Last 12 months
Inside the activity.
23 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 10 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2018 Filed May 15, 2018 20:53 UTC |
Man Investment Partners (US) LPDirector · 10% owner
Bader John MDirector
Dillow JasonDirector
Konner KevahDirector
|
GrantCommon Stock, $ 0.0001 par value | 4,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024092 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,065,825 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:18 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 6,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024083 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,840,833 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:18 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 2,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024083 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,513,102 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| May 12, 2018 Filed May 15, 2018 17:30 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024043 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,989,411 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 19:42 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
|
GrantCommon Stock, $ 0.0001 par value | 144,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018585 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,965,267 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:37 UTC |
Man Investment Partners (US) LPDirector · 10% owner
Halcyon Mount Bonnell Fund LPDirector
HLTS GP LLCDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Konner KevahDirector
Kripalani AvinashDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018598 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HLTS GP LLC · CIK 0001713586 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Konner Kevah · CIK 0001713538 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,061,823 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:39 UTC |
Man Investment Partners (US) LPDirector · 10% owner
Bader John MDirector
Dillow JasonDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018599 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,061,823 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:19 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
|
GrantCommon Stock, $ 0.0001 par value | 36,753 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018597 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,834,707 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:19 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
|
GrantCommon Stock, $ 0.0001 par value | 12,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018597 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,510,949 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 19:45 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
GrantCommon Stock, $ 0.0001 par value | 144,856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018587 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,965,267 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed May 15, 2018 20:37 UTC Amendment |
Man Investment Partners (US) LPDirector · 10% owner
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Konner KevahDirector
Kripalani AvinashDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024086 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Konner Kevah · CIK 0001713538 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,061,823 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed May 15, 2018 20:44 UTC Amendment |
Man Investment Partners (US) LPDirector · 10% owner
Bader John MDirector
Dillow JasonDirector
Halcyon Solutions GP LLCDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024088 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,061,823 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:48 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
Bonanno Matthew WDirector
York European Distressed Credit Holdings II, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 82,500 | $6.75 | $556,875.00 |
DisclosureSEC source: 0001140361-18-003992 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,820,411 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:35 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
SaleCommon Stock, $ 0.0001 par value | 15,294 | $6.75 | $103,234.50 |
DisclosureSEC source: 0001140361-18-003990 · form4.xml · nonDerivative · entry 4 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,213,724 F4 · balance_after: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:35 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
SaleCommon Stock, $ 0.0001 par value | 7,090 | $6.75 | $47,857.50 |
DisclosureSEC source: 0001140361-18-003990 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,661,497 F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:35 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
SaleCommon Stock, $ 0.0001 par value | 733 | $6.75 | $4,947.75 |
DisclosureSEC source: 0001140361-18-003990 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,230 F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:35 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
SaleCommon Stock, $ 0.0001 par value | 5,633 | $6.75 | $38,022.75 |
DisclosureSEC source: 0001140361-18-003990 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,498,031 F1 · balance_after: See Exhibit 99.1 for text of footnote (1). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:09 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Mount Bonnell Fund LPDirector
HLTS GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
|
SaleCommon Stock, $ 0.0001 par value | 13,750 | $6.75 | $92,812.50 |
DisclosureSEC source: 0001140361-18-004013 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HLTS GP LLC · CIK 0001713586 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,037,816 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:10 UTC |
Man Investment Partners (US) LPDirector
Bader John MDirector
Dillow JasonDirector
|
SaleCommon Stock, $ 0.0001 par value | 13,750 | $6.75 | $92,812.50 |
DisclosureSEC source: 0001140361-18-004015 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,037,816 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 19:58 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
