Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2016 Filed Dec 5, 2016 20:29 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 100,809 | $4.58 | $461,271.74 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,789 Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 20:28 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 319,520 | $4.58 | $1,462,027.66 |
DisclosureSEC source: 0001214659-16-015182 · marketforms-37252.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,402,173 Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:44 UTC |
Levental IgorDirector
|
GrantStock Option (Right to Buy) · Derivative | 88,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015111 · marketforms-37247.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,400 Underlying: Common Shares · 88,400 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:44 UTC |
Levental IgorDirector
|
GrantCommon Shares | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015111 · marketforms-37247.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,407 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:06 UTC |
Dowdall SharonDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,200 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001214659-16-015117 · marketforms-37241.xml · derivative · entry 2 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200 Underlying: Common Shares · 81,200 shares Expires 2021-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:06 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015117 · marketforms-37241.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,286 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:03 UTC |
Leathley Gillyeard J.Director
|
GrantStock Option (Right to Buy) · Derivative | 81,200 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001214659-16-015116 · marketforms-37242.xml · derivative · entry 2 Leathley Gillyeard J. · CIK 0001592659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200 Underlying: Common Shares · 81,200 shares Expires 2021-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:03 UTC |
Leathley Gillyeard J.Director
|
GrantCommon Shares | 1,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015116 · marketforms-37242.xml · nonDerivative · entry 1 Leathley Gillyeard J. · CIK 0001592659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,256 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:00 UTC |
McConnell Gerald JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,200 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001214659-16-015115 · marketforms-37243.xml · derivative · entry 2 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200 Underlying: Common Shares · 81,200 shares Expires 2021-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:00 UTC |
McConnell Gerald JamesDirector
|
GrantCommon Shares | 1,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015115 · marketforms-37243.xml · nonDerivative · entry 1 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,860 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:57 UTC |
Van Nieuwenhuyse RickDirector
|
GrantStock Option (Right to Buy) · Derivative | 81,200 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001214659-16-015114 · marketforms-37244.xml · derivative · entry 4 Van Nieuwenhuyse Rick · CIK 0001561025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200 Underlying: Common Shares · 81,200 shares Expires 2021-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:57 UTC |
Van Nieuwenhuyse RickDirector
|
GrantCommon Shares | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015114 · marketforms-37244.xml · nonDerivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,211 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:46 UTC |
Faber MarcDirector
|
GrantStock Option (Right to Buy) · Derivative | 88,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015112 · marketforms-37246.xml · derivative · entry 2 Faber Marc · CIK 0001593139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,400 Underlying: Common Shares · 88,400 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:46 UTC |
Faber MarcDirector
|
GrantCommon Shares | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015112 · marketforms-37246.xml · nonDerivative · entry 1 Faber Marc · CIK 0001593139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,624 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:52 UTC |
Walsh Anthony P.Director
|
GrantStock Option (Right to Buy) · Derivative | 81,200 | $0.00 Strike: $4.62 | $0.00 |
DisclosureSEC source: 0001214659-16-015113 · marketforms-37245.xml · derivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,200 Underlying: Common Shares · 81,200 shares Expires 2021-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:52 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015113 · marketforms-37245.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,286 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:43 UTC |
Nauman Clynton R.Director
|
GrantStock Option (Right to Buy) · Derivative | 88,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015110 · marketforms-37249.xml · derivative · entry 4 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,400 Underlying: Common Shares · 88,400 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:43 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015110 · marketforms-37249.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,937 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:42 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantStock Option (Right to Buy) · Derivative | 88,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015109 · marketforms-37250.xml · derivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,400 Underlying: Common Shares · 88,400 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:42 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 971 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015109 · marketforms-37250.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,971 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:16 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantStock Option (right to buy) · Derivative | 88,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001193805-16-004334 · e615609_4-kaplan.xml · derivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,400 Underlying: Common Shares · 88,400 shares Expires 2021-11-30 F2 · derivative.exercise_date: One-third of the reported options vested immediately upon issuance and an additional one-third of the reported options will vest on each of December 1, 2017 and December 1, 2018. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:16 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 1,942.189 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004334 · e615609_4-kaplan.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,970.856 Underlying: Common Shares · 1,942.189 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:31 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares · Derivative | 164,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015184 · marketforms-37251.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,000 Underlying: Common Shares · 164,000 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:31 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares · Derivative | 469,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015184 · marketforms-37251.xml · derivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,400 Underlying: Common Shares · 469,400 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:31 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionCommon Shares | 31,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015184 · marketforms-37251.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2014 grant totaling 240,900 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 272,217 common shares, which were issued to the reporting person on December 1, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:29 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares · Derivative | 130,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,300 Underlying: Common Shares · 130,300 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:29 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares · Derivative | 373,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,000 Underlying: Common Shares · 373,000 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:29 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 23,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015183 · marketforms-37253.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2014 grant totaling 181,050 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 204,587 common shares, which were issued to the reporting person on December 1, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:28 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares · Derivative | 388,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015182 · marketforms-37252.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,400 Underlying: Common Shares · 388,400 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:28 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares · Derivative | 1,111,800 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-16-015182 · marketforms-37252.xml · derivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,800 Underlying: Common Shares · 1,111,800 shares Expires 2021-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:28 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 74,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015182 · marketforms-37252.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,721,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2014 grant totaling 573,850 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 648,451 common shares, which were issued to the reporting person on December 1, 2016. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:06 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares | 1,102 | $6.55 | $7,218.10 |
DisclosureSEC source: 0001214659-16-013932 · marketforms-36358.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,253 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:04 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 876 | $6.55 | $5,737.80 |
DisclosureSEC source: 0001214659-16-013931 · marketforms-36359.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,061 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 22:01 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 1,768 | $6.55 | $11,580.40 |
DisclosureSEC source: 0001214659-16-013930 · marketforms-36357.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647,092 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:30 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 1,617.606 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-16-003901 · e615382_4-kaplan.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,028.667 Underlying: Common Shares · 1,617.606 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.