Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gatos Silver, Inc.GATO · Entity 84020 | Director | October 01, 2021 | October 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gatos Silver, Inc.
Report date October 01, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,825 |
Reported balance
After 2021-10-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-10-01 · Grant · Acquired 591 · Balance 18,825 F1: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer. F2: Includes 18,825 DSUs. |
| Common StockSEC Table I · non-derivative | IndirectBy Levental Family Trust | 97,363 |
Reported balance
Holding disclosure · report date 2021-10-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 97,363 F3: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer.
F2: Includes 18,825 DSUs.
F3: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NOVAGOLD RESOURCES INC
Report date June 10, 2022 · Filed June 14, 2022
Section 16 reporting ended · disclosed 2022-06-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 2, 2022 15:13 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 944 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007737 · marketforms-56395.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,808 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2022 Filed Mar 1, 2022 17:25 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003438 · marketforms-55604.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,864 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2021 Filed Dec 1, 2021 23:17 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (Right to Buy) · Derivative | 54,700 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001214659-21-012462 · marketforms-54427.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,700 Underlying: Common Shares · 54,700 shares Expires 2026-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024. Read SEC document |
| December 01, 2021 Filed Dec 1, 2021 23:17 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-012462 · marketforms-54427.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,099 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 88,400 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-21-011239 · marketforms-54173.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 88,400 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on December 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 35,750 | $7.65 | $273,487.50 |
DisclosureSEC source: 0001214659-21-011239 · marketforms-54173.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,332 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.61 to $7.69, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 52,650 | $7.69 | $404,878.50 |
DisclosureSEC source: 0001214659-21-011239 · marketforms-54173.xml · nonDerivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,082 Read SEC document |
| November 05, 2021 Filed Nov 8, 2021 17:44 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 88,400 | $4.58 | $404,872.00 |
DisclosureSEC source: 0001214659-21-011239 · marketforms-54173.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 11:26 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantCommon Stock | 591 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-122375 · tm2129084-1_4seq1.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,825 F1 · shares: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer. F2 · balance_after: Includes 18,825 DSUs. Read SEC document |
| September 01, 2021 Filed Sep 1, 2021 19:51 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 751 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009241 · marketforms-53703.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,332 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 12:01 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-104818 · tm2125051-1_4seq1.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,234 F1 · shares: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer F2 · balance_after: Includes 18,234 DSUs. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:09 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,013 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-21-085324 · tm2120616-7_4seq1.xml · derivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,013 Underlying: Common Stock · 4,013 shares Expires 2032-06-22 F4 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 20:09 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantCommon Stock | 2,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-085324 · tm2120616-7_4seq1.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,704 F1 · shares: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer. F2 · balance_after: Includes 17,704 DSUs. Read SEC document |
| June 22, 2021 Filed Jun 28, 2021 16:04 UTC Amendment | Gatos Silver, Inc. GATO · Entity 84020 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,013 | $0.00 Strike: $18.03 | $0.00 |
DisclosureSEC source: 0001104659-21-086244 · tm2120616-11_4aseq1.xml · derivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,013 Underlying: Common Stock · 4,013 shares Expires 2031-06-22 F1 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022. F2 · derivative.expiration_date: The Form 4 filed by the reporting person on June 24, 2021 incorrectly reported the expiration date of the option as 6/22/2032, which has been corrected in this amendment. Read SEC document |
| June 01, 2021 Filed Jun 1, 2021 19:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006148 · marketforms-52997.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,581 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:50 UTC | Gatos Silver, Inc. GATO · Entity 84020 | GrantCommon Stock | 8,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-046242 · tm2112036-4_4seq1.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,799 F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company. F2 · balance_after: Includes 10,799 DSUs, which were fully vested on the date of grant. Read SEC document |
| March 31, 2021 Filed Apr 6, 2021 21:18 UTC Amendment | Gatos Silver, Inc. GATO · Entity 84020 | GrantCommon Stock | 12,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-047242 · tm2112328-4_4aseq1.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,416 F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company. F2 · shares: The Form 4 filed by the reporting person on April 2, 2021 incorrectly reported the number of DSUs granted on March 31, 2021, which has been corrected in this amendment. F3 · balance_after: Includes 15,416 DSUs, which were fully vested on the date of grant. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 17:34 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002476 · marketforms-51665.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,056 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 00:07 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010068 · marketforms-50357.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 00:07 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010068 · marketforms-50357.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,463 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 17:41 UTC | Gatos Silver, Inc. GATO · Entity 84020 | PurchaseCommon Stock | 8,700 | $7.00 | $60,900.00 |
