Last 12 months
Inside the activity.
23 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 10 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2022 Filed May 26, 2022 17:59 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
Tax withholdingCommon Stock, $ 0.0001 par value | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020851 · form4.xml · nonDerivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 9,569,680 F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:59 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
Exercise / conversionCommon Stock, $ 0.0001 par value | 83,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020851 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 9,569,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:45 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
OtherSeries B Warrants · Derivative | 91,754 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-22-020848 · form4.xml · derivative · entry 7 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 91,754 shares Expires 2022-05-24 F2 · shares: Represents shares directly held by Valinor Capital following the Series B Warrant exercise. F2 · price: Represents shares directly held by Valinor Capital following the Series B Warrant exercise. F6 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:45 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
OtherSeries B Warrants · Derivative | 32,893 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-22-020848 · form4.xml · derivative · entry 6 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 32,893 shares Expires 2022-05-24 F1 · shares: Pursuant to that certain Series B Warrant Agreement, dated as of May 24, 2019 (the "Series B Warrant Agreement"), Valinor Capital Partners, L.P. ("Valinor Capital") exercised a warrant to purchase 32,893 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 48 shares from, and issuing 32,845 shares to, Valinor Capital. F1 · price: Pursuant to that certain Series B Warrant Agreement, dated as of May 24, 2019 (the "Series B Warrant Agreement"), Valinor Capital Partners, L.P. ("Valinor Capital") exercised a warrant to purchase 32,893 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 48 shares from, and issuing 32,845 shares to, Valinor Capital. F6 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:45 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020848 · form4.xml · nonDerivative · entry 4 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 10,996,353 F3 · price: Pursuant to the Series B Warrant Agreement, Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore") exercised a warrant to purchase 91,754 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 134 shares from, and issuing 91,620 shares to, Valinor Capital Offshore. F4 · balance_after: Represents shares directly held by Valinor Capital Offshore following the Series B Warrant exercise. F6 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:45 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
OtherCommon Stock, $ 0.0001 par value | 91,754 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020848 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 10,996,487 F3 · shares: Pursuant to the Series B Warrant Agreement, Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore") exercised a warrant to purchase 91,754 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 134 shares from, and issuing 91,620 shares to, Valinor Capital Offshore. F3 · price: Pursuant to the Series B Warrant Agreement, Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore") exercised a warrant to purchase 91,754 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 134 shares from, and issuing 91,620 shares to, Valinor Capital Offshore. F6 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:45 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
SaleCommon Stock, $ 0.0001 par value | 48 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020848 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 3,865,475 F1 · shares: Pursuant to that certain Series B Warrant Agreement, dated as of May 24, 2019 (the "Series B Warrant Agreement"), Valinor Capital Partners, L.P. ("Valinor Capital") exercised a warrant to purchase 32,893 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 48 shares from, and issuing 32,845 shares to, Valinor Capital. F1 · price: Pursuant to that certain Series B Warrant Agreement, dated as of May 24, 2019 (the "Series B Warrant Agreement"), Valinor Capital Partners, L.P. ("Valinor Capital") exercised a warrant to purchase 32,893 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 48 shares from, and issuing 32,845 shares to, Valinor Capital. F2 · balance_after: Represents shares directly held by Valinor Capital following the Series B Warrant exercise. F6 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. Read SEC document |
| May 24, 2022 Filed May 26, 2022 17:45 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
OtherCommon Stock, $ 0.0001 par value | 32,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020848 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 3,865,523 F1 · shares: Pursuant to that certain Series B Warrant Agreement, dated as of May 24, 2019 (the "Series B Warrant Agreement"), Valinor Capital Partners, L.P. ("Valinor Capital") exercised a warrant to purchase 32,893 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 48 shares from, and issuing 32,845 shares to, Valinor Capital. F1 · price: Pursuant to that certain Series B Warrant Agreement, dated as of May 24, 2019 (the "Series B Warrant Agreement"), Valinor Capital Partners, L.P. ("Valinor Capital") exercised a warrant to purchase 32,893 shares of the Issuer's common stock for $0.01 per share and paid the exercise price on a cashless basis, resulting in the Issuer withholding 48 shares from, and issuing 32,845 shares to, Valinor Capital. F6 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:56 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Holdings, LLCDirector · 10% owner
Vrattos William CDirector
|
