Last 12 months
Inside the activity.
23 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 10 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2024 Filed Feb 2, 2024 21:04 UTC |
Scoggins Edward Andrew Jr.Director
|
GrantCommon Stock | 29,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002949 · rdgdoc.xml · nonDerivative · entry 1 Scoggins Edward Andrew Jr. · CIK 0001733415 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,537 F1 · shares: Represents shares of restricted stock that will vest on January 31, 2025. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:03 UTC |
Chapman FrankDirector
|
GrantCommon Stock | 24,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002948 · rdgdoc.xml · nonDerivative · entry 1 Chapman Frank · CIK 0001792520 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,442 F1 · shares: Represents shares of restricted stock that will vest on January 31, 2025. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 21:03 UTC |
Belke BrianDirector
|
GrantCommon Stock | 44,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002947 · rdgdoc.xml · nonDerivative · entry 1 Belke Brian · CIK 0001713335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 365,237 F1 · shares: Represents shares of restricted stock that will vest on January 31, 2025. Read SEC document |
| November 01, 2023 Filed Nov 9, 2023 22:39 UTC |
Belke BrianDirector
|
OtherCommon Stock | 29,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-031320 · rdgdoc.xml · nonDerivative · entry 1 Belke Brian · CIK 0001713335 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,033 F1 · kind: Represents a pro-rata, in-kind distribution of shares of the Issuer to the Reporting Person from Valinor Capital Partners, L.P. for no additional consideration. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 16:28 UTC |
Man Investment Partners (US) LPDirector
Dillow JasonDirector
Desai PratikDirector
Greene John Winand JRDirector
|
OtherCommon Stock, $ 0.0001 par value | 2,980,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-047413 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Greene John Winand JR · CIK 0001745466 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 8,228,116 F3 · shares: See Exhibit 99.1 for text of footnote. F3 · price: See Exhibit 99.1 for text of footnote. F4 · balance_after: See Exhibit 99.1 for text of footnote. F1 · ownership.nature: See Exhibit 99.1 for text of footnote. F2 · ownership.nature: See Exhibit 99.1 for text of footnote. F5 · ownership.nature: See Exhibit 99.1 for text of footnote. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 16:21 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
OtherCommon Stock, $ 0.0001 par value | 2,980,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-047407 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 8,228,116 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 04, 2023 Filed Oct 10, 2023 06:04 UTC Amendment |
Man Investment Partners (US) LPDirector
Dillow JasonDirector
Desai PratikDirector
Greene John Winand JRDirector
|
OtherCommon Stock, $ 0.0001 par value | 2,980,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-047491 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Greene John Winand JR · CIK 0001745466 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 8,492,799 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| October 04, 2023 Filed Oct 10, 2023 06:04 UTC Amendment |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
OtherCommon Stock, $ 0.0001 par value | 2,980,273 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-047478 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 8,492,799 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 17:28 UTC |
Man Investment Partners (US) LPDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
SaleCommon Stock, $ 0.0001 par value | 471,519 | $5.13 | $2,419,363.99 |
DisclosureSEC source: 0001140361-23-046388 · form4.xml · nonDerivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 11,208,389 F7 · shares: See Exhibit 99.1 for text of footnote (7). F5 · price: See Exhibit 99.1 for text of footnote (5). F8 · price: See Exhibit 99.1 for text of footnote (8). F9 · balance_after: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 17:25 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
SaleCommon Stock, $ 0.0001 par value | 471,519 | $5.13 | $2,419,363.99 |
DisclosureSEC source: 0001140361-23-046383 · form4.xml · nonDerivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 11,208,389 F7 · shares: See Exhibit 99.1 for text of footnote (7). F5 · price: See Exhibit 99.1 for text of footnote (5). F8 · price: See Exhibit 99.1 for text of footnote (8). F9 · balance_after: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 17:28 UTC |
Man Investment Partners (US) LPDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
SaleCommon Stock, $ 0.0001 par value | 400,000 | $5.21 | $2,083,200.00 |
DisclosureSEC source: 0001140361-23-046388 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 11,679,908 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 28, 2023 Filed Oct 2, 2023 17:25 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
SaleCommon Stock, $ 0.0001 par value | 400,000 | $5.21 | $2,083,200.00 |
DisclosureSEC source: 0001140361-23-046383 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 11,679,908 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F10 · ownership.nature: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 16:47 UTC |
Man Investment Partners (US) LPDirector
Dillow JasonDirector
Desai PratikDirector
Greene John Winand JRDirector
|
SaleCommon Stock, $ 0.0001 par value | 450,000 | $5.31 | $2,391,300.00 |
DisclosureSEC source: 0001140361-23-046026 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Greene John Winand JR · CIK 0001745466 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 12,079,908 F3 · shares: See Exhibit 99.1 for text of footnote. F4 · price: See Exhibit 99.1 for text of footnote. F5 · price: See Exhibit 99.1 for text of footnote. F6 · balance_after: See Exhibit 99.1 for text of footnote. F1 · ownership.nature: See Exhibit 99.1 for text of footnote. F2 · ownership.nature: See Exhibit 99.1 for text of footnote. F7 · ownership.nature: See Exhibit 99.1 for text of footnote. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 16:46 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