DisclosureSEC source: 0000950103-20-021454 · dp140049_4-levental.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Levental Family Trust Disclosed balance after: 97,363 F1 · balance_after: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:13 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007583 · marketforms-49543.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,928 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:14 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005253 · marketforms-48937.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,391 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 109,700 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 109,700 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 59,561 | $11.39 | $678,399.79 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,856 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$15.99 to C$16.12, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.05 to USD using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 34,396 | $11.37 | $391,082.52 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · nonDerivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,417 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$15.99 to C$16.09, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.01 to USD using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 109,700 | $3.56 | $390,532.00 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 17:10 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 609 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002096 · marketforms-48014.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,113 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:20 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007493 · marketforms-46723.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,504 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:20 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (right to buy) · Derivative | 54,300 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007493 · marketforms-46723.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Common Shares · 54,300 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 18:46 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005607 · marketforms-45661.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,857 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 15:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 96,400 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001214659-19-004556 · marketforms-45314.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 96,400 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3081=USD$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 15:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 27,063 | $5.55 | $150,199.65 |
DisclosureSEC source: 0001214659-19-004556 · marketforms-45314.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,284 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.23 to C$7.2769, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The Canadian weighted average price of C$7.26 was converted to U.S. currency using an exchange rate of CAD$1.3081=USD$1.00. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 15:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 42,226 | $5.55 | $234,354.30 |
DisclosureSEC source: 0001214659-19-004556 · marketforms-45314.xml · nonDerivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,347 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$7.25 to C$7.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The Canadian weighted average price of C$7.26 was converted to U.S. currency using an exchange rate of CAD$1.3081=USD$1.00. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 15:59 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 96,400 | $2.43 | $234,252.00 |
DisclosureSEC source: 0001214659-19-004556 · marketforms-45314.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,573 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3081=USD$1.00. Read SEC document |
| June 03, 2019 Filed Jun 3, 2019 19:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-003975 · marketforms-45152.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,173 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:22 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001728 · marketforms-44313.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,052 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 159,050 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 159,050 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 36,916 | $3.97 | $146,556.52 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,940 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.40 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 85,417 | $3.97 | $339,105.49 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,856 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.39 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 159,050 | $2.13 | $338,776.50 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| December 03, 2018 Filed Dec 3, 2018 21:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007454 · marketforms-43374.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,223 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2018 Filed Dec 3, 2018 21:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (right to buy) · Derivative | 91,300 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-18-007454 · marketforms-43374.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,300 Underlying: Common Shares · 91,300 shares Expires 2023-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 19:16 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-005889 · marketforms-42860.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,047 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 05, 2018 Filed Jun 5, 2018 20:30 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 904 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-004288 · marketforms-42225.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,870 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001690 · marketforms-41207.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,966 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (Right to Buy) · Derivative | 100,100 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007078 · marketforms-40382.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,100 Underlying: Common Shares · 100,100 shares Expires 2022-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:37 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007078 · marketforms-40382.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,874 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 14:56 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (Right to Buy) · Derivative | 130,050 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001214659-17-006115 · marketforms-39958.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 130,050 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2486=U.S.$1.00. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 14:56 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 16 | $4.12 | $65.92 |
DisclosureSEC source: 0001214659-17-006115 · marketforms-39958.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,749 F3 · price: The price reported above was converted from the Canadian price of C$5.14 to USD using an exchange rate of C$1.2486=USD $1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.