Exercise / conversionSeries B Warrants · Derivative | 124,647 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-22-020895 · form4.xml · derivative · entry 3 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 124,647 shares Expires 2022-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See Exhibit 99.1 for text of footnote (4) F4 · price: See Exhibit 99.1 for text of footnote (4) F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4) F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1) F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:56 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Holdings, LLCDirector · 10% owner
Vrattos William CDirector
|
Tax withholdingCommon Stock, $ 0.0001 par value | 182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020895 · form4.xml · nonDerivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 54,461,944 F4 · price: See Exhibit 99.1 for text of footnote (4) F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1) F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:56 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Holdings, LLCDirector · 10% owner
Vrattos William CDirector
|
Exercise / conversionCommon Stock, $ 0.0001 par value | 124,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020895 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 54,462,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See Exhibit 99.1 for text of footnote (4) F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1) F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:15 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 121,269 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009112 · rdgdoc.xml · nonDerivative · entry 3 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,146 F3 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest on the following schedule: 30% of such restricted stock units vest on June 15, 2022, 30% of such restricted stock units vest on September 15, 2022 and 40% of such restricted stock units vest on December 15, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:15 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 82,831 | $7.37 | $610,464.47 |
DisclosureSEC source: 0001437749-22-009112 · rdgdoc.xml · nonDerivative · entry 2 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,877 F2 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on April 14, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:15 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 210,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009112 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,708 F1 · shares: Represents restricted shares of common stock that vested upon achievement of an Issuer milestone on April 14, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:14 UTC |
van der Walt IvanChief Operating Officer
|
GrantCommon Stock | 65,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009111 · rdgdoc.xml · nonDerivative · entry 3 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,812 F3 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest on the following schedule: 30% of such restricted stock units vest on June 15, 2022, 30% of such restricted stock units vest on September 15, 2022 and 40% of such restricted stock units vest on December 15, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:14 UTC |
van der Walt IvanChief Operating Officer
|
Tax withholdingCommon Stock | 5,379 | $7.37 | $39,643.23 |
DisclosureSEC source: 0001437749-22-009111 · rdgdoc.xml · nonDerivative · entry 2 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,174 F2 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on April 14, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:14 UTC |
van der Walt IvanChief Operating Officer
|
GrantCommon Stock | 14,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009111 · rdgdoc.xml · nonDerivative · entry 1 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,553 F1 · shares: Represents restricted shares of common stock that vested upon achievement of an Issuer milestone on April 14, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:14 UTC |
de Gyarfas VeraGeneral Counsel
|
GrantCommon Stock | 54,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009110 · rdgdoc.xml · nonDerivative · entry 1 de Gyarfas Vera · CIK 0001873011 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,275 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest on the following schedule: 30% of such restricted stock units vest on June 15, 2022, 30% of such restricted stock units vest on September 15, 2022 and 40% of such restricted stock units vest on December 15, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:13 UTC |
Wahl BrentCFO
|
GrantCommon Stock | 61,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009108 · rdgdoc.xml · nonDerivative · entry 1 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,550 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest on the following schedule: 30% of such restricted stock units vest on June 15, 2022, 30% of such restricted stock units vest on September 15, 2022 and 40% of such restricted stock units vest on December 15, 2022. Read SEC document |
| April 14, 2022 Filed Apr 18, 2022 20:12 UTC |
Garcia EricSVP, Chief Accounting Officer
|
GrantCommon Stock | 23,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-009107 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,130 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest on the following schedule: 30% of such restricted stock units vest on June 15, 2022, 30% of such restricted stock units vest on September 15, 2022 and 40% of such restricted stock units vest on December 15, 2022. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 23:29 UTC |
Garcia EricVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,977 | $2.20 | $4,349.40 |
