Tapewire

Nasdaq · USD

NEXT

NextDecade Corp

Export transactions ↓
Tapewire entity
640
SEC CIK
0001612720
Parsed reports
356

Last 12 months

Inside the activity.

23 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 2025100
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2024 Filed Feb 2, 2024 21:04 UTC GrantCommon Stock 29,469 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002949 · rdgdoc.xml · nonDerivative · entry 1

Scoggins Edward Andrew Jr. · CIK 0001733415 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,537

F1 · shares: Represents shares of restricted stock that will vest on January 31, 2025.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:03 UTC GrantCommon Stock 24,557 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002948 · rdgdoc.xml · nonDerivative · entry 1

Chapman Frank · CIK 0001792520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,442

F1 · shares: Represents shares of restricted stock that will vest on January 31, 2025.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:03 UTC
Belke BrianDirector
GrantCommon Stock 44,204 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002947 · rdgdoc.xml · nonDerivative · entry 1

Belke Brian · CIK 0001713335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,237

F1 · shares: Represents shares of restricted stock that will vest on January 31, 2025.

Read SEC document
November 01, 2023 Filed Nov 9, 2023 22:39 UTC
Belke BrianDirector
OtherCommon Stock 29,279 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-031320 · rdgdoc.xml · nonDerivative · entry 1

Belke Brian · CIK 0001713335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,033

F1 · kind: Represents a pro-rata, in-kind distribution of shares of the Issuer to the Reporting Person from Valinor Capital Partners, L.P. for no additional consideration.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 16:28 UTC
Dillow JasonDirector
Desai PratikDirector
OtherCommon Stock, $ 0.0001 par value 2,980,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-047413 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Greene John Winand JR · CIK 0001745466 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 8,228,116

F3 · shares: See Exhibit 99.1 for text of footnote.

F3 · price: See Exhibit 99.1 for text of footnote.

F4 · balance_after: See Exhibit 99.1 for text of footnote.

F1 · ownership.nature: See Exhibit 99.1 for text of footnote.

F2 · ownership.nature: See Exhibit 99.1 for text of footnote.

F5 · ownership.nature: See Exhibit 99.1 for text of footnote.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 16:21 UTC
HCN LPDirector
HCN GP LLCDirector
OtherCommon Stock, $ 0.0001 par value 2,980,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-047407 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director

Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 8,228,116

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F3 · price: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
October 04, 2023 Filed Oct 10, 2023 06:04 UTC Amendment
Dillow JasonDirector
Desai PratikDirector
OtherCommon Stock, $ 0.0001 par value 2,980,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-047491 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Greene John Winand JR · CIK 0001745466 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 8,492,799

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F3 · price: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
October 04, 2023 Filed Oct 10, 2023 06:04 UTC Amendment
HCN LPDirector
HCN GP LLCDirector
OtherCommon Stock, $ 0.0001 par value 2,980,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-047478 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director

Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 8,492,799

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F3 · price: See Exhibit 99.1 for text of footnote (3).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5).

Read SEC document
September 29, 2023 Filed Oct 2, 2023 17:28 UTC
Dillow JasonDirector
Desai PratikDirector
SaleCommon Stock, $ 0.0001 par value 471,519 $5.13 $2,419,363.99
Disclosure

SEC source: 0001140361-23-046388 · form4.xml · nonDerivative · entry 2

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Greene John Winand JR · CIK 0001745466 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 11,208,389

F7 · shares: See Exhibit 99.1 for text of footnote (7).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F8 · price: See Exhibit 99.1 for text of footnote (8).

F9 · balance_after: See Exhibit 99.1 for text of footnote (9).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
September 29, 2023 Filed Oct 2, 2023 17:25 UTC
HCN LPDirector
HCN GP LLCDirector
SaleCommon Stock, $ 0.0001 par value 471,519 $5.13 $2,419,363.99
Disclosure

SEC source: 0001140361-23-046383 · form4.xml · nonDerivative · entry 2

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director

Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 11,208,389

F7 · shares: See Exhibit 99.1 for text of footnote (7).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F8 · price: See Exhibit 99.1 for text of footnote (8).

