTC |
Cvijic Christine MikailDirector · President and CFO
|
SaleCommon Stock | 4,800 | $30.07 | $144,351.36 |
DisclosureSEC source: 0001543663-26-000013 · wk-form4_1778255465.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · Director · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 98,440 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.31, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 9,600 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| May 05, 2026 Filed May 7, 2026 16:35 UTC |
Shafer ChristinaChief Commercial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0001934412-26-000006 · wk-form4_1778171726.xml · derivative · entry 1 Shafer Christina · CIK 0001934412 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2036-05-05 F1 · derivative.exercise_date: This option represents the right to purchase 120,000 shares of the Issuer's common stock, one quarter of which will vest on April 20, 2027 with the remaining three quarters vesting on the 20th of each month in equal monthly installments through April 20, 2030, subject to the Reporting Person's continued provision of service to the Issuer on each vesting date. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 21:38 UTC |
Cvijic Christine MikailPresident and CFO
|
SaleCommon Stock | 2,558 | $21.62 | $55,315.98 |
DisclosureSEC source: 0001543663-26-000011 · wk-form4_1774905421.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 103,240 F1 · kind: On March 26, 2026, a Restricted Stock Unit ("RSU") held by the Reporting Person vested in part. The shares issuable on vesting of the RSU are reported as shares held by the Reporting Person. The award agreement for the RSU provides that the Registrant shall sell a number of shares necessary to cover the Reporting Person's tax withholding responsibility created by the vesting event, with no election made by the Reporting Person. The sales reported on this Form 4 relate exclusively to this mandatory sale upon vesting of the RSU. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.10 to $21.91, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 13,533 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 19,200 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 21:38 UTC |
McMinn RachelDirector · Chief Executive Officer
|
SaleCommon Stock | 3,352 | $22.07 | $73,995.06 |
DisclosureSEC source: 0001606302-26-000005 · wk-form4_1774905414.xml · nonDerivative · entry 1 McMinn Rachel · CIK 0001606302 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,344,307 F1 · date: On March 26, 2026, a Restricted Stock Unit ("RSU") held by the Reporting Person vested in part. The shares issuable on vesting of the RSU are reported as shares held by the Reporting Person. The award agreement for the RSU provides that the Registrant shall sell a number of shares necessary to cover the Reporting Person's tax withholding responsibility created by the vesting event, with no election made by the Reporting Person. The sales reported on this Form 4 relate exclusively to this mandatory sale upon vesting of the RSU. F2 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.67to $22.50, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes (a) 15,933 restricted stock units that vest annually in equal installments on March 23, 2027 and March 23, 2028; and (b) 25,900 restricted stock units that vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 21:38 UTC |
Jordan JulieChief Medical Officer
|
SaleCommon Stock | 828 | $21.89 | $18,127.57 |
DisclosureSEC source: 0001968554-26-000005 · wk-form4_1774905406.xml · nonDerivative · entry 1 Jordan Julie · CIK 0001968554 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 12,472 F1 · date: On March 26, 2026, a Restricted Stock Unit ("RSU") held by the Reporting Person vested in part. The shares issuable on vesting of the RSU are reported as shares held by the Reporting Person. The award agreement for the RSU provides that the Registrant shall sell a number of shares necessary to cover the Reporting Person's tax withholding responsibility created by the vesting event, with no election made by the Reporting Person. The sales reported on this Form 4 relate exclusively to this mandatory sale upon vesting of the RSU. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.68 to $22.19, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Consist of (a) 5,600 restricted stock units, which vest annually in equal installments on March 26, 2027 and March 26, 2028; and (b) 4,900 restricted stock units which vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029, in each case subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 22:01 UTC |
Cobb StuartChief Scientific Officer
|
SaleCommon Stock | 148 | $22.08 | $3,267.84 |
DisclosureSEC source: 0001994301-26-000004 · wk-form4_1773784904.xml · nonDerivative · entry 3 Cobb Stuart · CIK 0001994301 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,497 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 6, 2025. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.97 to $22.16, inclsuive. The reporting person undertakes to provide Neurogene Inc. the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes (a) 6,797 restricted stock units granted on March 13, 2025, which will vest on March 13, 2027; (b) 7,200 restricted stock units granted on March 23, 2025, which will vest annually in equal installments on March 23, 2026, March 23, 2027 and March 23, 2028 and (c) 16,500 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029, in each case subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 22:01 UTC |
