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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2019 Filed Mar 14, 2019 15:24 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 50,000 $2.39 $119,500.00
Disclosure

SEC source: 0001214659-19-002110 · marketforms-44579.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3326=US$1.00.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 133 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001214659-19-002057 · marketforms-44563.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Shares · 133 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3414=US$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 58 $4.21 $244.18
Disclosure

SEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,540

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.65 to USD using an exchange rate of C$1.3414=US$1.00.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 75 $4.21 $315.75
Disclosure

SEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,598

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.65 to USD using an exchange rate of C$1.3414=US$1.00.

Read SEC document
March 11, 2019 Filed Mar 12, 2019 15:06 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 133 $2.37 $315.21
Disclosure

SEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3414=US$1.00.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 15:31 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 199,867 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001214659-19-002016 · marketforms-44538.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,133

Underlying: Common Shares · 199,867 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3422=US$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 15:31 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 85,583 $4.15 $355,169.45
Disclosure

SEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,540

F3 · price: The price reported in Column 4 is a weighted average price. These shares weresold in multiple transactions ranging from C$5.45 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.56 to USD using an exchange rate of C$1.3422=US$1.00.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 15:31 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 114,284 $4.14 $473,135.76
Disclosure

SEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,123

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.45 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.56 to USD using an exchange rate of C$1.3422=US$1.00.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 15:31 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 199,867 $2.37 $473,684.79
Disclosure

SEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3422=US$1.00.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:28 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 46,400 $0.00 Strike: $2.37 $0.00
Disclosure

SEC source: 0001214659-19-002000 · marketforms-44505.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Shares · 46,400 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3438=US$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:28 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 18,716 $3.97 $74,302.52
Disclosure

SEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,540

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD$1.3438=US$1.00.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:28 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 27,684 $3.97 $109,905.48
Disclosure

SEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,256

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD$1.3438=US$1.00.

Read SEC document
March 07, 2019 Filed Mar 8, 2019 16:28 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 46,400 $2.37 $109,968.00
Disclosure

SEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3438=US$1.00.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 21:29 UTC GrantDeferred Share Unit · Derivative 2,224.35 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002817 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,970

Underlying: Common Shares · 2,224.35 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:21 UTC GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001727 · marketforms-44314.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,830

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:29 UTC GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001732 · marketforms-44307.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,918

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:27 UTC GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001731 · marketforms-44309.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,437

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:25 UTC GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001730 · marketforms-44310.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,786

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:24 UTC GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001729 · marketforms-44311.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,405

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:22 UTC GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001728 · marketforms-44313.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,052

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:19 UTC GrantCommon Shares 1,112 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001726 · marketforms-44315.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,786

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
January 07, 2019 Filed Jan 8, 2019 17:12 UTC
Deisley DavidExec. VP & General Counsel
GrantCommon Shares 1,957 $3.97 $7,769.29
Disclosure

SEC source: 0001214659-19-000200 · marketforms-43695.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,269

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan between October 1, 2018 and January 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions between October 1, 2018 and January 7, 2019 at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 18:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 159,050 $0.00 Strike: $1.85 $0.00
Disclosure

SEC source: 0001493152-19-000225 · ownership.xml · derivative · entry 3

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159,050 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $2.50 CAD.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 18:28 UTC Tax withholdingCommon Shares 85,734 $3.96 $339,506.64
Disclosure

SEC source: 0001493152-19-000225 · ownership.xml · nonDerivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,442

F2 · price: The exercise price reported above was converted from the Canadian exercise price of $5.38 CAD.

F3 · price: The reported price reflects the last sale price per Common Share on January 3, 2019.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 18:28 UTC Exercise / conversionCommon Shares 159,050 $1.85 $294,242.50
Disclosure

SEC source: 0001493152-19-000225 · ownership.xml · nonDerivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $2.50 CAD.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 159,050 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001214659-19-000071 · marketforms-43635.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159,050 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:06 UTC SaleCommon Shares 15 $3.97 $59.55
Disclosure

SEC source: 0001214659-19-000071 · marketforms-43635.xml · nonDerivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,293

F3 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:06 UTC Tax withholdingCommon Shares 85,101 $3.99 $339,552.99
Disclosure

SEC source: 0001214659-19-000071 · marketforms-43635.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,308

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.42 to USD using an exchange rate of CAD $1.3600=USD $1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:06 UTC Exercise / conversionCommon Shares 159,050 $2.13 $338,776.50
Disclosure

SEC source: 0001214659-19-000071 · marketforms-43635.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:04 UTC Exercise / conversionStock Option (right to buy) · Derivative 159,050 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001214659-19-000069 · marketforms-43634.xml · derivative · entry 4

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159,050 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:04 UTC SaleCommon Shares 36,916 $3.97 $146,556.52
Disclosure

SEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 3

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,940

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.40 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:04 UTC Tax withholdingCommon Shares 85,417 $3.97 $339,105.49
Disclosure

SEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 2

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,856

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.39 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:04 UTC Exercise / conversionCommon Shares 159,050 $2.13 $338,776.50
Disclosure

SEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 18:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 159,050 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001214659-19-000067 · marketforms-43633.xml · derivative · entry 4

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159,050 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00.

