Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed Feb 3, 2018 01:02 UTC |
Beer Marc DDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 127,513 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001209191-18-007242 · doc4.xml · derivative · entry 3 Beer Marc D · CIK 0001314575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,513 shares Expires 2024-06-29 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 30, 2014 and is fully vested. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 30, 2014 and is fully vested. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 01:02 UTC |
Beer Marc DDirector
|
GrantStock Option (Right to Buy) · Derivative | 80,356 | $0.00 Strike: $9.49 | $0.00 |
DisclosureSEC source: 0001209191-18-007242 · doc4.xml · derivative · entry 2 Beer Marc D · CIK 0001314575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,356 Underlying: Common Stock · 80,356 shares Expires 2020-01-31 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 20, 2013 and is fully vested. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 20, 2013 and is fully vested. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 01:02 UTC |
Beer Marc DDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 80,356 | $0.00 Strike: $9.49 | $0.00 |
DisclosureSEC source: 0001209191-18-007242 · doc4.xml · derivative · entry 1 Beer Marc D · CIK 0001314575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,356 shares Expires 2023-12-19 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 20, 2013 and is fully vested. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 20, 2013 and is fully vested. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:35 UTC |
Luthringer RemyDirector · CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $6.20 | $0.00 |
DisclosureSEC source: 0001209191-18-001965 · doc4.xml · derivative · entry 1 Luthringer Remy · CIK 0001610384 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-01-02 F1 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:42 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065962 · doc4.xml · derivative · entry 4 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:42 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
SaleCommon Stock | 1,661 | $5.80 | $9,633.80 |
DisclosureSEC source: 0001209191-17-065962 · doc4.xml · nonDerivative · entry 2 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,339 F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to the terms of that certain RSU Agreement between the Reporting Person and the Issuer, as reflected in this Form 4. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:42 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-065962 · doc4.xml · nonDerivative · entry 1 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:44 UTC |
Luthringer RemyDirector · CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065970 · doc4.xml · derivative · entry 5 Luthringer Remy · CIK 0001610384 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 18,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock F5 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. F5 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:44 UTC |
Luthringer RemyDirector · CEO
|
SaleCommon Stock | 2,194 | $5.85 | $12,834.90 |
DisclosureSEC source: 0001209191-17-065970 · doc4.xml · nonDerivative · entry 2 Luthringer Remy · CIK 0001610384 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,556 F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to the terms of that certain RSU Agreement between the Reporting Person and the Issuer, as reflected in this Form 4. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $5.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:44 UTC |
Luthringer RemyDirector · CEO
|
Exercise / conversionCommon Stock | 18,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-065970 · doc4.xml · nonDerivative · entry 1 Luthringer Remy · CIK 0001610384 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:43 UTC |
Reilly Joseph H.SVP & Chief Operating Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 8,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065967 · doc4.xml · derivative · entry 4 Reilly Joseph H. · CIK 0001610499 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 8,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock F4 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:43 UTC |
Reilly Joseph H.SVP & Chief Operating Officer
|
SaleCommon Stock | 2,906 | $5.80 | $16,854.80 |
DisclosureSEC source: 0001209191-17-065967 · doc4.xml · nonDerivative · entry 2 Reilly Joseph H. · CIK 0001610499 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,177 F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to the terms of that certain RSU Agreement between the Reporting Person and the Issuer, as reflected in this Form 4. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:43 UTC |
Reilly Joseph H.SVP & Chief Operating Officer
|
Exercise / conversionCommon Stock | 8,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-065967 · doc4.xml · nonDerivative · entry 1 Reilly Joseph H. · CIK 0001610499 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:38 UTC |
Race GeoffEVP, CFO & CBO
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065954 · doc4.xml · derivative · entry 4 Race Geoff · CIK 0001610382 · EVP, CFO & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock F5 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. F5 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:38 UTC |
Race GeoffEVP, CFO & CBO
|
SaleCommon Stock | 5,829 | $5.79 | $33,749.91 |
DisclosureSEC source: 0001209191-17-065954 · doc4.xml · nonDerivative · entry 2 Race Geoff · CIK 0001610382 · EVP, CFO & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,869 F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to the terms of that certain RSU Agreement between the Reporting Person and the Issuer, as reflected in this Form 4. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $5.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 21:38 UTC |
Race GeoffEVP, CFO & CBO
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-065954 · doc4.xml · nonDerivative · entry 1 Race Geoff · CIK 0001610382 · EVP, CFO & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 16:40 UTC |
Davidson MichaelChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-17-065958 · doc4.xml · derivative · entry 1 Davidson Michael · CIK 0001691467 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2027-12-13 F1 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:42 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-17-065962 · doc4.xml · derivative · entry 3 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2027-12-13 F3 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:44 UTC |