Cobb StuartChief Scientific Officer
|
SaleCommon Stock | 2,658 | $21.34 | $56,721.72 |
DisclosureSEC source: 0001994301-26-000004 · wk-form4_1773784904.xml · nonDerivative · entry 2 Cobb Stuart · CIK 0001994301 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,645 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 6, 2025. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.97 to $21.96, inclusive. The reporting person undertakes to provide the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes (a) 6,797 restricted stock units granted on March 13, 2025, which will vest on March 13, 2027; (b) 7,200 restricted stock units granted on March 23, 2025, which will vest annually in equal installments on March 23, 2026, March 23, 2027 and March 23, 2028 and (c) 16,500 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029, in each case subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 22:01 UTC |
Cobb StuartChief Scientific Officer
|
SaleCommon Stock | 3,991 | $20.41 | $81,456.31 |
DisclosureSEC source: 0001994301-26-000004 · wk-form4_1773784904.xml · nonDerivative · entry 1 Cobb Stuart · CIK 0001994301 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,303 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 6, 2025. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.94 to $20.93, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes (a) 6,797 restricted stock units granted on March 13, 2025, which will vest on March 13, 2027; (b) 7,200 restricted stock units granted on March 23, 2025, which will vest annually in equal installments on March 23, 2026, March 23, 2027 and March 23, 2028 and (c) 16,500 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029, in each case subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 22:01 UTC |
Cvijic Christine MikailPresident and CFO
|
SaleCommon Stock | 263 | $22.02 | $5,791.13 |
DisclosureSEC source: 0001543663-26-000007 · wk-form4_1773784859.xml · nonDerivative · entry 3 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,798 F1 · kind: On March 12, 2025, a Restricted Stock Unit (RSU) held by the Reporting Person vested in part. The shares issuable on vesting of the RSU are reported as shares held by the Reporting Person. The award agreement for the RSU provides that the Registrant shall sell a number of shares necessary to cover the Reporting Person's tax withholding responsibility created by the vesting event, with no election made by the Reporting Person. The sales reported on this Form 4 relate exclusively to this mandatory sale upon vesting of the RSU. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.92 to $22.075, inclusive. The reporting person undertakes to provide the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 20,300 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 19,200 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 22:01 UTC |
Cvijic Christine MikailPresident and CFO
|
SaleCommon Stock | 1,395 | $21.25 | $29,636.91 |
DisclosureSEC source: 0001543663-26-000007 · wk-form4_1773784859.xml · nonDerivative · entry 2 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 106,061 F1 · kind: On March 12, 2025, a Restricted Stock Unit (RSU) held by the Reporting Person vested in part. The shares issuable on vesting of the RSU are reported as shares held by the Reporting Person. The award agreement for the RSU provides that the Registrant shall sell a number of shares necessary to cover the Reporting Person's tax withholding responsibility created by the vesting event, with no election made by the Reporting Person. The sales reported on this Form 4 relate exclusively to this mandatory sale upon vesting of the RSU. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.92 to $21.91, inclusive. The reporting person undertakes to provide the Company, any securityholder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 20,300 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 19,200 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 22:01 UTC |
Cvijic Christine MikailPresident and CFO
|
SaleCommon Stock | 2,387 | $20.42 | $48,748.27 |
DisclosureSEC source: 0001543663-26-000007 · wk-form4_1773784859.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 107,456 F1 · kind: On March 12, 2025, a Restricted Stock Unit (RSU) held by the Reporting Person vested in part. The shares issuable on vesting of the RSU are reported as shares held by the Reporting Person. The award agreement for the RSU provides that the Registrant shall sell a number of shares necessary to cover the Reporting Person's tax withholding responsibility created by the vesting event, with no election made by the Reporting Person. The sales reported on this Form 4 relate exclusively to this mandatory sale upon vesting of the RSU. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.92 to $20.87, inclusive. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 10,635 restricted stock units granted on March 13, 2024 that will vest on March 13, 2027; (b) 20,300 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 19,200 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:03 UTC |