F9 · balance_after: See Exhibit 99.1 for text of footnote (9).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
September 28, 2023 Filed Oct 2, 2023 17:28 UTC
Dillow JasonDirector
Desai PratikDirector
SaleCommon Stock, $ 0.0001 par value 400,000 $5.21 $2,083,200.00
Disclosure

SEC source: 0001140361-23-046388 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Greene John Winand JR · CIK 0001745466 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 11,679,908

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
September 28, 2023 Filed Oct 2, 2023 17:25 UTC
HCN LPDirector
HCN GP LLCDirector
SaleCommon Stock, $ 0.0001 par value 400,000 $5.21 $2,083,200.00
Disclosure

SEC source: 0001140361-23-046383 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director

Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 11,679,908

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10).

Read SEC document
September 27, 2023 Filed Sep 29, 2023 16:47 UTC
Dillow JasonDirector
Desai PratikDirector
SaleCommon Stock, $ 0.0001 par value 450,000 $5.31 $2,391,300.00
Disclosure

SEC source: 0001140361-23-046026 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Greene John Winand JR · CIK 0001745466 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 12,079,908

F3 · shares: See Exhibit 99.1 for text of footnote.

F4 · price: See Exhibit 99.1 for text of footnote.

F5 · price: See Exhibit 99.1 for text of footnote.

F6 · balance_after: See Exhibit 99.1 for text of footnote.

F1 · ownership.nature: See Exhibit 99.1 for text of footnote.

F2 · ownership.nature: See Exhibit 99.1 for text of footnote.

F7 · ownership.nature: See Exhibit 99.1 for text of footnote.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 16:46 UTC
HCN LPDirector
HCN GP LLCDirector
SaleCommon Stock, $ 0.0001 par value 450,000 $5.31 $2,391,300.00
Disclosure

SEC source: 0001140361-23-046025 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director

Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 12,079,908

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

Read SEC document
September 26, 2023 Filed Sep 28, 2023 16:48 UTC
HCN LPDirector
HCN GP LLCDirector
Dillow JasonDirector
Desai PratikDirector
SaleCommon Stock, $ 0.0001 par value 80,735 $5.30 $427,976.24
Disclosure

SEC source: 0001140361-23-045732 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Greene John Winand JR · CIK 0001745466 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 12,529,908

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

Read SEC document
September 26, 2023 Filed Sep 28, 2023 16:54 UTC SaleCommon Stock, $ 0.0001 par value 80,735 $5.30 $427,976.24
Disclosure

SEC source: 0001140361-23-045739 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director

Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 12,529,908

F3 · shares: See Exhibit 99.1 for text of footnote (3).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7).

Read SEC document
September 12, 2023 Filed Sep 14, 2023 17:46 UTC
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Dinan Management L.L.C.Director · 10% owner
OtherCommon Stock, $ 0.0001 par value 8,092,502 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-044009 · form4.xml · nonDerivative · entry 2

York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner

YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner

YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner

York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner

York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner

York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner

York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner

York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner

Vrattos William C · CIK 0001713098 · Director

Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 57,188,182

F5 · kind: See Exhibit 99.1 for text of footnote (5).

F5 · price: See Exhibit 99.1 for text of footnote (5).

F6 · balance_after: See Exhibit 99.1 for text of footnote (6).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
September 12, 2023 Filed Sep 14, 2023 17:46 UTC
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Dinan Management L.L.C.Director · 10% owner
OtherCommon Stock, $ 0.0001 par value 855,487 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-044009 · form4.xml · nonDerivative · entry 1

York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner

YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner

YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner

York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner

York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner

York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner

York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner

York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner

Vrattos William C · CIK 0001713098 · Director

Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 65,280,284

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F4 · price: See Exhibit 99.1 for text of footnote (4).

F4 · balance_after: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
September 07, 2023 Filed Sep 8, 2023 20:15 UTC
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
Global LNG North America Corp.Director · 10% owner
GrantCommon Stock 14,802,055 $4.69 $69,399,434.87
Disclosure

SEC source: 0001104659-23-099303 · tm2325721-2_4seq1.xml · nonDerivative · entry 1

TotalEnergies SE · CIK 0000879764 · Director · 10% owner

TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner

TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner

TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner

Global LNG North America Corp. · CIK 0001982881 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 44,900,323

F1 · shares: Represents 14,802,055 shares of common stock (the "Tranche 3 Shares") issued to Global LNG North America Corp. ("GLNG NA") in connection with the third closing pursuant to the common stock purchase agreement, dated June 13, 2023 (the "Stock Purchase Agreement"), between NextDecade Corporation (the "Issuer") and GLNG NA, which occurred on September 8, 2023.

