Tapewire

NYSE · USD

NG

NOVAGOLD RESOURCES INC

Export transactions ↓
Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 23, 2018 Filed Oct 24, 2018 15:25 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 136,948 $2.21 $302,655.08
Disclosure

SEC source: 0001214659-18-006640 · marketforms-43086.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD $1.3098=USD $1.00.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 16:58 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 63,650 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001214659-18-006587 · marketforms-43068.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 63,650 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3104=US$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 16:58 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 30,391 $4.24 $128,857.84
Disclosure

SEC source: 0001214659-18-006587 · marketforms-43068.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,216

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.55 to USD using an exchange rate of CAD$1.3104=US$1.00.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 16:58 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 33,259 $4.24 $141,018.16
Disclosure

SEC source: 0001214659-18-006587 · marketforms-43068.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,607

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.55 to USD using an exchange rate of CAD$1.3104=US$1.00.

Read SEC document
October 19, 2018 Filed Oct 22, 2018 16:58 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 63,650 $2.21 $140,666.50
Disclosure

SEC source: 0001214659-18-006587 · marketforms-43068.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3104=US$1.00.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 63,052 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,948

Underlying: Common Shares · 63,052 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3057=U.S.$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 30,400 $4.29 $130,416.00
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,474

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD$1.3057=U.S.$1.00.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 32,652 $4.29 $140,077.08
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,874

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD$1.3057=U.S.$1.00.

Read SEC document
October 18, 2018 Filed Oct 19, 2018 16:45 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 63,052 $2.22 $139,975.44
Disclosure

SEC source: 0001214659-18-006575 · marketforms-43067.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3057=U.S.$1.00.

Read SEC document
October 11, 2018 Filed Oct 12, 2018 17:41 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 263,650 $0.00 Strike: $2.22 $0.00
Disclosure

SEC source: 0001214659-18-006500 · marketforms-43043.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,650

Underlying: Common Shares · 263,650 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3038=U.S.$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.

Read SEC document
October 11, 2018 Filed Oct 12, 2018 17:41 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 120,460 $4.10 $493,886.00
Disclosure

SEC source: 0001214659-18-006500 · marketforms-43043.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,216

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.25 to $5.47, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.34 to USD using an exchange rate of C$1.3038=US$1.00.

Read SEC document
October 11, 2018 Filed Oct 12, 2018 17:41 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 143,190 $4.10 $587,079.00
Disclosure

SEC source: 0001214659-18-006500 · marketforms-43043.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,676

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.25 to $5.47, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.34 to USD using an exchange rate of C$1.3038=US$1.00.

Read SEC document
October 11, 2018 Filed Oct 12, 2018 17:41 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 263,650 $2.22 $585,303.00
Disclosure

SEC source: 0001214659-18-006500 · marketforms-43043.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3038=U.S.$1.00.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:19 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0001214659-18-006450 · marketforms-43029.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,300

Underlying: Common Shares · 100,000 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.2965=U.S.$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:19 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 44,230 $4.01 $177,362.30
Disclosure

SEC source: 0001214659-18-006450 · marketforms-43029.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,216

F2 · price: The price reported above was converted from the Canadian price of C$5.20 to USD using an exchange rate of CAD$1.2965=U.S.$1.00.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:19 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 55,770 $4.01 $223,637.70
Disclosure

SEC source: 0001214659-18-006450 · marketforms-43029.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,446

F2 · price: The price reported above was converted from the Canadian price of C$5.20 to USD using an exchange rate of CAD$1.2965=U.S.$1.00.

Read SEC document
October 09, 2018 Filed Oct 10, 2018 15:19 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 100,000 $2.24 $224,000.00
Disclosure

SEC source: 0001214659-18-006450 · marketforms-43029.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.2965=U.S.$1.00.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 20:00 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,654 $4.03 $6,665.62
Disclosure

SEC source: 0001214659-18-006337 · marketforms-43004.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,474

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.54 to $4.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 20:00 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,536 $4.03 $14,250.08
Disclosure

SEC source: 0001214659-18-006336 · marketforms-43003.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,529

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.54 to $4.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2018 Filed Oct 3, 2018 20:00 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,831 $4.03 $7,378.93
Disclosure