Luthringer RemyDirector · CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 350,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-17-065970 · doc4.xml · derivative · entry 4 Luthringer Remy · CIK 0001610384 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2027-12-13 F4 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:43 UTC |
Reilly Joseph H.SVP & Chief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-17-065967 · doc4.xml · derivative · entry 3 Reilly Joseph H. · CIK 0001610499 · SVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2027-12-13 F3 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:39 UTC |
Saoud JaySVP and Head of R&D
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 175,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-17-065956 · doc4.xml · derivative · entry 1 Saoud Jay · CIK 0001716202 · SVP and Head of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2027-12-13 F1 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 21:38 UTC |
Race GeoffEVP, CFO & CBO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-17-065954 · doc4.xml · derivative · entry 3 Race Geoff · CIK 0001610382 · EVP, CFO & CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2027-12-13 F4 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:51 UTC |
Russell Richard E.President
|
GrantEmployee Stock option (Right to Buy) · Derivative | 775,000 | $0.00 Strike: $6.05 | $0.00 |
DisclosureSEC source: 0001209191-17-065220 · doc4.xml · derivative · entry 2 Russell Richard E. · CIK 0001724897 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,000 Underlying: Common Stock · 775,000 shares Expires 2027-12-10 F2 · derivative.exercise_date: This option vested as to 25% of the shares on December 11, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:51 UTC |
Russell Richard E.President
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065220 · doc4.xml · nonDerivative · entry 1 Russell Richard E. · CIK 0001724897 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · shares: Represents shares of the Issuer's Common Stock underlying a time-based restricted stock unit award ("RSU"). The shares subject to this RSU will vest in four (4) equal annual installments commencing on the one-year anniversary of December 11, 2017, provided the Reporting Person has provided continuous service to the Issuer through the vesting date. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:47 UTC |
DOYLE WILLIAM FDirector
|
GrantOption Grant (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0001209191-17-065214 · doc4.xml · derivative · entry 1 DOYLE WILLIAM F · CIK 0001194459 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-12-10 F1 · derivative.exercise_date: The shares subject to this option will vest in equal monthly installments commencing on the date one month following December 10, 2017, subject to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| December 10, 2017 Filed Dec 12, 2017 21:48 UTC |
HASLER HANS PETERDirector
|
GrantOption Grant (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0001209191-17-065216 · doc4.xml · derivative · entry 1 HASLER HANS PETER · CIK 0001226286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-12-10 F1 · derivative.exercise_date: The shares subject to this option will vest in equal monthly installments commencing on the date one month following December 10, 2017, subject to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:37 UTC |
Saoud JaySVP and Head of R&D
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $6.45 | $0.00 |
DisclosureSEC source: 0001209191-17-051332 · doc4.xml · derivative · entry 1 Saoud Jay · CIK 0001716202 · SVP and Head of R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2017-08-31 F1 · derivative.exercise_date: This option vested as to 25% of the shares on September 1, 2018 and then in quarterly installments over 3 years thereafter. Read SEC document |
| August 29, 2017 Filed Sep 14, 2017 20:33 UTC |
JOHNSON & JOHNSON10% owner
|
OtherCommon Stock | 3,892,256 | $0.00 | $389.23 |
DisclosureSEC source: 0000904454-17-000612 · edgar.xml · nonDerivative · entry 1 JOHNSON & JOHNSON · CIK 0000200406 · 10% owner Johnson & Johnson Innovation - JJDC, Inc. · CIK 0000924020 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Johnson & Johnson Innovation - JJDC, Inc. Disclosed balance after: 0 F1 · kind: The shares were repurchased by the Issuer at their par value in connection with the amendment of a co-development and license agreement between the Issuer and an affiliate of Johnson & Johnson Innovation - JJDC, Inc. F1 · price: The shares were repurchased by the Issuer at their par value in connection with the amendment of a co-development and license agreement between the Issuer and an affiliate of Johnson & Johnson Innovation - JJDC, Inc. F2 · ownership.nature: The securities reported as being indirectly beneficially owned by the Reporting Person are directly beneficially owned by Johnson & Johnson Innovation - JJDC, Inc., a wholly-owned subsidiary of the Reporting Person. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:03 UTC |
Vandervelpen NicoDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046339 · doc4.xml · derivative · entry 6 Vandervelpen Nico · CIK 0001618165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2018-07-24 F3 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 1, 2017 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 1, 2017 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:03 UTC |
Vandervelpen NicoDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046339 · doc4.xml · derivative · entry 5 Vandervelpen Nico · CIK 0001618165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2027-05-31 F3 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 1, 2017 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. F3 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 1, 2017 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:03 UTC |
Vandervelpen NicoDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001209191-17-046339 · doc4.xml · derivative · entry 4 Vandervelpen Nico · CIK 0001618165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2018-07-24 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 16, 2016 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 16, 2016 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 16, 2016 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 16, 2016 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:03 UTC |
Vandervelpen NicoDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.20 | $0.00 |
DisclosureSEC source: 0001209191-17-046339 · doc4.xml · derivative · entry 3 Vandervelpen Nico · CIK 0001618165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2026-06-15 F2 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 16, 2016 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 16, 2016 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. F2 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 16, 2016 and provides for vesting in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 16, 2016 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:03 UTC |
