person · Reporting owner
York Tactical Energy Fund PIV-AN L.P.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NextDecade CorpNEXT · Entity 640 | Director · 10% owner | March 22, 2024 | March 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NextDecade Corp
Report date March 22, 2024 · Filed March 26, 2024
Jointly reported with York Capital Management Global Advisors, LLC, YORK CAPITAL MANAGEMENT L P, YORK CREDIT OPPORTUNITIES FUND LP, York Credit Opportunities Investment Master Fund, L.P., York European Distressed Credit Fund II, L.P., York Multi-Strategy Master Fund, L.P., York Tactical Energy Fund, L.P., Dinan Management L.L.C., Vrattos William C
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $ 0.0001 par valueSEC Table I · non-derivative | IndirectSee notes | 57,774,896 |
Reported balance
After 2024-03-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-03-22 · Exercise / conversion · Acquired 436,861 · Balance 57,774,896 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
| Common Stock, $ 0.0001 par valueSEC Table I · non-derivative | IndirectSee notes | 57,774,102 |
Reported balance
After 2024-03-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-03-22 · Tax withholding · Disposed 794 · Balance 57,774,102 F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
| Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 · Expires 2024-03-22 | IndirectSee footnotes | 0 |
Reported balance
After 2024-03-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-03-22 · Exercise / conversion · Disposed 436,861 · Balance 0 F4: See Exhibit 99.1 for text of footnote (4). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2024 Filed Mar 26, 2024 17:33 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionSeries C Warrants · Derivative | 436,861 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-24-015370 · form4.xml · derivative · entry 3 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 436,861 shares Expires 2024-03-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 17:33 UTC | NextDecade Corp NEXT · Entity 640 | Tax withholdingCommon Stock, $ 0.0001 par value | 794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-24-015370 · form4.xml · nonDerivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 57,774,102 F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 17:33 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionCommon Stock, $ 0.0001 par value | 436,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-24-015370 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 57,774,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 17:46 UTC | NextDecade Corp NEXT · Entity 640 | OtherCommon Stock, $ 0.0001 par value | 8,092,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-044009 · form4.xml · nonDerivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 57,188,182 F5 · kind: See Exhibit 99.1 for text of footnote (5). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 17:46 UTC | NextDecade Corp NEXT · Entity 640 | OtherCommon Stock, $ 0.0001 par value | 855,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-044009 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 65,280,284 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionSeries C Convertible Preferred Stock · Derivative | 16,114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · derivative · entry 4 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 6,375,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionSeries B Convertible Preferred Stock · Derivative | 8,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · derivative · entry 3 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 1,651,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionSeries A Convertible Preferred Stock · Derivative | 18,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 3,646,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionCommon Stock, $0.0001 par value | 11,674,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 66,136,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · shares: See Exhibit 99.1 for text of footnote (5). F6 · price: See Exhibit 99.1 for text of footnote (6). F7 · balance_after: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:56 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionSeries B Warrants · Derivative | 124,647 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-22-020895 · form4.xml · derivative · entry 3 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 124,647 shares Expires 2022-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: See Exhibit 99.1 for text of footnote (4) F4 · price: See Exhibit 99.1 for text of footnote (4) F4 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (4) F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1) F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:56 UTC | NextDecade Corp NEXT · Entity 640 | Tax withholdingCommon Stock, $ 0.0001 par value | 182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020895 · form4.xml · nonDerivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 54,461,944 F4 · price: See Exhibit 99.1 for text of footnote (4) F5 · balance_after: See Exhibit 99.1 for text of footnote (5). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1) F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:56 UTC | NextDecade Corp NEXT · Entity 640 | Exercise / conversionCommon Stock, $ 0.0001 par value | 124,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-020895 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 54,462,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: See Exhibit 99.1 for text of footnote (4) F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1) F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:44 UTC | NextDecade Corp NEXT · Entity 640 | GrantSeries C Warrants · Derivative | 253,931 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-21-009397 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 253,931 Underlying: Common Stock, $ 0.0001 par value · 253,931 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:44 UTC | NextDecade Corp NEXT · Entity 640 | GrantSeries C Convertible Preferred Stock · Derivative | 12,240 | $1,000.00 Strike: $2.96 | $12,240,000.00 |
DisclosureSEC source: 0001140361-21-009397 · form4.xml · derivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,240 Underlying: Common Stock, $ 0.0001 par value · 4,130,669 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.