Cvijic Christine MikailPresident and CFO
|
SaleCommon Stock | 4,800 | $25.11 | $120,526.08 |
DisclosureSEC source: 0001543663-26-000005 · wk-form4_1772575431.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 109,843 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 18, 2025. Shares sold were held jointly by the reporting person and her spouse, David Cvijic. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.325. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.direct: Includes (a) 21,269 restricted stock units remaining from a grant of 31,900 restricted stock units granted on March 13, 2024 that vest annually in equal installments on March 13, 2025, March 13, 2026 and March 13, 2027; (b) 20,300 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 19,200 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:40 UTC |
Noonberg Sarah B.Director
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001706301-26-000002 · wk-form4_1771976443.xml · derivative · entry 1 Noonberg Sarah B. · CIK 0001706301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2036-02-20 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning March 20, 2026 until the option is fully vested on February 20, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 18:48 UTC |
PALEKAR ROHANDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001628280-26-011325 · wk-form4_1771976881.xml · derivative · entry 1 PALEKAR ROHAN · CIK 0001423327 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2036-02-20 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning March 20, 2026 until the option is fully vested on February 20, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:49 UTC |
Cobb StuartChief Scientific Officer
|
GrantCommon Stock | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001994301-26-000002 · wk-form4_1771976976.xml · nonDerivative · entry 1 Cobb Stuart · CIK 0001994301 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,294 F1 · shares: Consist of 16,500 restricted stock units, which will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. F2 · balance_after: Consist of (a) 13,594 restricted stock units remaining from a grant of 20,391 restricted stock units granted on March 13, 2024, which vests annually in equal installments on March 13, 2025, March 13, 2026 and March 13, 2027; (b) 7,200 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (c) 16,500 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029, in each case subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:49 UTC |
Cvijic Christine MikailPresident and CFO
|
GrantStock Option (Right to Buy) · Derivative | 131,900 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001543663-26-000002 · wk-form4_1771976938.xml · derivative · entry 2 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,900 Underlying: Common Stock · 131,900 shares Expires 2036-02-20 F3 · derivative.exercise_date: This option represents the right to purchase 131,900 shares of the Issuer's common stock, one quarter of which will vest on the first anniversary of the grant date with the remaining three quarters vesting in equal monthly installments through the fourth anniversary of the grant date, subject to the Reporting Person's continued provision of service to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:49 UTC |
Cvijic Christine MikailPresident and CFO
|
GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001543663-26-000002 · wk-form4_1771976938.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,643 F1 · shares: Consist of 22,000 restricted stock units, which will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. F2 · balance_after: Includes (a) 21,269 restricted stock units remaining from a grant of 31,900 restricted stock units granted on March 13, 2024 that vest annually in equal installments on March 13, 2025, March 13, 2026 and March 13, 2027; (b) 20,300 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (c) 22,000 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Of the remaining shares, 24,000 are held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:49 UTC |
Jordan JulieChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 29,600 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001968554-26-000002 · wk-form4_1771976961.xml · derivative · entry 2 Jordan Julie · CIK 0001968554 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,600 Underlying: Common Stock · 29,600 shares Expires 2036-02-20 F3 · derivative.exercise_date: This option represents the right to purchase 29,600 shares of the Issuer's common stock, one quarter of which will vest on the first anniversary of the grant date with the remaining three quarters vesting in equal monthly installments through the fourth anniversary of the grant date, subject to the Reporting Person's continued provision of service to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:49 UTC |
Jordan JulieChief Medical Officer
|