SaleCommon Stock, $ 0.0001 par value | 82,500 | $6.75 | $556,875.00 |
DisclosureSEC source: 0001140361-18-003994 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,820,411 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 01:13 UTC |
Schatzman Matthew KDirector · President
|
GrantCommon Stock | 273,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000794 · edgar.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,640 F1 · shares: Represents (i) 48,450 shares that vested fully upon award, (ii) 210,498 shares that will vest in three equal installments on the first, second, and third anniversaries of September 18, 2018, and (iii) 14,692 shares paid as a 2017 annual bonus by the Issuer to the Reporting Person pursuant to the terms of the employment agreement by and between the Issuer and the Reporting Person, effective as of September 18, 2017, which vested fully upon award. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 01:02 UTC |
Garcia EricChief Accounting Officer
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000791 · edgar.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 01:04 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 24,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000792 · edgar.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,085 Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:16 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 33,000 | $8.85 | $292,050.00 |
DisclosureSEC source: 0001140361-17-047542 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,902,911 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:09 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
VND Partners, L.P.Director
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 6,118 | $8.85 | $54,144.30 |
DisclosureSEC source: 0001140361-17-047538 · form4.xml · nonDerivative · entry 4 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Gallo David · CIK 0001601013 · Director · 10% owner VND Partners, L.P. · CIK 0001713356 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,229,018 F4 · balance_after: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:09 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
VND Partners, L.P.Director
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 2,836 | $8.85 | $25,098.60 |
DisclosureSEC source: 0001140361-17-047538 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Gallo David · CIK 0001601013 · Director · 10% owner VND Partners, L.P. · CIK 0001713356 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,668,587 F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:09 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
VND Partners, L.P.Director
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 293 | $8.85 | $2,593.05 |
DisclosureSEC source: 0001140361-17-047538 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Gallo David · CIK 0001601013 · Director · 10% owner VND Partners, L.P. · CIK 0001713356 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,963 F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:09 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
VND Partners, L.P.Director
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 2,253 | $8.85 | $19,939.05 |
DisclosureSEC source: 0001140361-17-047538 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Gallo David · CIK 0001601013 · Director · 10% owner VND Partners, L.P. · CIK 0001713356 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,503,664 F1 · balance_after: See Exhibit 99.1 for text of footnote (1). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:15 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HLTS GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
Bader John MDirector
Dillow JasonDirector
|
SaleCommon Stock, $ 0.0001 par value | 5,500 | $8.85 | $48,675.00 |
DisclosureSEC source: 0001140361-17-047540 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HLTS GP LLC · CIK 0001713586 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,051,566 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:20 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
|
SaleCommon Stock, $ 0.0001 par value | 5,500 | $8.85 | $48,675.00 |
DisclosureSEC source: 0001140361-17-047545 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,051,566 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:21 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
Bonanno Matthew WDirector
Magid DavidDirector
Vrattos William CDirector
|
SaleCommon Stock, $ 0.0001 par value | 33,000 | $8.85 | $292,050.00 |
DisclosureSEC source: 0001140361-17-047547 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,902,911 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:02 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 66,618 | $9.90 | $659,518.20 |
DisclosureSEC source: 0001140361-17-041047 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,935,911 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:00 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 11,973 | $9.90 | $118,532.70 |
DisclosureSEC source: 0001140361-17-040988 · form4.xml · nonDerivative · entry 4 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,235,136 F4 · balance_after: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:00 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 5,550 | $9.90 | $54,945.00 |
DisclosureSEC source: 0001140361-17-040988 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,671,423 F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:00 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 573 | $9.90 | $5,672.70 |
DisclosureSEC source: 0001140361-17-040988 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,256 F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 17:00 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VND Partners, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 4,409 | $9.90 | $43,649.10 |
DisclosureSEC source: 0001140361-17-040988 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Capital Partners SPV XIX, LLC · CIK 0001713362 · Director Valinor Capital Partners SPV XXII, LLC · CIK 0001713361 · Director VND Partners, L.P. · CIK 0001713356 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,505,917 F1 · balance_after: See Exhibit 99.1 for text of footnote (1). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:08 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HLTS GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