F2 · balance_after: Represents (i) 8,026,165 shares of common stock issued to GLNG NA on June 14, 2023 in connection with the first closing pursuant to the Stock Purchase Agreement, (ii) 22,072,103 shares of common stock issued to GLNG NA on July 27, 2023 in connection with the second closing pursuant to the Stock Purchase Agreement, and (iii) the 14,802,055 Tranche 3 Shares issued to GLNG NA on September 8, 2023 in connection with the third closing pursuant to the Stock Purchase Agreement.

F3 · ownership.nature: The securities reported herein are held directly by GLNG NA, which is a wholly owned subsidiary of TotalEnergies Delaware, Inc. ("TotalEnergies Delaware"), which is a wholly owned subsidiary of TotalEnergies Holdings USA, Inc. ("TotalEnergies Holdings USA"), which is a wholly owned subsidiary of TotalEnergies Gestion USA SARL ("TotalEnergies Gestion USA"), which is a wholly owned subsidiary of TotalEnergies SE (collectively with GLNG NA, TotalEnergies Delaware, TotalEnergies Holdings USA and TotalEnergies Gestion USA, the "Reporting Persons"). As a result, each of the Reporting Persons may be deemed to beneficially own the securities reported herein.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:08 UTC
Schatzman Matthew KDirector · CEO
GrantCommon Stock 278,006 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025241 · rdgdoc.xml · nonDerivative · entry 3

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,757,527

F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:08 UTC
Schatzman Matthew KDirector · CEO
GrantCommon Stock 370,675 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025241 · rdgdoc.xml · nonDerivative · entry 2

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,479,521

F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:08 UTC
Schatzman Matthew KDirector · CEO
Tax withholdingCommon Stock 40,045 $6.07 $243,073.15
Disclosure

SEC source: 0001437749-23-025241 · rdgdoc.xml · nonDerivative · entry 1

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,108,846

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:11 UTC
de Gyarfas VeraGeneral Counsel
GrantCommon Stock 61,779 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025244 · rdgdoc.xml · nonDerivative · entry 3

de Gyarfas Vera · CIK 0001873011 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 833,237

F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:11 UTC
de Gyarfas VeraGeneral Counsel
GrantCommon Stock 82,372 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025244 · rdgdoc.xml · nonDerivative · entry 2

de Gyarfas Vera · CIK 0001873011 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 771,458

F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:11 UTC
de Gyarfas VeraGeneral Counsel
Tax withholdingCommon Stock 8,899 $6.07 $54,016.93
Disclosure

SEC source: 0001437749-23-025244 · rdgdoc.xml · nonDerivative · entry 1

de Gyarfas Vera · CIK 0001873011 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 689,086

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:10 UTC
Garcia EricSVP, Chief Accounting Officer
GrantCommon Stock 25,947 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025243 · rdgdoc.xml · nonDerivative · entry 3

Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,328

F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:10 UTC
Garcia EricSVP, Chief Accounting Officer
GrantCommon Stock 34,596 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025243 · rdgdoc.xml · nonDerivative · entry 2

Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,381

F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:10 UTC
Garcia EricSVP, Chief Accounting Officer
Tax withholdingCommon Stock 3,738 $6.07 $22,689.66
Disclosure

SEC source: 0001437749-23-025243 · rdgdoc.xml · nonDerivative · entry 1

Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,785

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:10 UTC GrantCommon Stock 92,669 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025242 · rdgdoc.xml · nonDerivative · entry 3

Wahl Brent · CIK 0001843865 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,385,478

F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:10 UTC GrantCommon Stock 123,558 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-025242 · rdgdoc.xml · nonDerivative · entry 2

Wahl Brent · CIK 0001843865 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,292,809

F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 22:10 UTC Tax withholdingCommon Stock 17,318 $6.07 $105,120.26
Disclosure

SEC source: 0001437749-23-025242 · rdgdoc.xml · nonDerivative · entry 1

Wahl Brent · CIK 0001843865 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,169,251