GrantCommon Stock | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001968554-26-000002 · wk-form4_1771976961.xml · nonDerivative · entry 1 Jordan Julie · CIK 0001968554 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,300 F1 · shares: Consist of 4,900 restricted stock units, which will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. F2 · balance_after: Consist of (a) 8,400 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (b) 4,900 restricted stock units granted on February 20, 2026, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029, in each case subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:48 UTC |
McMinn RachelDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 155,100 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001606302-26-000002 · wk-form4_1771976903.xml · derivative · entry 2 McMinn Rachel · CIK 0001606302 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,100 Underlying: Common Stock · 155,100 shares Expires 2036-02-20 F3 · derivative.exercise_date: This option represents the right to purchase 155,100 shares of the Issuer's common stock, one quarter of which will vest on the first anniversary of the grant date with the remaining three quarters vesting in equal monthly installments through the fourth anniversary of the grant date, subject to the Reporting Person's continued provision of service to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:48 UTC |
McMinn RachelDirector · Chief Executive Officer
|
GrantCommon Stock | 25,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001606302-26-000002 · wk-form4_1771976903.xml · nonDerivative · entry 1 McMinn Rachel · CIK 0001606302 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,347,659 F1 · shares: Consist of 25,900 restricted stock units, which will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. F2 · balance_after: Includes (a) 23,900 restricted stock units granted on March 26, 2025, which will vest annually in equal installments on March 26, 2026, March 26, 2027 and March 26, 2028; and (b) 25,900 restricted stock units granted on February 20, 2029, which will vest annually in equal installments on February 20, 2027, February 20, 2028 and February 20, 2029. Due to an administrative error, the amount reported in Column 5 on the Reporting Person's Form 4 filed on March 28, 2025 was understated by the 47,500 shares reported as purchased by the Reporting Person on the Reporting Person's Form 4 filed on November 25, 2024. This Form 4 reflects the correct amount of common stock beneficially owned by the Reporting Person. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:41 UTC |
BAFFI ROBERTDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001274826-26-000002 · wk-form4_1771976497.xml · derivative · entry 1 BAFFI ROBERT · CIK 0001274826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2036-02-20 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning March 20, 2026 until the option is fully vested on February 20, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:40 UTC |
Freedland Cory S.Director
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001832569-26-000002 · wk-form4_1771976424.xml · derivative · entry 1 Freedland Cory S. · CIK 0001832569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2036-02-20 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning March 20, 2026 until the option is fully vested on February 20, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 23:40 UTC |
Woods KeithDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $17.64 | $0.00 |
DisclosureSEC source: 0001996804-26-000002 · wk-form4_1771976400.xml · derivative · entry 1 Woods Keith · CIK 0001996804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2036-02-20 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning March 20, 2026 until the option is fully vested on February 20, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 12:05 UTC |
Noonberg Sarah B.Director
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001404644-25-000064 · wk-form4_1749830742.xml · derivative · entry 1 Noonberg Sarah B. · CIK 0001706301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2035-06-12 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning July 12, 2025 until the option is fully vested on June 12, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 12:06 UTC |
PALEKAR ROHANDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001404644-25-000066 · wk-form4_1749830797.xml · derivative · entry 1 PALEKAR ROHAN · CIK 0001423327 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2035-06-12 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning July 12, 2025 until the option is fully vested on June 12, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 16:07 UTC |
BAFFI ROBERTDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001404644-25-000068 · wk-form4_1749830856.xml · derivative · entry 1 BAFFI ROBERT · CIK 0001274826 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2035-06-12 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning July 12, 2025 until the option is fully vested on June 12, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 16:06 UTC |
Freedland Cory S.Director
