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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2017 Filed Oct 27, 2017 16:00 UTC SaleCommon Shares 3,000 $4.09 $12,270.00
Disclosure

SEC source: 0001214659-17-006198 · marketforms-40002.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,957

F1 · price: The price reported in Column 4 was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2831=US$1.00.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 19:17 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 239,453 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001214659-17-006178 · marketforms-39997.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 239,453 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2771=U.S.$1.00.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 19:17 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 39,680 $4.11 $163,084.80
Disclosure

SEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,189

F2 · price: The price reported above was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2771=USD $1.00.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 19:17 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 199,773 $4.11 $821,067.03
Disclosure

SEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,869

F2 · price: The price reported above was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2771=USD $1.00.

Read SEC document
October 25, 2017 Filed Oct 26, 2017 19:17 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 239,453 $3.43 $821,323.79
Disclosure

SEC source: 0001214659-17-006178 · marketforms-39997.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2771=U.S.$1.00.

Read SEC document
October 19, 2017 Filed Oct 20, 2017 15:45 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001214659-17-006137 · marketforms-39964.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Shares · 60,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2478=U.S.$1.00.

Read SEC document
October 19, 2017 Filed Oct 20, 2017 15:45 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 8,970 $4.13 $37,046.10
Disclosure

SEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,062

F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2478=USD $1.00.

Read SEC document
October 19, 2017 Filed Oct 20, 2017 15:45 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 51,030 $4.13 $210,753.90
Disclosure

SEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,032

F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2478=USD $1.00.

Read SEC document
October 19, 2017 Filed Oct 20, 2017 15:45 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 60,000 $3.51 $210,600.00
Disclosure

SEC source: 0001214659-17-006137 · marketforms-39964.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2478=U.S.$1.00.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 14:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 130,050 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001214659-17-006115 · marketforms-39958.xml · derivative · entry 4

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2486=U.S.$1.00.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 14:56 UTC SaleCommon Shares 16 $4.12 $65.92
Disclosure

SEC source: 0001214659-17-006115 · marketforms-39958.xml · nonDerivative · entry 3

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,749

F3 · price: The price reported above was converted from the Canadian price of C$5.14 to USD using an exchange rate of C$1.2486=USD $1.00.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 14:56 UTC Tax withholdingCommon Shares 110,606 $4.12 $455,696.72
Disclosure

SEC source: 0001214659-17-006115 · marketforms-39958.xml · nonDerivative · entry 2

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,765

F2 · price: The price reported above was converted from the Canadian price of C$5.15 to USD using an exchange rate of C$1.2486=USD $1.00.

Read SEC document
October 18, 2017 Filed Oct 19, 2017 14:56 UTC Exercise / conversionCommon Shares 130,050 $3.51 $456,475.50
Disclosure

SEC source: 0001214659-17-006115 · marketforms-39958.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2486=U.S.$1.00.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 23:33 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001214659-17-006083 · marketforms-39935.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,000

Underlying: Common Shares · 50,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2529=U.S.$1.00.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 23:33 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 2,620 $4.17 $10,925.40
Disclosure

SEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,281,746

F3 · price: The price reported above was converted from the Canadian price of C$5.22 to USD using an exchange rate of C$1.2529=USD $1.00.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 23:33 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 600 $4.16 $2,496.00
Disclosure

SEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284,366

F2 · price: The price reported above was converted from the Canadian price of C$5.21 to USD using an exchange rate of C$1.2529=USD $1.00.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 23:33 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 42,035 $4.16 $174,865.60
Disclosure

SEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284,966

F2 · price: The price reported above was converted from the Canadian price of C$5.21 to USD using an exchange rate of C$1.2529=USD $1.00.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 23:33 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 50,000 $3.50 $175,000.00
Disclosure

SEC source: 0001214659-17-006083 · marketforms-39935.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2529=U.S.$1.00.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 17:46 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 547 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001214659-17-006054 · marketforms-39934.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,453

Underlying: Common Shares · 547 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2487=U.S.$1.00.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 17:46 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 100 $4.29 $429.00
Disclosure

SEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,189

F2 · price: The price reported above was converted from the Canadian price of C$5.36 to USD using an exchange rate of C$1.2487=USD $1.00.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 17:46 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 447 $4.29 $1,917.63
Disclosure

SEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,289

F2 · price: The price reported above was converted from the Canadian price of C$5.36 to USD using an exchange rate of C$1.2487=USD $1.00.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 17:46 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 547 $3.51 $1,919.97
Disclosure

