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NOVAGOLD RESOURCES INC

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1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2016 Filed Dec 5, 2016 20:29 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 100,809 $4.58 $461,271.74
Disclosure

SEC source: 0001214659-16-015183 · marketforms-37253.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,789

Read SEC document
December 02, 2016 Filed Dec 5, 2016 20:28 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 319,520 $4.58 $1,462,027.66
Disclosure

SEC source: 0001214659-16-015182 · marketforms-37252.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402,173

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:44 UTC GrantStock Option (Right to Buy) · Derivative 88,400 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-16-015111 · marketforms-37247.xml · derivative · entry 2

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,400

Underlying: Common Shares · 88,400 shares

Expires 2021-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:44 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015111 · marketforms-37247.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,407

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:06 UTC GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015117 · marketforms-37241.xml · derivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:06 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015117 · marketforms-37241.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,286

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:03 UTC GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015116 · marketforms-37242.xml · derivative · entry 2

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:03 UTC GrantCommon Shares 1,942 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015116 · marketforms-37242.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,256

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:00 UTC GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015115 · marketforms-37243.xml · derivative · entry 2

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:00 UTC GrantCommon Shares 1,942 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015115 · marketforms-37243.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,860

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:57 UTC GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015114 · marketforms-37244.xml · derivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:57 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015114 · marketforms-37244.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,211

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:46 UTC
Faber MarcDirector
GrantStock Option (Right to Buy) · Derivative 88,400 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-16-015112 · marketforms-37246.xml · derivative · entry 2

Faber Marc · CIK 0001593139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,400

Underlying: Common Shares · 88,400 shares

Expires 2021-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:46 UTC
Faber MarcDirector
GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015112 · marketforms-37246.xml · nonDerivative · entry 1

Faber Marc · CIK 0001593139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,624

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:52 UTC GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015113 · marketforms-37245.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:52 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015113 · marketforms-37245.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,286

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:43 UTC GrantStock Option (Right to Buy) · Derivative 88,400 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-16-015110 · marketforms-37249.xml · derivative · entry 4

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,400

Underlying: Common Shares · 88,400 shares

Expires 2021-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:43 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015110 · marketforms-37249.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,937

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:42 UTC GrantStock Option (Right to Buy) · Derivative 88,400 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-16-015109 · marketforms-37250.xml · derivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,400

Underlying: Common Shares · 88,400 shares

Expires 2021-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 21:42 UTC GrantCommon Shares 971 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015109 · marketforms-37250.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,971

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 17:16 UTC GrantStock Option (right to buy) · Derivative 88,400 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001193805-16-004334 · e615609_4-kaplan.xml · derivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,400

Underlying: Common Shares · 88,400 shares

Expires 2021-11-30

F2 · derivative.exercise_date: One-third of the reported options vested immediately upon issuance and an additional one-third of the reported options will vest on each of December 1, 2017 and December 1, 2018.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 17:16 UTC GrantDeferred Share Unit · Derivative 1,942.189 $0.00 $0.00
Disclosure

SEC source: 0001193805-16-004334 · e615609_4-kaplan.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,970.856

Underlying: Common Shares · 1,942.189 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 20:31 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares · Derivative 164,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015184 · marketforms-37251.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,000

Underlying: Common Shares · 164,000 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 20:31 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares · Derivative 469,400 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-16-015184 · marketforms-37251.xml · derivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,400

Underlying: Common Shares · 469,400 shares

Expires 2021-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 20:31 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 31,317 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015184 · marketforms-37251.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2014 grant totaling 240,900 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 272,217 common shares, which were issued to the reporting person on December 1, 2016.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 20:29 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares · Derivative 130,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015183 · marketforms-37253.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,300

Underlying: Common Shares · 130,300 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 20:29 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares · Derivative 373,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-16-015183 · marketforms-37253.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,000

Underlying: Common Shares · 373,000 shares

Expires 2021-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 20:29 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 23,537 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015183 · marketforms-37253.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2014 grant totaling 181,050 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 204,587 common shares, which were issued to the reporting person on December 1, 2016.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 20:28 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares · Derivative 388,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015182 · marketforms-37252.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,400

Underlying: Common Shares · 388,400 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2018. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

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December 01, 2016 Filed Dec 5, 2016 20:28 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares · Derivative 1,111,800 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-16-015182 · marketforms-37252.xml · derivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,800

Underlying: Common Shares · 1,111,800 shares

Expires 2021-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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December 01, 2016 Filed Dec 5, 2016 20:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 74,601 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015182 · marketforms-37252.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,721,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2014 grant totaling 573,850 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 1, 2016, the performance criteria were deemed to have been met with respect to the grant at 113% of the original grant amount, increasing the award to 648,451 common shares, which were issued to the reporting person on December 1, 2016.

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September 30, 2016 Filed Oct 3, 2016 22:06 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,102 $6.55 $7,218.10
Disclosure

SEC source: 0001214659-16-013932 · marketforms-36358.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,253

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 30, 2016 Filed Oct 3, 2016 22:04 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 876 $6.55 $5,737.80
Disclosure

SEC source: 0001214659-16-013931 · marketforms-36359.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,061

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 30, 2016 Filed Oct 3, 2016 22:01 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 1,768 $6.55 $11,580.40
Disclosure

SEC source: 0001214659-16-013930 · marketforms-36357.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647,092

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.90 to $7.22, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 01, 2016 Filed Sep 6, 2016 20:30 UTC GrantDeferred Share Unit · Derivative 1,617.606 $0.00 $0.00
Disclosure

SEC source: 0001193805-16-003901 · e615382_4-kaplan.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,028.667

Underlying: Common Shares · 1,617.606 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.