SEC source: 0001214659-18-006335 · marketforms-43005.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,216

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.54 to $4.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 15:57 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0001214659-18-006022 · marketforms-42928.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,300

Underlying: Common Shares · 150,000 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $2.90 using an exchange rate of CAD$1.3014=U.S.$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/2014; 1/3 on 1/7/2015; and 1/3 on 1/7/2016.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 15:57 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 60,309 $3.73 $224,952.57
Disclosure

SEC source: 0001214659-18-006022 · marketforms-42928.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,385

F2 · price: The price reported above was converted from the Canadian price of C$4.85 to USD using an exchange rate of CAD$1.3014=USD$1.00.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 15:57 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 89,691 $3.73 $334,547.43
Disclosure

SEC source: 0001214659-18-006022 · marketforms-42928.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,694

F2 · price: The price reported above was converted from the Canadian price of C$4.85 to USD using an exchange rate of CAD$1.3014=USD$1.00.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 15:57 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 150,000 $2.23 $334,500.00
Disclosure

SEC source: 0001214659-18-006022 · marketforms-42928.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $2.90 using an exchange rate of CAD$1.3014=U.S.$1.00.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:34 UTC GrantCommon Shares 448 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005892 · marketforms-42859.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,526

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:19 UTC GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005891 · marketforms-42857.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,498

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:17 UTC GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005890 · marketforms-42858.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:16 UTC GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005889 · marketforms-42860.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,047

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:14 UTC GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005888 · marketforms-42861.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,183

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:13 UTC GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005887 · marketforms-42862.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,498

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:11 UTC GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005885 · marketforms-42863.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,149

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 19:09 UTC GrantCommon Shares 1,177 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-005883 · marketforms-42864.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,630

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:23 UTC GrantDeferred Share Unit · Derivative 2,354.177 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-012916 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,394.336

Underlying: Common Shares · 2,354.177 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 20:23 UTC Amendment
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,570 $4.70 $7,379.00
Disclosure

SEC source: 0001214659-18-004698 · marketforms-42397.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,385

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.53 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 18:46 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,031 $4.70 $14,245.70
Disclosure

SEC source: 0001214659-18-004678 · marketforms-42391.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,993

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.53 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 18:45 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,418 $4.70 $6,664.60
Disclosure

SEC source: 0001214659-18-004677 · marketforms-42392.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,820

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.53 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2018 Filed Jul 2, 2018 18:43 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,570 $4.70 $7,379.00
Disclosure

SEC source: 0001214659-18-004676 · marketforms-42393.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,385

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.53 to $4.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:27 UTC GrantCommon Shares 265 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004286 · marketforms-42227.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:34 UTC GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004291 · marketforms-42223.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,972

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:32 UTC GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004290 · marketforms-42222.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,453

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:31 UTC GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004289 · marketforms-42224.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,006

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:30 UTC GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004288 · marketforms-42225.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,870

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:26 UTC GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004285 · marketforms-42228.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,321

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:29 UTC GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004287 · marketforms-42226.xml · nonDerivative · entry 1

Leathley Gillyeard J. · CIK 0001592659 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,078

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 20:24 UTC GrantCommon Shares 904 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004284 · marketforms-42221.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,321

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 19:52 UTC GrantDeferred Share Unit · Derivative 1,807.826 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-008276 · form4.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,040.159

Underlying: Common Shares · 1,807.826 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
May 07, 2018 Filed May 9, 2018 20:24 UTC GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001214659-18-003500 · marketforms-41980.xml · derivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2023-05-06

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 5/7/2019; 1/3 on 5/7/2020; and 1/3 on 5/7/2021.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:02 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,675 $3.98 $6,666.50
Disclosure

SEC source: 0001214659-18-002490 · marketforms-41576.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,402

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.65 to $4.16, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:00 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,844 $3.98 $7,339.12
Disclosure

SEC source: 0001214659-18-002489 · marketforms-41577.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,815

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.65 to $4.16, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 19:58 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,581 $3.98 $14,252.38
Disclosure

SEC source: 0001214659-18-002488 · marketforms-41575.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,283,962

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.65 to $4.16, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.