SaleCommon Stock, $ 0.0001 par value | 450,000 | $5.31 | $2,391,300.00 |
DisclosureSEC source: 0001140361-23-046025 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 12,079,908 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 16:48 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
SaleCommon Stock, $ 0.0001 par value | 80,735 | $5.30 | $427,976.24 |
DisclosureSEC source: 0001140361-23-045732 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 12,529,908 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 16:54 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
|
SaleCommon Stock, $ 0.0001 par value | 80,735 | $5.30 | $427,976.24 |
DisclosureSEC source: 0001140361-23-045739 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 12,529,908 F3 · shares: See Exhibit 99.1 for text of footnote (3). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F7 · ownership.nature: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 17:46 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
Vrattos William CDirector
Dinan Management L.L.C.Director · 10% owner
|
OtherCommon Stock, $ 0.0001 par value | 8,092,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-044009 · form4.xml · nonDerivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 57,188,182 F5 · kind: See Exhibit 99.1 for text of footnote (5). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · balance_after: See Exhibit 99.1 for text of footnote (6). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 17:46 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
Vrattos William CDirector
Dinan Management L.L.C.Director · 10% owner
|
OtherCommon Stock, $ 0.0001 par value | 855,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-044009 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 65,280,284 F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 20:15 UTC |
TotalEnergies SEDirector · 10% owner
TotalEnergies Gestion USA SARLDirector · 10% owner
TotalEnergies Holdings USA, Inc.Director · 10% owner
TotalEnergies Delaware, Inc.Director · 10% owner
Global LNG North America Corp.Director · 10% owner
|
GrantCommon Stock | 14,802,055 | $4.69 | $69,399,434.87 |
DisclosureSEC source: 0001104659-23-099303 · tm2325721-2_4seq1.xml · nonDerivative · entry 1 TotalEnergies SE · CIK 0000879764 · Director · 10% owner TotalEnergies Gestion USA SARL · CIK 0001941906 · Director · 10% owner TotalEnergies Holdings USA, Inc. · CIK 0001942439 · Director · 10% owner TotalEnergies Delaware, Inc. · CIK 0001942500 · Director · 10% owner Global LNG North America Corp. · CIK 0001982881 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 44,900,323 F1 · shares: Represents 14,802,055 shares of common stock (the "Tranche 3 Shares") issued to Global LNG North America Corp. ("GLNG NA") in connection with the third closing pursuant to the common stock purchase agreement, dated June 13, 2023 (the "Stock Purchase Agreement"), between NextDecade Corporation (the "Issuer") and GLNG NA, which occurred on September 8, 2023. F2 · balance_after: Represents (i) 8,026,165 shares of common stock issued to GLNG NA on June 14, 2023 in connection with the first closing pursuant to the Stock Purchase Agreement, (ii) 22,072,103 shares of common stock issued to GLNG NA on July 27, 2023 in connection with the second closing pursuant to the Stock Purchase Agreement, and (iii) the 14,802,055 Tranche 3 Shares issued to GLNG NA on September 8, 2023 in connection with the third closing pursuant to the Stock Purchase Agreement. F3 · ownership.nature: The securities reported herein are held directly by GLNG NA, which is a wholly owned subsidiary of TotalEnergies Delaware, Inc. ("TotalEnergies Delaware"), which is a wholly owned subsidiary of TotalEnergies Holdings USA, Inc. ("TotalEnergies Holdings USA"), which is a wholly owned subsidiary of TotalEnergies Gestion USA SARL ("TotalEnergies Gestion USA"), which is a wholly owned subsidiary of TotalEnergies SE (collectively with GLNG NA, TotalEnergies Delaware, TotalEnergies Holdings USA and TotalEnergies Gestion USA, the "Reporting Persons"). As a result, each of the Reporting Persons may be deemed to beneficially own the securities reported herein. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:08 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 278,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025241 · rdgdoc.xml · nonDerivative · entry 3 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,757,527 F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:08 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 370,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025241 · rdgdoc.xml · nonDerivative · entry 2 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,479,521 F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:08 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 40,045 | $6.07 | $243,073.15 |
DisclosureSEC source: 0001437749-23-025241 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,108,846 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:11 UTC |
de Gyarfas VeraGeneral Counsel
|
GrantCommon Stock | 61,779 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025244 · rdgdoc.xml · nonDerivative · entry 3 de Gyarfas Vera · CIK 0001873011 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 833,237 F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:11 UTC |
de Gyarfas VeraGeneral Counsel
|
GrantCommon Stock | 82,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025244 · rdgdoc.xml · nonDerivative · entry 2 de Gyarfas Vera · CIK 0001873011 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 771,458 F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:11 UTC |
de Gyarfas VeraGeneral Counsel
|
Tax withholdingCommon Stock | 8,899 | $6.07 | $54,016.93 |
DisclosureSEC source: 0001437749-23-025244 · rdgdoc.xml · nonDerivative · entry 1 de Gyarfas Vera · CIK 0001873011 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689,086 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:10 UTC |
Garcia EricSVP, Chief Accounting Officer
|
GrantCommon Stock | 25,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025243 · rdgdoc.xml · nonDerivative · entry 3 Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,328 F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:10 UTC |
Garcia EricSVP, Chief Accounting Officer
|
GrantCommon Stock | 34,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025243 · rdgdoc.xml · nonDerivative · entry 2 Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,381 F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:10 UTC |
