Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2019 Filed Mar 14, 2019 15:24 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 50,000 | $2.39 | $119,500.00 |
DisclosureSEC source: 0001214659-19-002110 · marketforms-44579.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3326=US$1.00. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 15:06 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 133 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001214659-19-002057 · marketforms-44563.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Shares · 133 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3414=US$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 15:06 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 58 | $4.21 | $244.18 |
DisclosureSEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.65 to USD using an exchange rate of C$1.3414=US$1.00. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 15:06 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 75 | $4.21 | $315.75 |
DisclosureSEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,598 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.65 to USD using an exchange rate of C$1.3414=US$1.00. Read SEC document |
| March 11, 2019 Filed Mar 12, 2019 15:06 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 133 | $2.37 | $315.21 |
DisclosureSEC source: 0001214659-19-002057 · marketforms-44563.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,673 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3414=US$1.00. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 15:31 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 199,867 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001214659-19-002016 · marketforms-44538.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,133 Underlying: Common Shares · 199,867 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3422=US$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 15:31 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 85,583 | $4.15 | $355,169.45 |
DisclosureSEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F3 · price: The price reported in Column 4 is a weighted average price. These shares weresold in multiple transactions ranging from C$5.45 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.56 to USD using an exchange rate of C$1.3422=US$1.00. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 15:31 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 114,284 | $4.14 | $473,135.76 |
DisclosureSEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,123 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.45 to $5.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.56 to USD using an exchange rate of C$1.3422=US$1.00. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 15:31 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 199,867 | $2.37 | $473,684.79 |
DisclosureSEC source: 0001214659-19-002016 · marketforms-44538.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3422=US$1.00. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionStock Option (right to buy) · Derivative | 46,400 | $0.00 Strike: $2.37 | $0.00 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Shares · 46,400 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3438=US$1.00. F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 18,716 | $3.97 | $74,302.52 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD$1.3438=US$1.00. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 27,684 | $3.97 | $109,905.48 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,256 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD$1.3438=US$1.00. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 16:28 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 46,400 | $2.37 | $109,968.00 |
DisclosureSEC source: 0001214659-19-002000 · marketforms-44505.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3438=US$1.00. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:29 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 2,224.35 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-002817 · ownership.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,970 Underlying: Common Shares · 2,224.35 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:21 UTC |
GARRETT DIANE RDirector
|
GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001727 · marketforms-44314.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,830 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:29 UTC |
Van Nieuwenhuyse RickDirector
|
GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001732 · marketforms-44307.xml · nonDerivative · entry 1 Van Nieuwenhuyse Rick · CIK 0001561025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,918 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:27 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001731 · marketforms-44309.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,437 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:25 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001730 · marketforms-44310.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,786 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:24 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001729 · marketforms-44311.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,405 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:22 UTC |
Levental IgorDirector
|
GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001728 · marketforms-44313.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,052 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 16:19 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001726 · marketforms-44315.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,786 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| January 07, 2019 Filed Jan 8, 2019 17:12 UTC |
Deisley DavidExec. VP & General Counsel
|
GrantCommon Shares | 1,957 | $3.97 | $7,769.29 |
DisclosureSEC source: 0001214659-19-000200 · marketforms-43695.xml · nonDerivative · entry 1 Deisley David · CIK 0001593138 · Exec. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,269 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan between October 1, 2018 and January 7, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions between October 1, 2018 and January 7, 2019 at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 18:28 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 159,050 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001493152-19-000225 · ownership.xml · derivative · entry 3 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 159,050 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $2.50 CAD. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 18:28 UTC |
KAPLAN THOMAS SCOTTDirector
|
Tax withholdingCommon Shares | 85,734 | $3.96 | $339,506.64 |
DisclosureSEC source: 0001493152-19-000225 · ownership.xml · nonDerivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,442 F2 · price: The exercise price reported above was converted from the Canadian exercise price of $5.38 CAD. F3 · price: The reported price reflects the last sale price per Common Share on January 3, 2019. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 18:28 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionCommon Shares | 159,050 | $1.85 | $294,242.50 |
DisclosureSEC source: 0001493152-19-000225 · ownership.xml · nonDerivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $2.50 CAD. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:06 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 159,050 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001214659-19-000071 · marketforms-43635.xml · derivative · entry 4 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 159,050 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:06 UTC |
MADHAVPEDDI KALIDAS VDirector
|
SaleCommon Shares | 15 | $3.97 | $59.55 |
