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Deisley David

Disclosed activity across 2 companies

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111604
SEC CIK
0001593138

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PERPETUA RESOURCES CORP.PPTA · Entity 4235DirectorJune 30, 2023July 05, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PERPETUA RESOURCES CORP.

Report date June 30, 2023 · Filed July 05, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Share UnitsSEC Table II · derivative / convertible securityDirect31,566 Reported balance After 2023-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-30 · Grant · Acquired 979 · Balance 31,566

F1: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NOVAGOLD RESOURCES INC

Report date January 07, 2019 · Filed January 08, 2019

Section 16 reporting ended · disclosed 2019-01-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect773,269 Reported balance After 2019-01-07 transaction · row 1
1 source row

Row 1 · 2019-01-07 · Grant · Acquired 1,957 · Balance 773,269

F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan between October 1, 2018 and January 7, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions between October 1, 2018 and January 7, 2019 at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan between October 1, 2018 and January 7, 2019.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions between October 1, 2018 and January 7, 2019 at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2023 Filed Jul 5, 2023 20:18 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 GrantDeferred Share Units · Derivative 979 $3.67 $3,592.93
Disclosure

SEC source: 0001104659-23-078132 · tm2320489-4_4seq1.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,566

Underlying: Common Shares · 979 shares

Expires not disclosed

F1 · derivative.exercise_price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.exercise_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.expiration_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The Reporting Person elected to receive DSUs in lieu of a cash retainer for his service during the second quarter of 2023. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 22:56 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 GrantDeferred Share Units · Derivative 1,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-041691 · tm2311754-7_4seq1.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,587

Underlying: Common Shares · 1,563 shares

Expires not disclosed

F1 · derivative.exercise_price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.exercise_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.expiration_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:20 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 GrantDeferred Share Units · Derivative 7,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-021974 · tm236828-4_4seq1.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,024

Underlying: Common Shares · 7,731 shares

Expires not disclosed

F1 · derivative.exercise_price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.exercise_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.expiration_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 11:04 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 GrantDeferred Share Units · Derivative 2,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-000578 · tm231504-4_4seq1.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,293

Underlying: Common Shares · 2,382 shares

Expires not disclosed

F1 · derivative.exercise_price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.exercise_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.expiration_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Read SEC document
September 30, 2022 Filed Oct 7, 2022 21:10 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 GrantDeferred Share Units · Derivative 3,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-107173 · tm2227837-4_4seq1.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,911

Underlying: Common Shares · 3,444 shares

Expires not disclosed

F1 · derivative.exercise_price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.exercise_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.expiration_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Read SEC document
August 16, 2022 Filed Aug 16, 2022 22:30 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 PurchaseCommon Shares 846 $2.68 $2,267.28
Disclosure

SEC source: 0001104659-22-091873 · tm2223632-1_4seq1.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,350

Read SEC document
August 15, 2022 Filed Aug 16, 2022 22:30 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 PurchaseCommon Shares 504 $2.68 $1,350.72
Disclosure

SEC source: 0001104659-22-091873 · tm2223632-1_4seq1.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,504

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:50 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 GrantDeferred Share Units · Derivative 2,102 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-077411 · tm2220333-4_4seq1.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,467

Underlying: Common Shares · 2,102 shares

Expires not disclosed

F1 · derivative.exercise_price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.exercise_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.expiration_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:48 UTC PERPETUA RESOURCES CORP. PPTA · Entity 4235 GrantDeferred Share Units · Derivative 8,404 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-042455 · tm2211473-4_4seq1.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,365

Underlying: Common Shares · 8,404 shares

Expires not disclosed

F1 · derivative.exercise_price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · price: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.exercise_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