Garcia EricSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,738 | $6.07 | $22,689.66 |
DisclosureSEC source: 0001437749-23-025243 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,785 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:10 UTC |
Wahl BrentCFO
|
GrantCommon Stock | 92,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025242 · rdgdoc.xml · nonDerivative · entry 3 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,385,478 F3 · shares: Shares are represented by performance-based restricted stock units ("PSUs"). Each PSU represents a contingent right to receive one share of common stock of the Issuer, subject to the performance condition and continued employment through August 31, 2026 (the "Performance Period"). The performance condition will be satisfied based upon the Issuer's common stock achieving specified price per share thresholds on a volume-weighted average basis for the 20 trading days immediately preceding the end of the Performance Period. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:10 UTC |
Wahl BrentCFO
|
GrantCommon Stock | 123,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-025242 · rdgdoc.xml · nonDerivative · entry 2 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,292,809 F2 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. The restricted stock units vest in three near-equal annual installments beginning August 31, 2024. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 22:10 UTC |
Wahl BrentCFO
|
Tax withholdingCommon Stock | 17,318 | $6.07 | $105,120.26 |
DisclosureSEC source: 0001437749-23-025242 · rdgdoc.xml · nonDerivative · entry 1 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,169,251 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 31, 2023. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:34 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 29,618 | $5.50 | $162,899.00 |
DisclosureSEC source: 0001437749-23-021989 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,148,891 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on August 2, 2023. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:36 UTC |
Garcia EricSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 2,191 | $5.50 | $12,050.50 |
DisclosureSEC source: 0001437749-23-021992 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · SVP, Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 339,523 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on August 2, 2023. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:36 UTC |
de Gyarfas VeraGeneral Counsel
|
Tax withholdingCommon Stock | 5,903 | $5.50 | $32,466.50 |
DisclosureSEC source: 0001437749-23-021991 · rdgdoc.xml · nonDerivative · entry 1 de Gyarfas Vera · CIK 0001873011 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 697,985 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on August 2, 2023. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 21:35 UTC |
Wahl BrentCFO
|
Tax withholdingCommon Stock | 11,164 | $5.50 | $61,402.00 |
DisclosureSEC source: 0001437749-23-021990 · rdgdoc.xml · nonDerivative · entry 1 Wahl Brent · CIK 0001843865 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,186,569 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on August 2, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
Vrattos William CDirector
|
Exercise / conversionSeries C Convertible Preferred Stock · Derivative | 16,114 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · derivative · entry 4 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 6,375,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
Vrattos William CDirector
|
Exercise / conversionSeries B Convertible Preferred Stock · Derivative | 8,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · derivative · entry 3 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 1,651,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
Vrattos William CDirector
|
Exercise / conversionSeries A Convertible Preferred Stock · Derivative | 18,234 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 3,646,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:28 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
York Tactical Energy Fund PIV-AN L.P.Director · 10% owner
Vrattos William CDirector
|
Exercise / conversionCommon Stock, $0.0001 par value | 11,674,227 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034645 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner York Tactical Energy Fund PIV-AN L.P. · CIK 0001777593 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 66,136,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · shares: See Exhibit 99.1 for text of footnote (5). F6 · price: See Exhibit 99.1 for text of footnote (6). F7 · balance_after: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:23 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
Exercise / conversionSeries C Convertible Preferred Stock · Derivative | 3,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034643 · form4.xml · derivative · entry 4 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 1,358,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:23 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
Exercise / conversionSeries B Convertible Preferred Stock · Derivative | 5,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034643 · form4.xml · derivative · entry 3 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 1,086,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:23 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
Exercise / conversionSeries A Convertible Preferred Stock · Derivative | 2,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034643 · form4.xml · derivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $ 0.0001 par value · 596,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (5). F4 · kind: See Exhibit 99.1 for text of footnote (4). F6 · price: See Exhibit 99.1 for text of footnote (6). F4 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (4). F4 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 17:23 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Greene John Winand JRDirector
Dillow JasonDirector
Desai PratikDirector
|