DisclosureSEC source: 0001214659-19-000071 · marketforms-43635.xml · nonDerivative · entry 3 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,293 F3 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:06 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Tax withholdingCommon Shares | 85,101 | $3.99 | $339,552.99 |
DisclosureSEC source: 0001214659-19-000071 · marketforms-43635.xml · nonDerivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,308 F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.42 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:06 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionCommon Shares | 159,050 | $2.13 | $338,776.50 |
DisclosureSEC source: 0001214659-19-000071 · marketforms-43635.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC |
Levental IgorDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 159,050 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 159,050 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC |
Levental IgorDirector
|
SaleCommon Shares | 36,916 | $3.97 | $146,556.52 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,940 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.40 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC |
Levental IgorDirector
|
Tax withholdingCommon Shares | 85,417 | $3.97 | $339,105.49 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,856 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$5.39 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.40 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:04 UTC |
Levental IgorDirector
|
Exercise / conversionCommon Shares | 159,050 | $2.13 | $338,776.50 |
DisclosureSEC source: 0001214659-19-000069 · marketforms-43634.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:03 UTC |
Dowdall SharonDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 159,050 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001214659-19-000067 · marketforms-43633.xml · derivative · entry 4 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 159,050 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:03 UTC |
Dowdall SharonDirector
|
SaleCommon Shares | 73,949 | $3.92 | $289,880.08 |
DisclosureSEC source: 0001214659-19-000067 · marketforms-43633.xml · nonDerivative · entry 3 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,674 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.31 to $5.42, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.33 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:03 UTC |
Dowdall SharonDirector
|
Tax withholdingCommon Shares | 85,101 | $3.99 | $339,552.99 |
DisclosureSEC source: 0001214659-19-000067 · marketforms-43633.xml · nonDerivative · entry 2 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,623 F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.42 to USD using an exchange rate of CAD $1.3600=USD $1.00. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 18:03 UTC |
Dowdall SharonDirector
|
Exercise / conversionCommon Shares | 159,050 | $2.13 | $338,776.50 |
DisclosureSEC source: 0001214659-19-000067 · marketforms-43633.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3600=U.S.$1.00. Read SEC document |
| December 31, 2018 Filed Jan 8, 2019 17:04 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 1,865 | $3.96 | $7,385.40 |
DisclosureSEC source: 0001214659-19-000199 · marketforms-43694.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,540 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 31, 2018 Filed Jan 8, 2019 16:54 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 3,600 | $3.96 | $14,256.00 |
DisclosureSEC source: 0001214659-19-000194 · marketforms-43691.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,523 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.79 to $4.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 17:09 UTC |
Nauman Clynton R.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 159,050 | $0.00 Strike: $2.13 | $0.00 |
DisclosureSEC source: 0001214659-18-007847 · marketforms-43602.xml · derivative · entry 6 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 159,050 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3638=U.S.$1.00. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 17:09 UTC |
Nauman Clynton R.Director
|
SaleCommon Shares | 73,634 | $3.95 | $290,854.30 |
DisclosureSEC source: 0001214659-18-007847 · marketforms-43602.xml · nonDerivative · entry 3 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,325 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.38 to $5.41, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.39 to USD using an exchange rate of CAD $1.3638=USD $1.00. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 17:09 UTC |
Nauman Clynton R.Director
|
Tax withholdingCommon Shares | 85,416 | $3.96 | $338,247.36 |
DisclosureSEC source: 0001214659-18-007847 · marketforms-43602.xml · nonDerivative · entry 2 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,959 F2 · price: The price reported above was converted from the Canadian price of C$5.40 to USD using an exchange rate of CAD $1.3638=USD $1.00. Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 17:09 UTC |
Nauman Clynton R.Director
|
Exercise / conversionCommon Shares | 159,050 | $2.13 | $338,776.50 |
DisclosureSEC source: 0001214659-18-007847 · marketforms-43602.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3638=U.S.$1.00. Read SEC document |
| December 27, 2018 Filed Dec 27, 2018 22:47 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 1,564,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007813 · marketforms-43578.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,923 F1 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee, but is not a beneficiary of the family trust. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:41 UTC |
Walsh Anthony P.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 159,050 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001214659-18-007732 · marketforms-43531.xml · derivative · entry 4 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 159,050 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3454=U.S.$1.00. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:41 UTC |
Walsh Anthony P.Director
|
SaleCommon Shares | 72,512 | $3.94 | $285,697.28 |
DisclosureSEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 3 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,674 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.29 to $5.33, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.30 to USD using an exchange rate of CAD $1.3454=USD $1.00. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:41 UTC |
Walsh Anthony P.Director
|
Tax withholdingCommon Shares | 86,538 | $3.96 | $342,690.48 |
DisclosureSEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,186 F2 · price: The price above was converted from the Canadian price of C$5.33 to USD using an exchange rate of CAD $1.3454=USD $1.00. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:41 UTC |
Walsh Anthony P.Director
|
Exercise / conversionCommon Shares | 159,050 | $2.16 | $343,548.00 |
DisclosureSEC source: 0001214659-18-007732 · marketforms-43531.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3454=U.S.$1.00. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:37 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $2.16 | $0.00 |
DisclosureSEC source: 0001214659-18-007706 · marketforms-43523.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 200,000 shares Expires 2019-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$2.90 using an exchange rate of CAD$1.3399=U.S.$1.00. F4 · derivative.exercise_date: The options vested as follows: 1/3 on 1/7/14; 1/3 on 1/7/15; and 1/3 on 1/7/16. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:37 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 65,039 | $3.84 | $249,749.76 |
DisclosureSEC source: 0001214659-18-007706 · marketforms-43523.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,654,015 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.12 to $5.19, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$5.15 to USD using an exchange rate of CAD $1.3399=USD $1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.