Bader John MDirector
Dillow JasonDirector
|
SaleCommon Stock, $ 0.0001 par value | 10,877 | $9.90 | $107,682.30 |
DisclosureSEC source: 0001140361-17-041063 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HLTS GP LLC · CIK 0001713586 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,057,066 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:06 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
Magid DavidDirector
Vrattos William CDirector
|
SaleCommon Stock, $ 0.0001 par value | 66,618 | $9.90 | $659,518.20 |
DisclosureSEC source: 0001140361-17-041052 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,935,911 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC |
Sgro DavidDirector
|
ConversionRedeemable Warrant · Derivative | 68 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · derivative · entry 4 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606 Underlying: Common Stock · 68 shares Expires 2022-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC |
Sgro DavidDirector
|
ConversionConvertible Promissory Note · Derivative | 68 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · derivative · entry 3 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 68 shares Expires 2017-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC |
Sgro DavidDirector
|
ConversionCommon Stock | 68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · nonDerivative · entry 2 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $680 of convertible promissory notes into 68 shares of common stock and 68 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:19 UTC |
Sgro DavidDirector
|
OtherCommon Stock | 41,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000166 · edgar.xml · nonDerivative · entry 1 Sgro David · CIK 0001376451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,951 F1 · price: The Reporting Person transferred these shares in connection with the Issuer's initial business combination to other initial stockholders of the Issuer and certain third parties for no additional consideration. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:18 UTC |
Kobylarz ThomasFormer Chief Financial Officer
|
ConversionRedeemable Warrants · Derivative | 13 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001094891-17-000164 · edgar.xml · derivative · entry 4 Kobylarz Thomas · CIK 0001633434 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505 Underlying: Common Stock · 13 shares Expires 2022-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:18 UTC |
Kobylarz ThomasFormer Chief Financial Officer
|
ConversionConvertible Promissory Note · Derivative | Not disclosed | $0.00 Strike: $10.00 | $130.00 |
DisclosureSEC source: 0001094891-17-000164 · edgar.xml · derivative · entry 3 Kobylarz Thomas · CIK 0001633434 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 13 shares Expires 2017-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $130 of convertible promissory notes into 13 shares of common stock and 13 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of the notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:18 UTC |
Kobylarz ThomasFormer Chief Financial Officer
|
ConversionCommon Stock | 13 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000164 · edgar.xml · nonDerivative · entry 2 Kobylarz Thomas · CIK 0001633434 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $130 of convertible promissory notes into 13 shares of common stock and 13 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of the notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:18 UTC |
Kobylarz ThomasFormer Chief Financial Officer
|
OtherCommon Stock | 8,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000164 · edgar.xml · nonDerivative · entry 1 Kobylarz Thomas · CIK 0001633434 · Former Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,767 F1 · price: The Reporting Person transferred these shares in connection with the Issuer's initial business combination to another initial stockholder of the Issuer and certain third parties for no additional consideration. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:16 UTC |
ROSENFELD ERICDirector
|
ConversionRedeemable Warrant · Derivative | 19,261 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001094891-17-000162 · edgar.xml · derivative · entry 5 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,232 Underlying: Common Stock · 19,261 shares Expires 2022-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Reporting Person converted an aggregate of $192,610 of convertible promissory notes into 19,261 shares of common stock and 19,261 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:16 UTC |
ROSENFELD ERICDirector
|
ConversionConvertible Promissory Note · Derivative | 19,261 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000162 · edgar.xml · derivative · entry 4 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 19,261 shares Expires 2017-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $192,610 of convertible promissory notes into 19,261 shares of common stock and 19,261 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:16 UTC |
ROSENFELD ERICDirector
|
ConversionCommon Stock | 19,261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000162 · edgar.xml · nonDerivative · entry 2 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person converted an aggregate of $192,610 of convertible promissory notes into 19,261 shares of common stock and 19,261 warrants of the Issuer upon consummation of the Issuer's initial business combination in accordance with the terms of such notes. Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 21:16 UTC |
ROSENFELD ERICDirector
|
OtherCommon Stock | 202,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001094891-17-000162 · edgar.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418,614 F1 · price: The Reporting Person transferred these shares in connection with the Issuer's initial business combination to other initial stockholders of the Issuer and certain third parties, including 744 shares to the Rosenfeld Children's Successor Trust, for no additional consideration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.