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person · Reporting owner

McConnell Gerald James

Disclosed activity across 2 companies

Tapewire entity
157220
SEC CIK
0001562641

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NOVAGOLD RESOURCES INC

Report date May 04, 2018 · Filed May 07, 2018

Section 16 reporting ended · disclosed 2018-05-07. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Trilogy Metals Inc.

Report date May 22, 2019 · Filed May 23, 2019

Section 16 reporting ended · disclosed 2019-05-23. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 4, 2019 18:40 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,343.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-005955 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,460.93

Underlying: Common Stock · 2,343.7 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 05, 2018 Filed Dec 7, 2018 22:51 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDirector Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001567619-18-007518 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2023-12-04

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.94 using an exchange rate of C$1.3353=US$1.00.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 18:42 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 1,343.17 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-007409 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,117.23

Underlying: Common Stock · 1,343.17 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 20:08 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 1,665.13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-18-002297 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,774.06

Underlying: Common Stock · 1,665.13 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:45 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,235.43 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-027456 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,108.93

Underlying: Common Stock · 2,235.43 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2018 Filed Mar 1, 2018 23:43 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,184 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-001688 · marketforms-41209.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,312

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:26 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,038.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011779 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,873.5

Underlying: Common Stock · 2,038.83 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
December 07, 2017 Filed Dec 9, 2017 01:46 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001140361-17-045540 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2022-12-06

F1 · derivative.exercise_price: These shares can be exercised at a price of CAD$1.01 per share. For reporting purposes, the exercise price has been converted to US dollars based on the exchange rate reported by the Bank of Canada for the date of grant, which was US$1 = CAD$1.2843.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:11 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 104,400 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0001214659-17-007075 · marketforms-40379.xml · derivative · entry 2

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,400

Underlying: Common Shares · 104,400 shares

Expires 2022-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:11 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,249 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007075 · marketforms-40379.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,128

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:04 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 3,399.75 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044837 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,834.66

Underlying: Common Stock · 3,399.75 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 130,050 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · derivative · entry 4

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2735=U.S.$1.00.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 16 $3.89 $62.24
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · nonDerivative · entry 3

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,879

F3 · price: The price reported above was converted from the Canadian price of C$4.95 to USD using an exchange rate of C$1.2735=USD $1.00.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 114,843 $3.89 $446,739.27
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · nonDerivative · entry 2

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,895

F2 · price: The price reported above was converted from the Canadian price of C$4.96 to USD using an exchange rate of C$1.2735=USD $1.00.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 130,050 $3.44 $447,372.00
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2735=U.S.$1.00.

Read SEC document
September 05, 2017 Filed Sep 6, 2017 23:37 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 2,881.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-034472 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,434.91

Underlying: Common Stock · 2,881.19 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:19 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,035 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005420 · marketforms-39529.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,688

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 00:28 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 4,385.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024228 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,553.72

Underlying: Common Stock · 4,385.54 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:29 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,218 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003793 · marketforms-38959.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,653

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:57 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 6,497.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-17-010001 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,168.18

Underlying: Common Stock · 6,497.21 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,575 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001640 · marketforms-38148.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,435

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 23:38 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDirector Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001140361-16-090108 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2021-12-14

F1 · derivative.exercise_price: Expressed in Canadian dollars.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001214659-16-015115 · marketforms-37243.xml · derivative · entry 2

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.16 using an exchange rate of CAD$1.3331=U.S.$1.00.

F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
December 01, 2016 Filed Dec 1, 2016 22:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,942 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015115 · marketforms-37243.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,860

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 19:28 UTC Trilogy Metals Inc. TMQ · Entity 5362 GrantDeferred Share Units · Derivative 5,543.01 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001140361-16-088562 · doc1.xml · derivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,670.96

Underlying: Common Stock · 5,543.01 shares

Expires not disclosed

F1 · date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.exercise_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

F1 · derivative.expiration_date: The deferred share units vest immediately; however, the underlying common shares will not be issued to the grantee, and the grantee shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the grantee's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the grantee's termination date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.