Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 1, 2018 23:48 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001692 · marketforms-41205.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,417 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:47 UTC |
Leathley Gillyeard J.Director
|
GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001691 · marketforms-41206.xml · nonDerivative · entry 1 Leathley Gillyeard J. · CIK 0001592659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,174 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:45 UTC |
Levental IgorDirector
|
GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001690 · marketforms-41207.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,966 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:44 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001689 · marketforms-41208.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,102 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:43 UTC |
McConnell Gerald JamesDirector
|
GrantCommon Shares | 2,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001688 · marketforms-41209.xml · nonDerivative · entry 1 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,312 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:12 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001687 · marketforms-41212.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,417 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:11 UTC |
Van Nieuwenhuyse RickDirector
|
GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001686 · marketforms-41211.xml · nonDerivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,549 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 23:08 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001685 · marketforms-41210.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,068 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2018 Filed Mar 3, 2018 00:49 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 2,184.392 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-18-000340 · e617759_4-kaplan.xml · derivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,232.335 Underlying: Common Shares · 2,184.392 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:14 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 3,560 | $4.00 | $14,240.00 |
DisclosureSEC source: 0001214659-18-000093 · marketforms-40577.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,280,381 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.84 to $4.18, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:13 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares | 1,665 | $4.00 | $6,660.00 |
DisclosureSEC source: 0001214659-18-000092 · marketforms-40578.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 691,727 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.84 to $4.18, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 16:11 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 1,782 | $4.00 | $7,128.00 |
DisclosureSEC source: 0001214659-18-000091 · marketforms-40579.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,971 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.84 to $4.18, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 17:12 UTC |
Deisley DavidExec. VP & General Counsel
|
GiftCommon Shares | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007472 · marketforms-40539.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,062 Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 23:04 UTC |
Lang Gregory A.Director · President and CEO
|
GiftCommon Shares | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007296 · marketforms-40469.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276,821 Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:15 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · derivative · entry 8 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 50,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2695=U.S.$1.00. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:15 UTC |
Deisley DavidExec. VP & General Counsel
|
SaleCommon Shares | 5,306 | $3.86 | $20,481.16 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 6 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,062 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$4.89 to C$4.90, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The Canadian weighted average price of C$4.90 was converted to USD using an exchange rate of C$1.2695=US$1.00. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:15 UTC |
Deisley DavidExec. VP & General Counsel
|
Tax withholdingCommon Shares | 44,694 | $3.86 | $172,518.84 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 5 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,368 F5 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.90 to USD using an exchange rate of C$1.2695=US$1.00. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:15 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionCommon Shares | 50,000 | $3.45 | $172,500.00 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 4 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2695=U.S.$1.00. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:14 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 110,000 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001214659-17-007158 · marketforms-40406.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 110,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2695=U.S.$1.00. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:14 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 5,778 | $3.84 | $22,187.52 |
DisclosureSEC source: 0001214659-17-007158 · marketforms-40406.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326,821 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$4.88 to C$4.885, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The Canadian weighted average price of C$4.88 was converted to USD using an exchange rate of C$1.2695=US$1.00. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:14 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 98,528 | $3.85 | $379,332.80 |
DisclosureSEC source: 0001214659-17-007158 · marketforms-40406.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,599 F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.89 to USD using an exchange rate of C$1.2695=US$1.00. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 17:14 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 110,000 | $3.45 | $379,500.00 |
DisclosureSEC source: 0001214659-17-007158 · marketforms-40406.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $4.38 using an exchange rate of CAD$1.2695=U.S.$1.00. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:37 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares · Derivative | 61,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007086 · marketforms-40375.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,700 Underlying: Common Shares · 61,700 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:37 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares · Derivative | 61,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007086 · marketforms-40375.xml · derivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,700 Underlying: Common Shares · 61,700 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:37 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares · Derivative | 349,400 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007086 · marketforms-40375.xml · derivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,400 Underlying: Common Shares · 349,400 shares Expires 2022-11-30 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:35 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares · Derivative | 185,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007085 · marketforms-40373.xml · derivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Shares · 185,000 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:35 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares · Derivative | 185,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007085 · marketforms-40373.xml · derivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Shares · 185,000 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:35 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares · Derivative | 1,047,400 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007085 · marketforms-40373.xml · derivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,400 Underlying: Common Shares · 1,047,400 shares Expires 2022-11-30 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:33 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares · Derivative | 57,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007084 · marketforms-40374.xml · derivative · entry 3 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,700 Underlying: Common Shares · 57,700 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2020. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:33 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares · Derivative | 57,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007084 · marketforms-40374.xml · derivative · entry 2 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,700 Underlying: Common Shares · 57,700 shares Expires not disclosed F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2019. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:33 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares · Derivative | 326,600 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007084 · marketforms-40374.xml · derivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,600 Underlying: Common Shares · 326,600 shares Expires 2022-11-30 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:01 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,100 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007083 · marketforms-40383.xml · derivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,100 Underlying: Common Shares · 100,100 shares Expires 2022-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:01 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007083 · marketforms-40383.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,010 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:59 UTC |
Van Nieuwenhuyse RickDirector
|
GrantStock Option (Right to Buy) · Derivative | 104,400 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001214659-17-007081 · marketforms-40380.xml · derivative · entry 4 Van Nieuwenhuyse Rick · CIK 0001561025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 Underlying: Common Shares · 104,400 shares Expires 2022-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:59 UTC |
Van Nieuwenhuyse RickDirector
|
GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007081 · marketforms-40380.xml · nonDerivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,457 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:40 UTC |
Walsh Anthony P.Director
|
GrantStock Option (Right to Buy) · Derivative | 104,400 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001214659-17-007080 · marketforms-40381.xml · derivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 Underlying: Common Shares · 104,400 shares Expires 2022-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:40 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007080 · marketforms-40381.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,325 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:38 UTC |
Dowdall SharonDirector
|
GrantStock Option (Right to Buy) · Derivative | 104,400 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001214659-17-007079 · marketforms-40376.xml · derivative · entry 2 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 Underlying: Common Shares · 104,400 shares Expires 2022-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:38 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007079 · marketforms-40376.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,325 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:37 UTC |
Levental IgorDirector
|
GrantStock Option (Right to Buy) · Derivative | 100,100 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007078 · marketforms-40382.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,100 Underlying: Common Shares · 100,100 shares Expires 2022-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:37 UTC |
Levental IgorDirector
|
GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007078 · marketforms-40382.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,874 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:11 UTC |
McConnell Gerald JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 104,400 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001214659-17-007075 · marketforms-40379.xml · derivative · entry 2 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 Underlying: Common Shares · 104,400 shares Expires 2022-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:11 UTC |
McConnell Gerald JamesDirector
|
GrantCommon Shares | 2,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007075 · marketforms-40379.xml · nonDerivative · entry 1 McConnell Gerald James · CIK 0001562641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,128 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:13 UTC |
Nauman Clynton R.Director
|
GrantStock Option (Right to Buy) · Derivative | 100,100 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007076 · marketforms-40384.xml · derivative · entry 4 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,100 Underlying: Common Shares · 100,100 shares Expires 2022-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:13 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007076 · marketforms-40384.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,976 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:09 UTC |
Leathley Gillyeard J.Director
|
GrantStock Option (Right to Buy) · Derivative | 104,400 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001214659-17-007074 · marketforms-40378.xml · derivative · entry 2 Leathley Gillyeard J. · CIK 0001592659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,400 Underlying: Common Shares · 104,400 shares Expires 2022-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.00 using an exchange rate of CAD$1.2888=U.S.$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; and 1/3 on 12/1/2020. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:09 UTC |
Leathley Gillyeard J.Director
|
GrantCommon Shares | 1,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-007074 · marketforms-40378.xml · nonDerivative · entry 1 Leathley Gillyeard J. · CIK 0001592659 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,082 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:27 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantStock Option (right to buy) · Derivative | 100,100 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001193805-17-003549 · e617528_4-kaplan.xml · derivative · entry 5 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,100 Underlying: Common Shares · 100,100 shares Expires 2022-11-30 F4 · derivative.exercise_date: One-third of the reported options will vest on each of December 1, 2018, December 1, 2019 and December 1, 2020. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:27 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 2,249.041 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-17-003549 · e617528_4-kaplan.xml · derivative · entry 4 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,047.943 Underlying: Common Shares · 2,249.041 shares Expires not disclosed F3 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F3 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F3 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F3 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 17:15 UTC |
Deisley DavidExec. VP & General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $3.44 | $0.00 |
DisclosureSEC source: 0001214659-17-007159 · marketforms-40398.xml · derivative · entry 7 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Shares · 100,000 shares Expires 2017-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2729=U.S.$1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.