SEC source: 0001214659-17-006054 · marketforms-39934.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2487=U.S.$1.00.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:10 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,295 $4.32 $14,234.40
Disclosure

SEC source: 0001214659-17-005925 · marketforms-39805.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,001

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:10 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,649 $4.32 $7,123.68
Disclosure

SEC source: 0001214659-17-005924 · marketforms-39812.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,189

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:10 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,541 $4.32 $6,657.12
Disclosure

SEC source: 0001214659-17-005923 · marketforms-39811.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,062

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.08 to $4.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:23 UTC GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005423 · marketforms-39526.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:22 UTC GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005422 · marketforms-39528.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,851

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:20 UTC GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005421 · marketforms-39527.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,125

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:19 UTC GrantCommon Shares 2,035 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005420 · marketforms-39529.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,688

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:18 UTC GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005419 · marketforms-39530.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,885

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:17 UTC GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005418 · marketforms-39531.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,321

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:16 UTC GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005417 · marketforms-39532.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,957

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:15 UTC
Faber MarcDirector
GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005416 · marketforms-39533.xml · nonDerivative · entry 1

Faber Marc · CIK 0001593139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,538

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 1, 2017 15:13 UTC GrantCommon Shares 1,017 $0.00 $0.00
Disclosure

SEC source: 0001214659-17-005415 · marketforms-39534.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:45 UTC GrantDeferred Share Unit · Derivative 2,034.876 $0.00 $0.00
Disclosure

SEC source: 0001193805-17-001621 · e616554_4-kaplan.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,798.902

Underlying: Common Shares · 2,034.876 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 17:44 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001214659-17-005469 · marketforms-39557.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 100,000 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2390=U.S.$1.00.

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September 01, 2017 Filed Sep 5, 2017 17:44 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 15,129 $4.37 $66,113.73
Disclosure

SEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,521

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.40 to C$5.415, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.41 to USD using an exchange rate of C$1.2390=US$1.00.

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September 01, 2017 Filed Sep 5, 2017 17:44 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 84,871 $4.37 $370,886.27
Disclosure

SEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,650

F2 · price: The price reported above was converted from the Canadian price of C$5.42 using an exchange rate of CAD$1.2390=U.S.$1.00.

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September 01, 2017 Filed Sep 5, 2017 17:44 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 100,000 $3.71 $371,000.00
Disclosure

SEC source: 0001214659-17-005469 · marketforms-39557.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2390=U.S.$1.00.

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August 31, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · derivative · entry 8

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2536=U.S.$1.00.

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August 31, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 15,285 $4.33 $66,184.05
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 6

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,521

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.41 to C$5.4292, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.42 to USD using an exchange rate of C$1.2536=US$1.00.

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August 31, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 84,715 $4.33 $366,815.95
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 5

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,806

F5 · price: The price reported above was converted from the Canadian price of C$5.43 using an exchange rate of CAD$1.2536=U.S.$1.00.

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August 31, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 100,000 $3.67 $367,000.00
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2536=U.S.$1.00.

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August 30, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $3.65 $0.00
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · derivative · entry 7

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Shares · 200,000 shares

Expires 2017-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2605=U.S.$1.00.

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August 30, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 28,516 $4.25 $121,193.00
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,521

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.34 to C$5.375, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.36 to USD using an exchange rate of C$1.2605=US$1.00.

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August 30, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 171,484 $4.26 $730,521.84
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,037

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.35 to $5.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.36 to USD using an exchange rate of C$1.2605=US$1.00.

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August 30, 2017 Filed Sep 1, 2017 16:31 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 200,000 $3.65 $730,000.00
Disclosure

SEC source: 0001214659-17-005428 · marketforms-39517.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.60 using an exchange rate of CAD$1.2605=U.S.$1.00.

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July 21, 2017 Filed Jul 25, 2017 17:32 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001214659-17-004548 · marketforms-39273.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 300,000 shares

Expires 2017-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.99 using an exchange rate of CAD$1.2549=U.S.$1.00.

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July 21, 2017 Filed Jul 25, 2017 17:32 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 43,224 $4.65 $200,991.60
Disclosure

SEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,540

F2 · price: The sale price reported above was converted from the Canadian sale price of $5.83 to USD using an exchange rate of C$1.2549=USD $1.00.

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July 21, 2017 Filed Jul 25, 2017 17:32 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 256,776 $4.65 $1,194,008.40
Disclosure

SEC source: 0001214659-17-004548 · marketforms-39273.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,764

F2 · price: The sale price reported above was converted from the Canadian sale price of $5.83 to USD using an exchange rate of C$1.2549=USD $1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.