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 21:34 UTC
Schatzman Matthew KDirector · CEO
Tax withholdingCommon Stock 29,618 $5.50 $162,899.00
Disclosure

SEC source: 0001437749-23-021989 · rdgdoc.xml · nonDerivative · entry 1

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,148,891

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 2, 2023.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 21:36 UTC
Garcia EricSVP, Chief Accounting Officer
Tax withholdingCommon Stock 2,191 $5.50 $12,050.50
Disclosure

SEC source: 0001437749-23-021992 · rdgdoc.xml · nonDerivative · entry 1

Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,523

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on August 2, 2023.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 21:36 UTC
de Gyarfas VeraGeneral Counsel
Tax withholdingCommon Stock 5,903 $5.50 $32,466.50
Disclosure

SEC source: 0001437749-23-021991 · rdgdoc.xml · nonDerivative · entry 1

de Gyarfas Vera · CIK 0001873011 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,985

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on August 2, 2023.

Read SEC document
August 02, 2023 Filed Aug 3, 2023 21:35 UTC Tax withholdingCommon Stock 11,164 $5.50 $61,402.00
Disclosure

SEC source: 0001437749-23-021990 · rdgdoc.xml · nonDerivative · entry 1

Wahl Brent · CIK 0001843865 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,186,569

F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on August 2, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:28 UTC
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Exercise / conversionSeries C Convertible Preferred Stock · Derivative 16,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034645 · form4.xml · derivative · entry 4

York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner

YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner

YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner

York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner

York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner

York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner

York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner

York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner

Vrattos William C · CIK 0001713098 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $ 0.0001 par value · 6,375,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5).

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4).

F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:28 UTC
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Exercise / conversionSeries B Convertible Preferred Stock · Derivative 8,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034645 · form4.xml · derivative · entry 3

York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner

YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner

YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner

York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner

York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner

York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner

York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner

York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner

Vrattos William C · CIK 0001713098 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $ 0.0001 par value · 1,651,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5).

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4).

F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:28 UTC
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Exercise / conversionSeries A Convertible Preferred Stock · Derivative 18,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034645 · form4.xml · derivative · entry 2

York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner

YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner

YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner

York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner

York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner

York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner

York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner

York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner

Vrattos William C · CIK 0001713098 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $ 0.0001 par value · 3,646,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5).

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4).

F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:28 UTC
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Exercise / conversionCommon Stock, $0.0001 par value 11,674,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034645 · form4.xml · nonDerivative · entry 1

York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner

YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner

YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner

York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner

York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner

York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner

York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner

York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner

Vrattos William C · CIK 0001713098 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 66,136,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F7 · balance_after: See Exhibit 99.1 for text of footnote (7).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:23 UTC
HCN LPDirector
HCN GP LLCDirector
Dillow JasonDirector
Desai PratikDirector
Exercise / conversionSeries C Convertible Preferred Stock · Derivative 3,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034643 · form4.xml · derivative · entry 4

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Greene John Winand JR · CIK 0001745466 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $ 0.0001 par value · 1,358,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5).

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4).

F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:23 UTC
HCN LPDirector
HCN GP LLCDirector
Dillow JasonDirector
Desai PratikDirector
Exercise / conversionSeries B Convertible Preferred Stock · Derivative 5,484 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034643 · form4.xml · derivative · entry 3

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Greene John Winand JR · CIK 0001745466 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $ 0.0001 par value · 1,086,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5).

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4).

F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:23 UTC
HCN LPDirector
HCN GP LLCDirector
Dillow JasonDirector
Desai PratikDirector
Exercise / conversionSeries A Convertible Preferred Stock · Derivative 2,980 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034643 · form4.xml · derivative · entry 2

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Greene John Winand JR · CIK 0001745466 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $ 0.0001 par value · 596,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5).

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4).