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001404644-25-000065 · wk-form4_1749830770.xml · derivative · entry 1 Freedland Cory S. · CIK 0001832569 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2035-06-12 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning July 12, 2025 until the option is fully vested on June 12, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 12, 2025 Filed Jun 13, 2025 16:07 UTC |
Woods Robert KeithDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001404644-25-000067 · wk-form4_1749830826.xml · derivative · entry 1 Woods Robert Keith · CIK 0001995131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2035-06-12 F1 · derivative.exercise_date: The option vests as to 1/12 of the total shares monthly beginning July 12, 2025 until the option is fully vested on June 12, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| June 12, 2025 Filed Jun 16, 2026 21:31 UTC Amendment |
Woods KeithDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,050 | $0.00 Strike: $20.40 | $0.00 |
DisclosureSEC source: 0001996804-26-000009 · wk-form4a_1781645516.xml · derivative · entry 1 Woods Keith · CIK 0001996804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,050 Underlying: Common Stock · 12,050 shares Expires 2035-06-12 F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| May 14, 2025 Filed May 15, 2025 20:43 UTC |
Cobb StuartChief Scientific Officer
|
SaleCommon Stock | 6,797 | $15.15 | $103,003.10 |
DisclosureSEC source: 0001404644-25-000046 · wk-form4_1747341779.xml · nonDerivative · entry 1 Cobb Stuart · CIK 0001994301 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 20,794 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a 10b5-1 plan adopted by the reporting person on February 6, 2025. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.78 to $15.75. The reporting person undertakes to provide Neurogene Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:30 UTC |
Cobb StuartChief Scientific Officer
|
GrantEmployee Stock Option (Right to buy) · Derivative | 42,900 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0001404644-25-000025 · wk-form4_1743211830.xml · derivative · entry 2 Cobb Stuart · CIK 0001994301 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,900 Underlying: Common Stock · 42,900 shares Expires 2035-03-26 F2 · derivative.exercise_date: This option represents the right to purchase 42,900 shares of the Issuer's common stock, one quarter of which will vest on the first anniversary of the grant date with the remaining three quarters vesting in equal month installments through the fourth anniversary of the grant date. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:30 UTC |
Cobb StuartChief Scientific Officer
|
GrantCommon Stock | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001404644-25-000025 · wk-form4_1743211830.xml · nonDerivative · entry 1 Cobb Stuart · CIK 0001994301 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,591 F1 · shares: Consists of 7,200 restricted stock units, which will vest in three equal annual installments beginning with the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:29 UTC |
Cvijic Christine MikailPresident and CFO
|
GrantEmployee Stock Option (Right to buy) · Derivative | 122,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0001404644-25-000023 · wk-form4_1743211773.xml · derivative · entry 2 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,000 Underlying: Common Stock · 122,000 shares Expires 2035-03-26 F3 · derivative.exercise_date: This option represents the right to purchase 122,000 shares of the Issuer's common stock, one quarter of which will vest on the first anniversary of the date of grant with the remaining three quarters vesting in equal monthly installments through the fourth anniversary of the grant date, subject to the Reporting Person's continued provision of service to the Issuer on each vesting date. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:29 UTC |
Cvijic Christine MikailPresident and CFO
|
GrantCommon Stock | 20,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001404644-25-000023 · wk-form4_1743211773.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,643 F1 · shares: Consist of 20,300 restricted stock units, which will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. F2 · ownership.direct: Includes 24,000 shares held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:28 UTC |
Jordan JulieChief Medical Officer
|
GrantEmployee Stock Option (Right to buy) · Derivative | 50,300 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0001404644-25-000021 · wk-form4_1743211701.xml · derivative · entry 2 Jordan Julie · CIK 0001968554 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,300 Underlying: Common Stock · 50,300 shares Expires 2035-03-26 F2 · derivative.exercise_date: This option represents the right to purchase 50,300 shares of the Issuer's common stock, one quarter of which will vest on the first anniversary of the grant date with the remaining three quarters vesting in equal monthly installments through the fourth anniversary of the grant date, subject to the Reporting Person's continued provision of service to the Issuer on each vesting date. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:28 UTC |
Jordan JulieChief Medical Officer