DisclosureSEC source: 0001437749-22-002417 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,408 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on February 2, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:10 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 54,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-002229 · rdgdoc.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,834 F1 · shares: Vests in four equal installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:08 UTC |
Chapman FrankDirector
|
GrantCommon Stock | 54,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-002227 · rdgdoc.xml · nonDerivative · entry 1 Chapman Frank · CIK 0001792520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,029 F1 · shares: Vests in four equal installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:06 UTC |
Belke BrianDirector
|
GrantCommon Stock | 54,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-002225 · rdgdoc.xml · nonDerivative · entry 1 Belke Brian · CIK 0001713335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,365 F1 · shares: Vests in four equal installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 22:05 UTC |
Scoggins Edward Andrew Jr.Director
|
GrantCommon Stock | 54,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-002223 · rdgdoc.xml · nonDerivative · entry 1 Scoggins Edward Andrew Jr. · CIK 0001733415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,679 F1 · shares: Vests in four equal installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 23:26 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 32,575 | $2.35 | $76,551.25 |
DisclosureSEC source: 0001437749-22-001721 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,210 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on January 25, 2022. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 23:27 UTC |
Wahl BrentCFO
|
Tax withholdingCommon Stock | 13,233 | $2.35 | $31,097.55 |
DisclosureSEC source: 0001437749-22-001723 · rdgdoc.xml · nonDerivative · entry 1 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,491 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on January 25, 2022. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 23:25 UTC |
Garcia EricVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 6,672 | $2.35 | $15,679.20 |
DisclosureSEC source: 0001437749-22-001720 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,385 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on January 25, 2022. Read SEC document |
| January 25, 2022 Filed Jan 26, 2022 23:24 UTC |
van der Walt IvanChief Operating Officer
|
Tax withholdingCommon Stock | 14,572 | $2.35 | $34,244.20 |
DisclosureSEC source: 0001437749-22-001719 · rdgdoc.xml · nonDerivative · entry 1 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,153 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on January 25, 2022. Read SEC document |
| January 04, 2022 Filed Jan 5, 2022 23:24 UTC |
van der Walt IvanChief Operating Officer
|
Tax withholdingCommon Stock | 4,448 | $2.91 | $12,943.68 |
DisclosureSEC source: 0001437749-22-000469 · rdgdoc.xml · nonDerivative · entry 1 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,725 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on January 4, 2022. Read SEC document |
| September 18, 2021 Filed Sep 20, 2021 20:48 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 17,086 | $2.52 | $43,056.72 |
DisclosureSEC source: 0001437749-21-022421 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,785 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on September 18, 2021. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:44 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
|
Exercise / conversionSeries A Warrants · Derivative | 36,978 | $0.00 Strike: $0.01 | $0.00 |
DisclosureSEC source: 0001140361-21-027990 · form4.xml · derivative · entry 3 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 36,978 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:44 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
|
Tax withholdingCommon Stock, $ 0.0001 par value | 122 | $3.01 | $367.22 |
DisclosureSEC source: 0001140361-21-027990 · form4.xml · nonDerivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 9,486,702 F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:44 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
|
Exercise / conversionCommon Stock, $ 0.0001 par value | 36,978 | $0.01 | $369.78 |
DisclosureSEC source: 0001140361-21-027990 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 9,486,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 16:56 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
|
OtherCommon Stock, $ 0.0001 par value | 3,712,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-027592 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 14,737,363 F1 · shares: Represents shares distributed by VND Partners, L.P. ("VND Partners") to its limited partners on a pro-rata basis, for no additional consideration. F1 · price: Represents shares distributed by VND Partners, L.P. ("VND Partners") to its limited partners on a pro-rata basis, for no additional consideration. F2 · balance_after: Represents 3,832,630 shares directly held by Valinor Capital Partners, L.P. ("Valinor Capital") and 10,904,733 shares directly held by Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore"). F3 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital, Valinor Capital Offshore and VND Partners. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital, Valinor Capital Offshore and VND Partners. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital, Valinor Capital Offshore and VND Partners and each of Valinor Management, Associates and David Gallo disclaims beneficial ownership of the reported shares, except to the extent of its or his pecuniary interest. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 16:56 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
|
