Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2017 Filed Oct 27, 2017 16:00 UTC |
Leathley Gillyeard J.Director
|
SaleCommon Shares | 3,000 | $4.09 | $12,270.00 |
DisclosureSEC source: 0001214659-17-006198 · marketforms-40002.xml · nonDerivative · entry 1 Leathley Gillyeard J. · CIK 0001592659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,957 F1 · price: The price reported in Column 4 was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2831=US$1.00. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 239,453 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 239,453 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2771=U.S.$1.00. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 39,680 | $4.11 | $163,084.80 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,189 F2 · price: The price reported above was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2771=USD $1.00. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 199,773 | $4.11 | $821,067.03 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,869 F2 · price: The price reported above was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2771=USD $1.00. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:17 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 239,453 | $3.43 | $821,323.79 |
DisclosureSEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 729,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2771=U.S.$1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Shares · 60,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2478=U.S.$1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC |
Deisley DavidExec. VP & General Counsel
|
SaleCommon Shares | 8,970 | $4.13 | $37,046.10 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,062 F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2478=USD $1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC |
Deisley DavidExec. VP & General Counsel
|
Tax withholdingCommon Shares | 51,030 | $4.13 | $210,753.90 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,032 F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2478=USD $1.00. Read SEC document |
| October 19, 2017 Filed Oct 20, 2017 15:45 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionCommon Shares | 60,000 | $3.51 | $210,600.00 |
DisclosureSEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2478=U.S.$1.00. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 14:56 UTC |
Levental IgorDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 130,050 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001214659-17-006115 · marketforms-39958.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 130,050 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2486=U.S.$1.00. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 14:56 UTC |
Levental IgorDirector
|
SaleCommon Shares | 16 | $4.12 | $65.92 |
DisclosureSEC source: 0001214659-17-006115 · marketforms-39958.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,749 F3 · price: The price reported above was converted from the Canadian price of C$5.14 to USD using an exchange rate of C$1.2486=USD $1.00. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 14:56 UTC |
Levental IgorDirector
|
Tax withholdingCommon Shares | 110,606 | $4.12 | $455,696.72 |
DisclosureSEC source: 0001214659-17-006115 · marketforms-39958.xml · nonDerivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,765 F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2486=USD $1.00. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 14:56 UTC |
Levental IgorDirector
|
Exercise / conversionCommon Shares | 130,050 | $3.51 | $456,475.50 |
DisclosureSEC source: 0001214659-17-006115 · marketforms-39958.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2486=U.S.$1.00. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:33 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001214659-17-006083 · marketforms-39935.xml · derivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,000 Underlying: Common Shares · 50,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2529=U.S.$1.00. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:33 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 2,620 | $4.17 | $10,925.40 |
DisclosureSEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,281,746 F3 · price: The price reported above was converted from the Canadian price of C$5.22 to USD using an exchange rate of C$1.2529=USD $1.00. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:33 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 600 | $4.16 | $2,496.00 |
DisclosureSEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,366 F2 · price: The price reported above was converted from the Canadian price of C$5.21 to USD using an exchange rate of C$1.2529=USD $1.00. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:33 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 42,035 | $4.16 | $174,865.60 |
DisclosureSEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,966 F2 · price: The price reported above was converted from the Canadian price of C$5.21 to USD using an exchange rate of C$1.2529=USD $1.00. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:33 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 50,000 | $3.50 | $175,000.00 |
DisclosureSEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,327,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2529=U.S.$1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 547 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,453 Underlying: Common Shares · 547 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2487=U.S.$1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 100 | $4.29 | $429.00 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,189 F2 · price: The price reported above was converted from the Canadian price of C$5.36 to USD using an exchange rate of C$1.2487=USD $1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 447 | $4.29 | $1,917.63 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,289 F2 · price: The price reported above was converted from the Canadian price of C$5.36 to USD using an exchange rate of C$1.2487=USD $1.00. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 17:46 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 547 | $3.51 | $1,919.97 |
DisclosureSEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2487=U.S.$1.00. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:10 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 3,295 | $4.32 | $14,234.40 |
DisclosureSEC source: 0001214659-17-005925 · marketforms-39805.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,001 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:10 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 1,649 | $4.32 | $7,123.68 |
DisclosureSEC source: 0001214659-17-005924 · marketforms-39812.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,189 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 21:10 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares | 1,541 | $4.32 | $6,657.12 |