Vandervelpen NicoDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.71 | $0.00 |
DisclosureSEC source: 0001209191-17-046339 · doc4.xml · derivative · entry 2 Vandervelpen Nico · CIK 0001618165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2018-07-24 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 4, 2015 and provides for vesting quarterly over 3 years beginning on December 4, 2015. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 4, 2015 and provides for vesting quarterly over 3 years beginning on December 4, 2015. Read SEC document |
| July 24, 2017 Filed Jul 26, 2017 21:03 UTC |
Vandervelpen NicoDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $4.71 | $0.00 |
DisclosureSEC source: 0001209191-17-046339 · doc4.xml · derivative · entry 1 Vandervelpen Nico · CIK 0001618165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-12-03 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 4, 2015 and provides for vesting quarterly over 3 years beginning on December 4, 2015. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on December 4, 2015 and provides for vesting quarterly over 3 years beginning on December 4, 2015. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:08 UTC |
VAN HEEK G JANDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037806 · doc4.xml · derivative · entry 1 VAN HEEK G JAN · CIK 0001021040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-05-31 F1 · derivative.exercise_date: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:39 UTC |
Laghrissi-Thode FouziaDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037752 · doc4.xml · derivative · entry 1 Laghrissi-Thode Fouzia · CIK 0001642015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-05-31 F1 · derivative.exercise_date: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:41 UTC |
Kupfer DavidDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037756 · doc4.xml · derivative · entry 1 Kupfer David · CIK 0001642053 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-05-31 F1 · derivative.exercise_date: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:43 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,250 | $0.00 Strike: $4.71 | $0.00 |
DisclosureSEC source: 0001209191-17-037768 · doc4.xml · derivative · entry 6 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,750 Underlying: Common Stock · 7,250 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested as to 25% of the shares on December 4, 2016 and then in quarterly installments over 3 years thereafter. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:43 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 14,381 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-17-037768 · doc4.xml · derivative · entry 5 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,143 Underlying: Common Stock · 14,381 shares Expires 2025-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested as to 25% of the shares on April 14, 2016 and then in quarterly installments over 3 years thereafter. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:43 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
SaleCommon Stock | 10,381 | $11.00 | $114,191.00 |
DisclosureSEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 4 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:43 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
SaleCommon Stock | 11,250 | $10.00 | $112,500.00 |
DisclosureSEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 3 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,381 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:43 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 7,250 | $4.71 | $34,147.50 |
DisclosureSEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 2 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:43 UTC |
Ahlholm Frederick WSVP, Chief Accounting Officer
|
Exercise / conversionCommon Stock | 14,381 | $5.19 | $74,637.39 |
DisclosureSEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 1 Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
Beer Marc DDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037741 · doc4.xml · derivative · entry 1 Beer Marc D · CIK 0001314575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-05-31 F1 · derivative.exercise_date: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:42 UTC |
Vandervelpen NicoDirector
|
GrantStock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001209191-17-037761 · doc4.xml · derivative · entry 1 Vandervelpen Nico · CIK 0001618165 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires 2027-05-31 F1 · derivative.exercise_date: The shares subject to this option vest in four equal quarterly installments at a rate of 1/4 of the total number of shares every three months, with the first 1/4 vesting on the date that is three months following June 1, 2017 and an additional 1/4 every three months thereafter, subject in each case to the continued service of the Reporting Person as a non-employee director as of such vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:33 UTC |
Levine Mark S.SVP,General Counsel & Sec.
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,500 | $0.00 Strike: $5.19 | $0.00 |
DisclosureSEC source: 0001209191-17-037738 · doc4.xml · derivative · entry 3 Levine Mark S. · CIK 0001617236 · SVP,General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,774 Underlying: Common Stock · 17,500 shares Expires 2025-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested as to 25% for the shares on April 14, 2016 and then in quarterly installments over 3 years thereafter. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:33 UTC |
Levine Mark S.SVP,General Counsel & Sec.
|
SaleCommon Stock | 17,500 | $11.00 | $192,500.00 |
DisclosureSEC source: 0001209191-17-037738 · doc4.xml · nonDerivative · entry 2 Levine Mark S. · CIK 0001617236 · SVP,General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:33 UTC |
Levine Mark S.SVP,General Counsel & Sec.
|
Exercise / conversionCommon Stock | 17,500 | $5.19 | $90,825.00 |
DisclosureSEC source: 0001209191-17-037738 · doc4.xml · nonDerivative · entry 1 Levine Mark S. · CIK 0001617236 · SVP,General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2017 Filed Mar 21, 2017 12:34 UTC |
Beer Marc DDirector
|
PurchaseCommon Stock | 25,000 | $7.89 | $197,250.00 |
DisclosureSEC source: 0001209191-17-021902 · doc4.xml · nonDerivative · entry 2 Beer Marc D · CIK 0001314575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.65 to $8.10, inclusive. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 12:34 UTC |
Beer Marc DDirector
|
PurchaseCommon Stock | 25,000 | $8.34 | $208,500.00 |
DisclosureSEC source: 0001209191-17-021902 · doc4.xml · nonDerivative · entry 1 Beer Marc D · CIK 0001314575 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.25 to $8.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.