|
GrantCommon Stock | 8,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001404644-25-000021 · wk-form4_1743211701.xml · nonDerivative · entry 1 Jordan Julie · CIK 0001968554 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,400 F1 · shares: Consist of 8,400 restricted stock units, which will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:27 UTC |
McMinn RachelDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to buy) · Derivative | 143,500 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0001404644-25-000020 · wk-form4_1743211653.xml · derivative · entry 2 McMinn Rachel · CIK 0001606302 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,500 Underlying: Common Stock · 143,500 shares Expires not disclosed F2 · derivative.expiration_date: This option represents the right to purchase 143,500 shares of the Issuer's common stock, one quarter of which will vest on the first anniversary of the grant date with the remaining three quarters vesting in equal monthly installments through the fourth anniversary of the grant date, subject to the Reporting Person's continued provision of service to the Issuer on each vesting date. Read SEC document |
| March 26, 2025 Filed Mar 29, 2025 01:27 UTC |
McMinn RachelDirector · Chief Executive Officer
|
GrantCommon Stock | 23,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001404644-25-000020 · wk-form4_1743211653.xml · nonDerivative · entry 1 McMinn Rachel · CIK 0001606302 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,274,259 F1 · shares: Consist of 23,900 restricted stock units, which will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued provision of services to the Issuer on each vesting date. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 21:14 UTC |
Cvijic Christine MikailPresident and CFO
|
SaleCommon Stock | 4,501 | $16.94 | $76,246.94 |
DisclosureSEC source: 0001404644-25-000007 · wk-form4_1742246088.xml · nonDerivative · entry 1 Cvijic Christine Mikail · CIK 0001543663 · President and CFO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 72,343 F1 · kind: On March 12, 2024, a Restricted Stock Unit (RSU) held by the Reporting Person vested in part. The shares issuable on vesting of the RSU are reported as shares held by the Reporting Person. The award agreement for the RSU provides that the Registrant shall sell a number of shares necessary to cover the Reporting Person's tax withholding responsibility created by the vesting event, with no election made by the Reporting Person. The sale reported on this Form 4 relates exclusively to this mandatory sale upon vesting of the RSU. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.38 to $17.21, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.direct: Includes 24,000 shares held jointly by the reporting person and her spouse, David Cvijic. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:39 UTC |
Samsara BioCapital GP, LLC10% owner
Samsara BioCapital, L.P.10% owner
AKKARAJU SRINIVAS10% owner
|
PurchaseCommon Stock | 2,000 | $27.50 | $55,000.00 |
DisclosureSEC source: 0001415889-24-027861 · form4-11272024_091125.xml · nonDerivative · entry 4 Samsara BioCapital GP, LLC · CIK 0001888829 · 10% owner Samsara BioCapital, L.P. · CIK 0001699737 · 10% owner AKKARAJU SRINIVAS · CIK 0001253170 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Samsara BioCapital, L.P. Disclosed balance after: 1,717,127 F5 · price: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions at prices ranging from $27.48 to $27.50 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities are held by Samsara BioCapital L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara LP and may be deemed to beneficially own the shares held by Samsara LP. Dr. Srinivas Akkaraju, MD, Ph.D. has voting and investment power over the shares held by Samsara LP and, accordingly, may be deemed to beneficially own the shares held by Samsara LP. Each of the Reporting Persons disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:39 UTC |
Samsara BioCapital GP, LLC10% owner
Samsara BioCapital, L.P.10% owner
AKKARAJU SRINIVAS10% owner
|
PurchaseCommon Stock | 15,219 | $26.73 | $406,803.87 |
DisclosureSEC source: 0001415889-24-027861 · form4-11272024_091125.xml · nonDerivative · entry 3 Samsara BioCapital GP, LLC · CIK 0001888829 · 10% owner Samsara BioCapital, L.P. · CIK 0001699737 · 10% owner AKKARAJU SRINIVAS · CIK 0001253170 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Samsara BioCapital, L.P. Disclosed balance after: 1,715,127 F4 · price: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions at prices ranging from $26.46 to $26.90 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Securities are held by Samsara BioCapital L.P. ("Samsara LP"). Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara LP and may be deemed to beneficially own the shares held by Samsara LP. Dr. Srinivas Akkaraju, MD, Ph.D. has voting and investment power over the shares held by Samsara LP and, accordingly, may be deemed to beneficially own the shares held by Samsara LP. Each of the Reporting Persons disclaims beneficial ownership in these shares except to the extent of its or his respective pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.