Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINJAN HOLDINGS, INC.FNJN · Entity 147606 | 10% owner | March 07, 2018 | March 19, 2018 |
| NextDecade CorpNEXT · Entity 640 | Director | August 09, 2018 | August 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINJAN HOLDINGS, INC.
Report date March 07, 2018 · Filed March 19, 2018
Jointly reported with Halcyon Long Duration Recoveries Management LP, Halcyon Management Partners GP LLC, Dillow Jason, BARDIN HILL MANAGEMENT PARTNERS LP, HLDR Management GP LLC, Halcyon Management Holdings GP LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 569,977 |
Reported balance
Holding disclosure · report date 2018-03-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 569,977 F1: Securities of Finjan Holdings, Inc. (the "Issuer") held directly by CAZ Halcyon Strategic Opportunities Fund, LP ("CAZ Halcyon"). Halcyon Long Duration Recoveries Management LP ("HLDR"), through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by CAZ Halcyon because HLDR has voting and investment power over such securities. F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 88,012 |
Reported balance
Holding disclosure · report date 2018-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 88,012 F2: Securities of the Issuer held directly by CAZ Halcyon Offshore Strategic Opportunities Fund, LP ("CAZ Offshore"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by CAZ Offshore because HLDR has voting and investment power over such securities. F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 149,733 |
Reported balance
Holding disclosure · report date 2018-03-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 149,733 F3: Securities of the Issuer held directly by HLDR Fund I NUS LP ("HLDR NUS"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR NUS because HLDR has voting and investment power over such securities. F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 254,246 |
Reported balance
Holding disclosure · report date 2018-03-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 254,246 F4: Securities of the Issuer held directly by HLDR Fund I TE LP ("HLDR TE"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR TE because HLDR has voting and investment power over such securities. F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 99,838 |
Reported balance
Holding disclosure · report date 2018-03-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 99,838 F5: Securities of the Issuer held directly by HLDR Fund I UST LP ("HLDR UST"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR UST because HLDR has voting and investment power over such securities. F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 755,115 |
Reported balance
Holding disclosure · report date 2018-03-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 755,115 F6: Securities of the Issuer held directly by Praetor Fund 1 ("Praetor"), a sub-fund of Praetorium Fund I ICAV. HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by Praetor because HLDR has voting and investment power over such securities. F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
| Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.18 · Expires 2020-06-19 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2018-03-07 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F7: Securities of the Issuer held directly by Soryn HLDR Vehicle II LLC ("Soryn", and together with CAZ Halcyon, CAZ Offshore, HLDR NUS, HLDR TE, HLDR UST, and Praetor, the "Accounts"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by Soryn because HLDR has voting and investment power over such securities. The warrant to purchase shares of common stock of the Issuer held directly by Soryn is subject to certain anti-dilution adjustments described in the warrant. F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts. F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities of Finjan Holdings, Inc. (the "Issuer") held directly by CAZ Halcyon Strategic Opportunities Fund, LP ("CAZ Halcyon"). Halcyon Long Duration Recoveries Management LP ("HLDR"), through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by CAZ Halcyon because HLDR has voting and investment power over such securities.
F2: Securities of the Issuer held directly by CAZ Halcyon Offshore Strategic Opportunities Fund, LP ("CAZ Offshore"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the shares of common stock of the Issuer held directly by CAZ Offshore because HLDR has voting and investment power over such securities.
F3: Securities of the Issuer held directly by HLDR Fund I NUS LP ("HLDR NUS"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR NUS because HLDR has voting and investment power over such securities.
F4: Securities of the Issuer held directly by HLDR Fund I TE LP ("HLDR TE"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR TE because HLDR has voting and investment power over such securities.
F5: Securities of the Issuer held directly by HLDR Fund I UST LP ("HLDR UST"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by HLDR UST because HLDR has voting and investment power over such securities.
F6: Securities of the Issuer held directly by Praetor Fund 1 ("Praetor"), a sub-fund of Praetorium Fund I ICAV. HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by Praetor because HLDR has voting and investment power over such securities.
F7: Securities of the Issuer held directly by Soryn HLDR Vehicle II LLC ("Soryn", and together with CAZ Halcyon, CAZ Offshore, HLDR NUS, HLDR TE, HLDR UST, and Praetor, the "Accounts"). HLDR, through investment management and/or other governance agreements, may be deemed to indirectly beneficially own the securities of the Issuer held directly by Soryn because HLDR has voting and investment power over such securities. The warrant to purchase shares of common stock of the Issuer held directly by Soryn is subject to certain anti-dilution adjustments described in the warrant.
F8: HLDR Management GP LLC ("HLDR Management") is the general partner of HLDR. Halcyon Management Holdings GP LLC ("Halcyon Management") is the sole member of HLDR Management. Halcyon Management Partners LP ("Halcyon Partners") is the sole member of Halcyon Management. Halcyon Management Partners GP LLC ("Halcyon Partners GP") is the general partner of Halcyon Partners. John Bader is the Chief Executive Officer of HLDR, HLDR Management, Halcyon Management, Halcyon Partners and Halcyon Partners GP. Jason Dillow is the Chief Investment Officer of HLDR. By virtue of their relationship with HLDR, each of HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow may be deemed to exercise voting and investment power over the securities of the Issuer directly held by the Accounts.