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January 02, 2019 Filed Jan 3, 2019 18:03 UTC SaleCommon Shares 73,949 $3.92 $289,880.08
Disclosure

SEC source: 0001214659-19-000067 · marketforms-43633.xml · nonDerivative · entry 3

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,674

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.31 to $5.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.33 to USD using an exchange rate of CAD $1.3600=USD $1.00.

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January 02, 2019 Filed Jan 3, 2019 18:03 UTC Tax withholdingCommon Shares 85,101 $3.99 $339,552.99
Disclosure

SEC source: 0001214659-19-000067 · marketforms-43633.xml · nonDerivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,623

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.42 to USD using an exchange rate of CAD $1.3600=USD $1.00.

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January 02, 2019 Filed Jan 3, 2019 18:03 UTC Exercise / conversionCommon Shares 159,050 $2.13 $338,776.50
Disclosure

SEC source: 0001214659-19-000067 · marketforms-43633.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00.

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December 31, 2018 Filed Jan 8, 2019 17:04 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,865 $3.96 $7,385.40
Disclosure

SEC source: 0001214659-19-000199 · marketforms-43694.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,540

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2018 Filed Jan 8, 2019 16:54 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,600 $3.96 $14,256.00
Disclosure

SEC source: 0001214659-19-000194 · marketforms-43691.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,523

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 28, 2018 Filed Dec 31, 2018 17:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 159,050 $0.00 Strike: $2.13 $0.00
Disclosure

SEC source: 0001214659-18-007847 · marketforms-43602.xml · derivative · entry 6

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159,050 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3638=U.S.$1.00.

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December 28, 2018 Filed Dec 31, 2018 17:09 UTC SaleCommon Shares 73,634 $3.95 $290,854.30
Disclosure

SEC source: 0001214659-18-007847 · marketforms-43602.xml · nonDerivative · entry 3

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,325

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.38 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.39 to USD using an exchange rate of CAD $1.3638=USD $1.00.

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December 28, 2018 Filed Dec 31, 2018 17:09 UTC Tax withholdingCommon Shares 85,416 $3.96 $338,247.36
Disclosure

SEC source: 0001214659-18-007847 · marketforms-43602.xml · nonDerivative · entry 2

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,959

F2 · price: The price reported above was converted from the Canadian price of C$5.40 to USD using an exchange rate of CAD $1.3638=USD $1.00.

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December 28, 2018 Filed Dec 31, 2018 17:09 UTC Exercise / conversionCommon Shares 159,050 $2.13 $338,776.50
Disclosure

SEC source: 0001214659-18-007847 · marketforms-43602.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3638=U.S.$1.00.

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December 27, 2018 Filed Dec 27, 2018 22:47 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 1,564,092 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007813 · marketforms-43578.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,923

F1 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee, but is not a beneficiary of the family trust.

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December 18, 2018 Filed Dec 19, 2018 16:41 UTC Exercise / conversionStock Option (right to buy) · Derivative 159,050 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 159,050 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3454=U.S.$1.00.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 16:41 UTC SaleCommon Shares 72,512 $3.94 $285,697.28
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,674

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.29 to $5.33, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.30 to USD using an exchange rate of CAD $1.3454=USD $1.00.

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December 18, 2018 Filed Dec 19, 2018 16:41 UTC Tax withholdingCommon Shares 86,538 $3.96 $342,690.48
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,186

F2 · price: The price above was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD $1.3454=USD $1.00.

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December 18, 2018 Filed Dec 19, 2018 16:41 UTC Exercise / conversionCommon Shares 159,050 $2.16 $343,548.00
Disclosure

SEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3454=U.S.$1.00.

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December 17, 2018 Filed Dec 18, 2018 18:37 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $2.16 $0.00
Disclosure

SEC source: 0001214659-18-007706 · marketforms-43523.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 200,000 shares

Expires 2019-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3399=U.S.$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16.

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December 17, 2018 Filed Dec 18, 2018 18:37 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 65,039 $3.84 $249,749.76
Disclosure

SEC source: 0001214659-18-007706 · marketforms-43523.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,015

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.12 to $5.19, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.15 to USD using an exchange rate of CAD $1.3399=USD $1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.