F1 · derivative.expiration_date: A deferred share unit ("DSU") entitles the holder to receive one common share of Perpetua Resources Corp. (the "Issuer") (or, at the election of the holder and subject to the approval of the administrator of the Issuer's Omnibus Equity Incentive Plan, cash equal to the value thereof on the date of settlement) for each DSU. The DSUs are fully vested as of the date of grant and will be settled following the reporting person's separation from service.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 17:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,957 $3.97 $7,769.29
Disclosure

SEC source: 0001214659-19-000200 · marketforms-43695.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,269

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan between October 1, 2018 and January 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions between October 1, 2018 and January 7, 2019 at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 20:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 275,974 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001214659-18-007596 · marketforms-43482.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 275,974 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3299=USD $1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 20:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 120,750 $3.88 $468,510.00
Disclosure

SEC source: 0001214659-18-007596 · marketforms-43482.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,312

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$5.12 to $5.20, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price was converted from the Canadian weighted average price of C$5.16 to US dollars using an exchange rate of CAD $1.3299=USD $1.00.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 20:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 155,224 $3.88 $602,269.12
Disclosure

SEC source: 0001214659-18-007596 · marketforms-43482.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,062

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$5.12 to $5.20, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The price was converted from the Canadian weighted average price of C$5.16 to US dollars using an exchange rate of CAD $1.3299=USD $1.00.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 20:24 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 275,974 $2.18 $601,623.32
Disclosure

SEC source: 0001214659-18-007596 · marketforms-43482.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3299=USD $1.00.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 16:07 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 16,144 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001214659-18-007555 · marketforms-43471.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,974

Underlying: Common Shares · 16,144 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3404=USD $1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 16:07 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 7,000 $3.82 $26,740.00
Disclosure

SEC source: 0001214659-18-007555 · marketforms-43471.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,312

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.12 to USD using an exchange rate of CAD $1.3404=USD $1.00.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 16:07 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 9,144 $3.82 $34,930.08
Disclosure

SEC source: 0001214659-18-007555 · marketforms-43471.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,312

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.12 to USD using an exchange rate of CAD $1.3404=USD $1.00.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 16:07 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 16,144 $2.16 $34,871.04
Disclosure

SEC source: 0001214659-18-007555 · marketforms-43471.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3404=USD $1.00.

Read SEC document
December 05, 2018 Filed Dec 6, 2018 16:20 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 7,882 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001214659-18-007528 · marketforms-43447.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,118

Underlying: Common Shares · 7,882 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3353=USD $1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.

Read SEC document
December 05, 2018 Filed Dec 6, 2018 16:20 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 3,400 $3.82 $12,988.00
Disclosure

SEC source: 0001214659-18-007528 · marketforms-43447.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,312

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.10 to USD using an exchange rate of CAD $1.3353=USD $1.00.

Read SEC document
December 05, 2018 Filed Dec 6, 2018 16:20 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 4,482 $3.82 $17,121.24
Disclosure

SEC source: 0001214659-18-007528 · marketforms-43447.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,712

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.10 to USD using an exchange rate of CAD $1.3353=USD $1.00.

Read SEC document
December 05, 2018 Filed Dec 6, 2018 16:20 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 7,882 $2.17 $17,103.94
Disclosure

SEC source: 0001214659-18-007528 · marketforms-43447.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3353=USD $1.00.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 11:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001214659-18-007514 · marketforms-43434.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Shares · 100,000 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3219=USD $1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 11:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 42,231 $3.80 $160,477.80
Disclosure

SEC source: 0001214659-18-007514 · marketforms-43434.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,312

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.02 to USD using an exchange rate of CAD $1.3219=USD $1.00.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 11:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 57,769 $3.80 $219,522.20
Disclosure

SEC source: 0001214659-18-007514 · marketforms-43434.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,543

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.02 to USD using an exchange rate of CAD $1.3219=USD $1.00.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 11:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 100,000 $2.19 $219,000.00
Disclosure

SEC source: 0001214659-18-007514 · marketforms-43434.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3219=USD $1.00.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 20:21 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 134,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007443 · marketforms-43369.xml · derivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 134,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2016 grant totaling 164,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 134,480 common shares.