Exercise / conversionCommon Stock, $ 0.0001 par value | 3,040,963 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034643 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 12,610,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: See Exhibit 99.1 for text of footnote (4). F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · shares: See Exhibit 99.1 for text of footnote (5). F6 · price: See Exhibit 99.1 for text of footnote (6). F7 · balance_after: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 22:28 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 276,680 | $8.48 | $2,346,246.40 |
DisclosureSEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 5 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,178,509 F5 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units on July 12, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 22:28 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 703,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 4 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,455,189 F4 · shares: Represents restricted stock units that vested upon Issuer's achievement of a milestone-based performance criteria on July 12, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 22:28 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 2,032,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 3 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,752,064 F3 · shares: Represents restricted stock units that became earned to the Reporting Person upon Issuer's achievement of a milestone-based performance criteria on July 12, 2023. Such restricted stock units vest in three near-equal annual installments beginning on July 12, 2024. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 22:28 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 225,168 | $8.48 | $1,909,424.64 |
DisclosureSEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 2 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,720,064 F2 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on July 12, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 22:28 UTC |
Schatzman Matthew KDirector · CEO
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GrantCommon Stock | 578,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-019984 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,945,232 F1 · shares: Represents restricted shares of common stock that vested upon Issuer's achievement of an Issuer milestone on July 12, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 16:50 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.10% owner
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ConversionSeries B Convertible Preferred Stock · Derivative | 6,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034624 · form4.xml · derivative · entry 6 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 1,222,839 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The conversion price per share is $5.0021 and $5.0494 for the Series A Preferred Stock and Series B Preferred Stock, respectively, as adjusted pursuant to the applicable Certificate of Designations. F6 · kind: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F8 · price: Not applicable. F6 · derivative.exercise_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F6 · derivative.expiration_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F6 · derivative.underlying_shares: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Valinor Management, L.P. ("Valinor Management"), Valinor Capital Partners, L.P. ("Valinor Capital"), Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore"), Valinor Associates, LLC ("Associates"), and David Gallo. F2 · ownership.nature: Valinor Management serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Associates, which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except as otherwise disclosed herein and except to the extent of its or his pecuniary interest. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 16:50 UTC |
VALINOR MANAGEMENT, L.P.10% owner
Gallo David10% owner
Valinor Associates, LLC10% owner
VALINOR CAPITAL PARTNERS, L.P.10% owner
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ConversionSeries A Convertible Preferred Stock · Derivative | 4,614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-034624 · form4.xml · derivative · entry 5 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · 10% owner Gallo David · CIK 0001601013 · 10% owner Valinor Associates, LLC · CIK 0001713363 · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See notes Disclosed balance after: 0 Underlying: Common Stock, $0.0001 par value · 922,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The conversion price per share is $5.0021 and $5.0494 for the Series A Preferred Stock and Series B Preferred Stock, respectively, as adjusted pursuant to the applicable Certificate of Designations. F6 · kind: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F8 · price: Not applicable. F6 · derivative.exercise_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F6 · derivative.expiration_date: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F6 · derivative.underlying_shares: As reported in the FID 8-K, 4,614 shares of Series A and 6,175 shares of Series B Convertible Preferred Stock held by Valinor Capital Offshore will automatically convert into 922,821 and 1,222,839 shares of Common Stock, respectively, in the Mandatory Conversion. F1 · ownership.nature: This statement is being filed by the following Reporting Persons: Valinor Management, L.P. ("Valinor Management"), Valinor Capital Partners, L.P. ("Valinor Capital"), Valinor Capital Partners Offshore Master Fund, L.P. ("Valinor Capital Offshore"), Valinor Associates, LLC ("Associates"), and David Gallo. F2 · ownership.nature: Valinor Management serves as investment manager to Valinor Capital and Valinor Capital Offshore. David Gallo is the Founder, Managing Partner and Portfolio Manager of Valinor Management and is the managing member of Associates, which serves as general partner to Valinor Capital and Valinor Capital Offshore. Each of Valinor Management, Associates and David Gallo may be deemed to beneficially own the securities held by Valinor Capital and Valinor Capital Offshore and disclaims beneficial ownership of the reported equity securities, except to the extent of its or his pecuniary interest. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except as otherwise disclosed herein and except to the extent of its or his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.