F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 17:23 UTC
HCN LPDirector
HCN GP LLCDirector
Dillow JasonDirector
Desai PratikDirector
Exercise / conversionCommon Stock, $ 0.0001 par value 3,040,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034643 · form4.xml · nonDerivative · entry 1

Bardin Hill Investment Partners LP · CIK 0001633312 · Director

HCN LP · CIK 0001713551 · Director

HCN GP LLC · CIK 0001713549 · Director

Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director

First Series of HDML Fund I, LLC · CIK 0001713553 · Director

Bardin Hill Fund GP LLC · CIK 0001713583 · Director

Kripalani Avinash · CIK 0001713540 · Director

Greene John Winand JR · CIK 0001745466 · Director

Dillow Jason · CIK 0001713578 · Director

Desai Pratik · CIK 0001753460 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 12,610,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: See Exhibit 99.1 for text of footnote (4).

F4 · shares: See Exhibit 99.1 for text of footnote (4).

F5 · shares: See Exhibit 99.1 for text of footnote (5).

F6 · price: See Exhibit 99.1 for text of footnote (6).

F7 · balance_after: See Exhibit 99.1 for text of footnote (7).

F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1).

F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2).

F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3).

Read SEC document
July 12, 2023 Filed Jul 14, 2023 22:28 UTC
Schatzman Matthew KDirector · CEO
Tax withholdingCommon Stock 276,680 $8.48 $2,346,246.40
Disclosure

SEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 5

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,178,509

F5 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on July 12, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 22:28 UTC
Schatzman Matthew KDirector · CEO
GrantCommon Stock 703,125 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 4

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,455,189

F4 · shares: Represents restricted stock units that vested upon Issuer's achievement of a milestone-based performance criteria on July 12, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 22:28 UTC
Schatzman Matthew KDirector · CEO
GrantCommon Stock 2,032,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 3

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,752,064

F3 · shares: Represents restricted stock units that became earned to the Reporting Person upon Issuer's achievement of a milestone-based performance criteria on July 12, 2023. Such restricted stock units vest in three near-equal annual installments beginning on July 12, 2024.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 22:28 UTC
Schatzman Matthew KDirector · CEO
Tax withholdingCommon Stock 225,168 $8.48 $1,909,424.64
Disclosure

SEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 2

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,720,064

F2 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on July 12, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 22:28 UTC
Schatzman Matthew KDirector · CEO
GrantCommon Stock 578,871 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 1

Schatzman Matthew K · CIK 0001716751 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,945,232

F1 · shares: Represents restricted shares of common stock that vested upon Issuer's achievement of an Issuer milestone on July 12, 2023.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 16:50 UTC
Gallo David10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 6,175 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034624 · form4.xml · derivative · entry 6

VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner

Gallo David · CIK 0001601013 · 10% owner

Valinor Associates, LLC · CIK 0001713363 · 10% owner

VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · 10% owner

VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 1,222,839 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The conversion price per share is $5.0021 and $5.0494 for the Series A Preferred Stock and Series B Preferred Stock, respectively, as adjusted pursuant to the applicable Certificate of Designations.

F6 · kind: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F8 · price: Not applicable.

F6 · derivative.exercise_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F6 · derivative.expiration_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F6 · derivative.underlying_shares: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Valinor Management, L.P. ("Valinor Management"), Valinor Capital Partners, L.P. ("Valinor Capital"), Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore"), Valinor Associates, LLC ("Associates"), and David Gallo.

F2 · ownership.nature: Valinor Management serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Associates, which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except as otherwise disclosed herein and except to the extent of its or his pecuniary interest.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 16:50 UTC
Gallo David10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 4,614 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-23-034624 · form4.xml · derivative · entry 5

VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner

Gallo David · CIK 0001601013 · 10% owner

Valinor Associates, LLC · CIK 0001713363 · 10% owner

VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · 10% owner

VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See notes

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value · 922,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The conversion price per share is $5.0021 and $5.0494 for the Series A Preferred Stock and Series B Preferred Stock, respectively, as adjusted pursuant to the applicable Certificate of Designations.

F6 · kind: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F8 · price: Not applicable.

F6 · derivative.exercise_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F6 · derivative.expiration_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F6 · derivative.underlying_shares: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion.

F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Valinor Management, L.P. ("Valinor Management"), Valinor Capital Partners, L.P. ("Valinor Capital"), Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore"), Valinor Associates, LLC ("Associates"), and David Gallo.

F2 · ownership.nature: Valinor Management serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Associates, which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except as otherwise disclosed herein and except to the extent of its or his pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.