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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 21, 2017 Filed Jul 25, 2017 17:32 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 300,000 $3.98 $1,194,000.00
Disclosure

SEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.99 using an exchange rate of CAD$1.2549=U.S.$1.00.

Read SEC document
July 17, 2017 Filed Jul 17, 2017 22:45 UTC SaleCommon Shares 7,000 $5.65 $39,559.10
Disclosure

SEC source: 0001214659-17-004480 · marketforms-39224.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,940

F1 · price: Expressed in Canadian Dollars.

Read SEC document
June 30, 2017 Filed Jun 30, 2017 22:48 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,313 $4.30 $14,245.90
Disclosure

SEC source: 0001214659-17-004256 · marketforms-39153.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273,706

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.97 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 30, 2017 Filed Jun 30, 2017 22:46 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,658 $4.30 $7,129.40
Disclosure

SEC source: 0001214659-17-004255 · marketforms-39155.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,540

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.97 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2017 Filed Jun 30, 2017 22:34 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,549 $4.30 $6,660.70
Disclosure

SEC source: 0001214659-17-004254 · marketforms-39154.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,521

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.97 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:37 UTC GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003796 · marketforms-38962.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,183

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:35 UTC GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003795 · marketforms-38961.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,108

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:32 UTC GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003794 · marketforms-38960.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,834

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:27 UTC GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003791 · marketforms-38958.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,868

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:29 UTC GrantCommon Shares 2,218 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003793 · marketforms-38959.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,653

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:25 UTC GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003789 · marketforms-38957.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,304

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:23 UTC GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003788 · marketforms-38956.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,940

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:21 UTC
Faber MarcDirector
GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003787 · marketforms-38955.xml · nonDerivative · entry 1

Faber Marc · CIK 0001593139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,521

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 15:19 UTC GrantCommon Shares 1,109 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-003786 · marketforms-38954.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,183

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:07 UTC GrantDeferred Share Unit · Derivative 2,217.69 $0.00 $0.00
Disclosure

SEC source: 0001193805-17-001011 · e616245_4-kaplan.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,764.026

Underlying: Common Shares · 2,217.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 16:33 UTC Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001214659-17-002495 · marketforms-38551.xml · derivative · entry 6

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2017-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$6.33 using an exchange rate of CAD$1.3332=USD$1.00.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 16:33 UTC SaleCommon Shares 1,100 $4.97 $5,467.00
Disclosure

SEC source: 0001214659-17-002495 · marketforms-38551.xml · nonDerivative · entry 5

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,074

F4 · price: The price reported above was converted from the Canadian price of C$6.62 to USD using an exchange rate of C$1.3332=USD $1.00.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 16:33 UTC SaleCommon Shares 2,824 $4.97 $14,035.28
Disclosure

SEC source: 0001214659-17-002495 · marketforms-38551.xml · nonDerivative · entry 4

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,174

F2 · price: The price reported above was converted from the Canadian price of C$6.63 to USD using an exchange rate of C$1.3332=USD $1.00.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 16:33 UTC SaleCommon Shares 600 $4.98 $2,988.00
Disclosure

SEC source: 0001214659-17-002495 · marketforms-38551.xml · nonDerivative · entry 3

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,998

F3 · price: The price reported above was converted from the Canadian price of C$6.635 to USD using an exchange rate of CAD$1.3332=USD$1.00.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 16:33 UTC Tax withholdingCommon Shares 95,476 $4.97 $474,515.72
Disclosure

SEC source: 0001214659-17-002495 · marketforms-38551.xml · nonDerivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,598

F2 · price: The price reported above was converted from the Canadian price of C$6.63 to USD using an exchange rate of C$1.3332=USD $1.00.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 16:33 UTC Exercise / conversionCommon Shares 100,000 $4.75 $475,000.00
Disclosure

SEC source: 0001214659-17-002495 · marketforms-38551.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$6.33 using an exchange rate of CAD$1.3332=USD$1.00.