F1 · derivative.exercise_date: The December 1, 2016 grant totaling 164,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 134,480 common shares.

F1 · derivative.expiration_date: The December 1, 2016 grant totaling 164,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 134,480 common shares.

F1 · derivative.underlying_shares: The December 1, 2016 grant totaling 164,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 134,480 common shares.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 20:21 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 59,642 $3.67 $218,886.14
Disclosure

SEC source: 0001214659-18-007443 · marketforms-43369.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,312

Read SEC document
December 03, 2018 Filed Dec 3, 2018 20:21 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 134,480 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007443 · marketforms-43369.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2016 grant totaling 164,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 3, 2018, the performance criteria were deemed to have been met with respect to the grant at 82% of the original grant amount, decreasing the award to a total of 134,480 common shares.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 15:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 136,948 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001214659-18-006640 · marketforms-43086.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Shares · 136,948 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3098=USD $1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 15:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 66,028 $4.28 $282,599.84
Disclosure

SEC source: 0001214659-18-006640 · marketforms-43086.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,474

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD $1.3098=USD $1.00.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 15:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 70,920 $4.28 $303,537.60
Disclosure

SEC source: 0001214659-18-006640 · marketforms-43086.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,502

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD $1.3098=USD $1.00.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 15:25 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 136,948 $2.21 $302,655.08
Disclosure

SEC source: 0001214659-18-006640 · marketforms-43086.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3098=USD $1.00.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (right to buy) · Derivative 63,052 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,948

Underlying: Common Shares · 63,052 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3057=U.S.$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 30,400 $4.29 $130,416.00
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,474

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD$1.3057=U.S.$1.00.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 32,652 $4.29 $140,077.08
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,874

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD$1.3057=U.S.$1.00.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 63,052 $2.22 $139,975.44
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3057=U.S.$1.00.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 20:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,654 $4.03 $6,665.62
Disclosure

SEC source: 0001214659-18-006337 · marketforms-43004.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,474

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.54 to $4.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 18:45 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,418 $4.70 $6,664.60
Disclosure

SEC source: 0001214659-18-004677 · marketforms-42392.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,820

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.53 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,675 $3.98 $6,666.50
Disclosure

SEC source: 0001214659-18-002490 · marketforms-41576.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,402

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.65 to $4.16, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:13 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,665 $4.00 $6,660.00
Disclosure

SEC source: 0001214659-18-000092 · marketforms-40578.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,727

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.84 to $4.18, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 17:12 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GiftCommon Shares 25,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007472 · marketforms-40539.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,062

Read SEC document
December 04, 2017 Filed Dec 5, 2017 17:15 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · derivative · entry 8

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2695=U.S.$1.00.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 17:15 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 SaleCommon Shares 5,306 $3.86 $20,481.16
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 6

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,062

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$4.89 to C$4.90, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The Canadian weighted average price of C$4.90 was converted to USD using an exchange rate of C$1.2695=US$1.00.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 17:15 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 44,694 $3.86 $172,518.84
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 5

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,368

F5 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.90 to USD using an exchange rate of C$1.2695=US$1.00.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 17:15 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 50,000 $3.45 $172,500.00
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2695=U.S.$1.00.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:33 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares · Derivative 57,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007084 · marketforms-40374.xml · derivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,700

Underlying: Common Shares · 57,700 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:33 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares · Derivative 57,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-17-007084 · marketforms-40374.xml · derivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,700

Underlying: Common Shares · 57,700 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:33 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares · Derivative 326,600 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-17-007084 · marketforms-40374.xml · derivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,600

Underlying: Common Shares · 326,600 shares

Expires 2022-11-30

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020.

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December 01, 2017 Filed Dec 5, 2017 17:15 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · derivative · entry 7

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 100,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2729=U.S.$1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.