DisclosureSEC source: 0001214659-17-005923 · marketforms-39811.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,062 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:23 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005423 · marketforms-39526.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,200 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:22 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005422 · marketforms-39528.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,851 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:20 UTC |
Van Nieuwenhuyse RickDirector
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005421 · marketforms-39527.xml · nonDerivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,125 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:19 UTC |
McConnell Gerald JamesDirector
|
GrantCommon Shares | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005420 · marketforms-39529.xml · nonDerivative · entry 1 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,688 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:18 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005419 · marketforms-39530.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,885 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:17 UTC |
Levental IgorDirector
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005418 · marketforms-39531.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,321 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:16 UTC |
Leathley Gillyeard J.Director
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005417 · marketforms-39532.xml · nonDerivative · entry 1 Leathley Gillyeard J. · CIK 0001592659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,957 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:15 UTC |
Faber MarcDirector
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005416 · marketforms-39533.xml · nonDerivative · entry 1 Faber Marc · CIK 0001593139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,538 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 15:13 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 1,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-005415 · marketforms-39534.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,200 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:45 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 2,034.876 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-17-001621 · e616554_4-kaplan.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,798.902 Underlying: Common Shares · 2,034.876 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.71 | $0.00 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · derivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2390=U.S.$1.00. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC |
Deisley DavidExec. VP & General Counsel
|
SaleCommon Shares | 15,129 | $4.37 | $66,113.73 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,521 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.40 to C$5.415, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.41 to USD using an exchange rate of C$1.2390=US$1.00. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC |
Deisley DavidExec. VP & General Counsel
|
Tax withholdingCommon Shares | 84,871 | $4.37 | $370,886.27 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,650 F2 · price: The price reported above was converted from the Canadian price of C$5.42 using an exchange rate of CAD$1.2390=U.S.$1.00. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 17:44 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionCommon Shares | 100,000 | $3.71 | $371,000.00 |
DisclosureSEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2390=U.S.$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · derivative · entry 8 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2536=U.S.$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
SaleCommon Shares | 15,285 | $4.33 | $66,184.05 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 6 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,521 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.41 to C$5.4292, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.42 to USD using an exchange rate of C$1.2536=US$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
Tax withholdingCommon Shares | 84,715 | $4.33 | $366,815.95 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 5 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,806 F5 · price: The price reported above was converted from the Canadian price of C$5.43 using an exchange rate of CAD$1.2536=U.S.$1.00. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionCommon Shares | 100,000 | $3.67 | $367,000.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2536=U.S.$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · derivative · entry 7 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 200,000 shares Expires 2017-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2605=U.S.$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
SaleCommon Shares | 28,516 | $4.25 | $121,193.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,521 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.34 to C$5.375, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.36 to USD using an exchange rate of C$1.2605=US$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
Tax withholdingCommon Shares | 171,484 | $4.26 | $730,521.84 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 742,037 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.35 to $5.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.36 to USD using an exchange rate of C$1.2605=US$1.00. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 16:31 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionCommon Shares | 200,000 | $3.65 | $730,000.00 |
DisclosureSEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2605=U.S.$1.00. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 17:32 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 300,000 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001214659-17-004548 · marketforms-39273.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 300,000 shares Expires 2017-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.99 using an exchange rate of CAD$1.2549=U.S.$1.00. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 17:32 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 43,224 | $4.65 | $200,991.60 |
DisclosureSEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,540 F2 · price: The sale price reported above was converted from the Canadian sale price of $5.83 to USD using an exchange rate of C$1.2549=USD $1.00. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 17:32 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 256,776 | $4.65 | $1,194,008.40 |
DisclosureSEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,764 F2 · price: The sale price reported above was converted from the Canadian sale price of $5.83 to USD using an exchange rate of C$1.2549=USD $1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.