F9: Each of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader and Mr. Dillow disclaims beneficial ownership of securities of the Issuer held directly by the Accounts except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of HLDR, HLDR Management, Halcyon Management, Halcyon Partners, Halcyon Partners GP, Mr. Bader or Mr. Dillow is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
NextDecade Corp
Report date August 09, 2018 · Filed August 13, 2018
Jointly reported with Man Investment Partners (US) LP, Dillow Jason, Konner Kevah
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $ 0.0001 par valueSEC Table I · non-derivative | IndirectSee footnotes | 10,266,553 |
Reported balance
After 2018-08-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-08-09 · Grant · Acquired 9,432 · Balance 10,266,553 F3: See Exhibit 99.1 for text of footnote (3). F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F5: See Exhibit 99.1 for text of footnote (5). |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-08-09 | IndirectSee footnotes | 1,681 |
Reported balance
After 2018-08-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-09 · Grant · Acquired 1,681 · Balance 1,681 F6: See Exhibit 99.1 for text of footnote (6). F7: See Exhibit 99.1 for text of footnote (7). F8: See Exhibit 99.1 for text of footnote (8). F9: See Exhibit 99.1 for text of footnote (9). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F5: See Exhibit 99.1 for text of footnote (5). |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2021-08-09 | IndirectSee footnotes | 25,609 |
Reported balance
After 2018-08-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-09 · Grant · Acquired 25,609 · Balance 25,609 F10: See Exhibit 99.1 for text of footnote (10). F11: See Exhibit 99.1 for text of footnote (11). F14: See Exhibit 99.1 for text of footnote (14). F12: See Exhibit 99.1 for text of footnote (12). F13: See Exhibit 99.1 for text of footnote (13). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F5: See Exhibit 99.1 for text of footnote (5). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
F8: See Exhibit 99.1 for text of footnote (8).
F9: See Exhibit 99.1 for text of footnote (9).
F10: See Exhibit 99.1 for text of footnote (10).
F11: See Exhibit 99.1 for text of footnote (11).
F12: See Exhibit 99.1 for text of footnote (12).
F13: See Exhibit 99.1 for text of footnote (13).
F14: See Exhibit 99.1 for text of footnote (14).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 09, 2018 Filed Aug 13, 2018 20:48 UTC | NextDecade Corp NEXT · Entity 640 | GrantWarrants · Derivative | 25,609 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-18-036277 · form4.xml · derivative · entry 3 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,609 Underlying: Common Stock, $ 0.0001 par value · 25,609 shares Expires 2021-08-09 F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F11 · shares: See Exhibit 99.1 for text of footnote (11). F14 · price: See Exhibit 99.1 for text of footnote (14). F12 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (12). F13 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (13). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:48 UTC | NextDecade Corp NEXT · Entity 640 | GrantSeries A Convertible Preferred Stock · Derivative | 1,681 | $1,000.00 Strike: $7.50 | $1,681,000.00 |
DisclosureSEC source: 0001140361-18-036277 · form4.xml · derivative · entry 2 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,681 Underlying: Common Stock, $ 0.0001 par value · 224,133 shares Expires 2028-08-09 F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F8 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (8). F9 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:48 UTC | NextDecade Corp NEXT · Entity 640 | GrantCommon Stock, $ 0.0001 par value | 9,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036277 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,266,553 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 18:39 UTC | NextDecade Corp NEXT · Entity 640 | GrantCommon Stock, $ 0.0001 par value | 4,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032437 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,257,121 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:50 UTC | NextDecade Corp NEXT · Entity 640 | Disposition to issuerCommon Stock, $ 0.0001 par value | 816,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031326 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,253,120 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:20 UTC | NextDecade Corp NEXT · Entity 640 | GrantCommon Stock, $ 0.0001 par value | 4,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-028469 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,069,827 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:53 UTC | NextDecade Corp NEXT · Entity 640 | GrantCommon Stock, $ 0.0001 par value | 4,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024092 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,065,825 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 21:39 UTC | NextDecade Corp NEXT · Entity 640 | GrantCommon Stock, $ 0.0001 par value | 24,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018599 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,061,823 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| April 11, 2018 Filed May 15, 2018 20:44 UTC Amendment | NextDecade Corp NEXT · Entity 640 | GrantCommon Stock, $ 0.0001 par value | 24,007 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024088 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,061,823 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:10 UTC | NextDecade Corp NEXT · Entity 640 | SaleCommon Stock, $ 0.0001 par value | 13,750 | $6.75 | $92,812.50 |
DisclosureSEC source: 0001140361-18-004015 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,037,816 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:15 UTC | NextDecade Corp NEXT · Entity 640 | SaleCommon Stock, $ 0.0001 par value | 5,500 | $8.85 | $48,675.00 |
DisclosureSEC source: 0001140361-17-047540 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HLTS GP LLC · CIK 0001713586 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,051,566 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:08 UTC | NextDecade Corp NEXT · Entity 640 | SaleCommon Stock, $ 0.0001 par value | 10,877 | $9.90 | $107,682.30 |
DisclosureSEC source: 0001140361-17-041063 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HLTS GP LLC · CIK 0001713586 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,057,066 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.