OtherCommon Stock, $ 0.0001 par value | 1,101,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-027592 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 18,449,795 F1 · shares: Represents shares distributed by VND Partners, L.P. ("VND Partners") to its limited partners on a pro-rata basis, for no additional consideration. F1 · price: Represents shares distributed by VND Partners, L.P. ("VND Partners") to its limited partners on a pro-rata basis, for no additional consideration. F3 · ownership.nature: Valinor Management, L.P. ("Valinor Management") serves as investment manager to Valinor Capital, Valinor Capital Offshore and VND Partners. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Valinor Associates, LLC ("Associates"), which serves as general partner to Valinor Capital, Valinor Capital Offshore and VND Partners. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital, Valinor Capital Offshore and VND Partners and each of Valinor Management, Associates and David Gallo disclaims beneficial ownership of the reported shares, except to the extent of its or his pecuniary interest. Read SEC document |
| August 05, 2021 Filed Aug 10, 2021 00:50 UTC |
Belke BrianDirector
|
OtherCommon Stock | 113,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-019217 · rdgdoc.xml · nonDerivative · entry 1 Belke Brian · CIK 0001713335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,066 F1 · shares: Represents a pro-rata, in-kind distribution of shares of the Issuer to the Reporting Person from VND Partners, L.P. for no additional consideration. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:31 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 225,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-018358 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,871 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 2, 2022. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:29 UTC |
van der Walt IvanChief Operating Officer
|
GrantCommon Stock | 70,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-018355 · rdgdoc.xml · nonDerivative · entry 1 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,173 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 2, 2022. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:30 UTC |
de Gyarfas VeraGeneral Counsel
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-018357 · rdgdoc.xml · nonDerivative · entry 1 de Gyarfas Vera · CIK 0001873011 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 2, 2022. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:30 UTC |
Garcia EricVP, Chief Accounting Officer
|
GrantCommon Stock | 16,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-018356 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,057 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 2, 2022. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:29 UTC |
Wahl BrentCFO
|
GrantCommon Stock | 65,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-018354 · rdgdoc.xml · nonDerivative · entry 1 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,724 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 2, 2022. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:00 UTC |
van der Walt IvanChief Operating Officer
|
Tax withholdingCommon Stock | 6,041 | $4.02 | $24,284.82 |
DisclosureSEC source: 0001437749-21-016469 · rdgdoc.xml · nonDerivative · entry 4 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,273 F3 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the grant of shares of common stock by the Issuer to the Reporting Person on July 2, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:00 UTC |
van der Walt IvanChief Operating Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-016469 · rdgdoc.xml · nonDerivative · entry 3 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,314 F2 · shares: Represents shares of common stock issued on July 2, 2021 by the Issuer to the Reporting Person upon the satisfaction of performance conditions by the Reporting Person, which vested fully upon issuance. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:00 UTC |
van der Walt IvanChief Operating Officer
|
Tax withholdingCommon Stock | 6,088 | $4.02 | $24,473.76 |
DisclosureSEC source: 0001437749-21-016469 · rdgdoc.xml · nonDerivative · entry 2 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,314 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on July 2, 2021. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 21:00 UTC |
van der Walt IvanChief Operating Officer
|
Tax withholdingCommon Stock | 974 | $4.02 | $3,915.48 |
DisclosureSEC source: 0001437749-21-016469 · rdgdoc.xml · nonDerivative · entry 1 van der Walt Ivan · CIK 0001772113 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,402 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on July 2, 2021. Read SEC document |
| June 17, 2021 Filed Jul 6, 2021 20:39 UTC |
Wahl BrentCFO
|
Tax withholdingCommon Stock | 16,888 | $3.94 | $66,538.72 |
DisclosureSEC source: 0001437749-21-016462 · rdgdoc.xml · nonDerivative · entry 1 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,124 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on June 17, 2021. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:46 UTC |
Scoggins Edward Andrew Jr.Director
|
GrantCommon Stock | 41,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-011570 · rdgdoc.xml · nonDerivative · entry 1 Scoggins Edward Andrew Jr. · CIK 0001733415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,380 F1 · shares: Shares vest as follows: (i) 11,834 shares vest on June 30, 2021, (ii) 14,773 shares vest on September 30, 2021, and (iii) 14,773 shares vest on December 31, 2021. Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:44 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
|
GrantSeries C Warrants · Derivative | 253,931 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-21-009397 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 253,931 Underlying: Common Stock, $ 0.0001 par value · 253,931 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:44 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
|
GrantSeries C Convertible Preferred Stock · Derivative | 12,240 | $1,000.00 Strike: $2.96 | $12,240,000.00 |
DisclosureSEC source: 0001140361-21-009397 · form4.xml · derivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,240 Underlying: Common Stock, $ 0.0001 par value · 4,130,669 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.