Read SEC document
April 10, 2017 Filed Apr 11, 2017 16:21 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 63,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-002479 · marketforms-38538.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,393

Read SEC document
March 31, 2017 Filed Apr 7, 2017 17:23 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 2,704 $5.25 $14,196.00
Disclosure

SEC source: 0001214659-17-002446 · marketforms-38527.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333,893

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.70 to $6.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 31, 2017 Filed Apr 7, 2017 17:26 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,351 $5.25 $7,092.75
Disclosure

SEC source: 0001214659-17-002447 · marketforms-38526.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,882

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.70 to $6.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 31, 2017 Filed Apr 7, 2017 17:18 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,342 $5.21 $6,991.82
Disclosure

SEC source: 0001214659-17-002445 · marketforms-38528.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,972

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.70 to $6.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2017 Filed Mar 14, 2017 23:03 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 12,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001953 · marketforms-38380.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,189

Read SEC document
March 01, 2017 Filed Mar 3, 2017 20:23 UTC GrantDeferred Share Unit · Derivative 1,575.48 $0.00 $0.00
Disclosure

SEC source: 0001193805-17-000379 · e615864_4-kaplan.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,546.336

Underlying: Common Shares · 1,575.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:29 UTC GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001644 · marketforms-38140.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,074

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:28 UTC
Faber MarcDirector
GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001643 · marketforms-38141.xml · nonDerivative · entry 1

Faber Marc · CIK 0001593139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,412

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:28 UTC GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001642 · marketforms-38144.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,725

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:26 UTC GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001641 · marketforms-38146.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,074

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:25 UTC GrantCommon Shares 1,575 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001640 · marketforms-38148.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,435

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 15:23 UTC GrantCommon Shares 1,575 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001639 · marketforms-38147.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,831

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2017 Filed Mar 3, 2017 15:22 UTC GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001638 · marketforms-38145.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,999

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2017 Filed Mar 3, 2017 15:20 UTC GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001637 · marketforms-38143.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,759

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2017 Filed Mar 3, 2017 15:19 UTC GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-001636 · marketforms-38142.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,195

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.97 $0.00
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2017-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $6.52 using an exchange rate of CAD$1.3109=U.S.$1.00.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC SaleCommon Shares 18,090 $6.06 $109,544.00
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,286

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from CAD$7.93 to CAD$7.95, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of $7.93817 using an exchange rate of CAD$1.3109=US$1.00.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC Tax withholdingCommon Shares 81,910 $6.07 $497,373.90
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,376

F2 · price: The sale price reported above was converted from the Canadian market price of $7.96 using an exchange rate of CAD$1.3109=US$1.00.

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February 23, 2017 Filed Feb 27, 2017 22:14 UTC Exercise / conversionCommon Shares 100,000 $4.97 $497,370.00
Disclosure

SEC source: 0001214659-17-001455 · marketforms-38044.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $6.52 using an exchange rate of CAD$1.3109=U.S.$1.00.

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February 07, 2017 Filed Feb 8, 2017 17:04 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001214659-17-000843 · marketforms-37819.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Shares · 100,000 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.60 using an exchange rate of CAD$1.3117=U.S.$1.00.

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February 07, 2017 Filed Feb 8, 2017 17:04 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 42,500 $6.10 $259,216.00
Disclosure

SEC source: 0001214659-17-000843 · marketforms-37819.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,630

F2 · price: The sale price reported above was converted from the Canadian sale price of $8.00 to USD using an exchange rate of C$1.3117=USD $1.00.

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February 07, 2017 Filed Feb 8, 2017 17:04 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 57,500 $6.10 $350,704.00
Disclosure

SEC source: 0001214659-17-000843 · marketforms-37819.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,130

F2 · price: The sale price reported above was converted from the Canadian sale price of $8.00 to USD using an exchange rate of C$1.3117=USD $1.00.

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February 07, 2017 Filed Feb 8, 2017 17:04 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 100,000 $3.51 $351,000.00
Disclosure

SEC source: 0001214659-17-000843 · marketforms-37819.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.60 using an exchange rate of CAD$1.3117=U.S.$1.00.

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December 31, 2016 Filed Jan 3, 2017 21:36 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,516 $4.61 $16,208.76
Disclosure

SEC source: 0001214659-17-000032 · marketforms-37494.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,343,689

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.88 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2016 Filed Jan 3, 2017 21:32 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,742 $4.61 $8,030.62
Disclosure

SEC source: 0001214659-17-000030 · marketforms-37496.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,531

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.88 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2016 Filed Jan 3, 2017 21:34 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 2,193 $4.61 $10,109.73
Disclosure

SEC source: 0001214659-17-000031 · marketforms-37495.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,630

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.88 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 19, 2016 Filed Dec 19, 2016 21:09 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 2,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015368 · marketforms-37381.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340,173

Read SEC document
December 14, 2016 Filed Dec 19, 2016 21:09 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 60,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-16-015368 · marketforms-37381.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,342,173

Read SEC document
December 02, 2016 Filed Dec 5, 2016 20:31 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 134,133 $4.58 $613,752.37
Disclosure

SEC source: 0001214659-16-015184 · marketforms-37251.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,437

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.