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Ahlholm Frederick W

Disclosed activity across 1 company

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40883
SEC CIK
0001405279

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Minerva Neurosciences, Inc.NERV · Entity 6245SVP, CFO and SecretaryJune 03, 2026June 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Minerva Neurosciences, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.68 · Expires 2036-06-02Direct680,000 Reported balance After 2026-06-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 680,000 · Balance 680,000

F1: The option vests 25% on June 3, 2027 and then in equal quarterly installments over 3 years thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests 25% on June 3, 2027 and then in equal quarterly installments over 3 years thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 5, 2026 22:00 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 680,000 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001405279-26-000002 · form4-06052026_060613.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,000

Underlying: Common Stock · 680,000 shares

Expires 2036-06-02

F1 · derivative.exercise_date: The option vests 25% on June 3, 2027 and then in equal quarterly installments over 3 years thereafter.

Read SEC document
December 22, 2025 Filed Dec 23, 2025 21:15 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001405279-25-000004 · form4-12232025_041205.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2035-12-21

F1 · derivative.exercise_date: The option vests 25% on December 22, 2026 and then in equal quarterly installments over 3 years thereafter.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 22:45 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 47,500 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001415889-24-028540 · form4-12062024_051206.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2034-12-04

F1 · derivative.exercise_date: The option vests 25% on December 5, 2025 and then in equal quarterly installments over 3 years thereafter.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 20:32 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 42,850 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001209191-23-052204 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,850

Underlying: Common Stock · 42,850 shares

Expires 2033-10-03

F1 · derivative.exercise_date: The option vests 25% on October 4, 2024 and then in equal quarterly installments over 3 years thereafter.

Read SEC document
May 01, 2023 Filed May 2, 2023 22:13 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 3,580 $4.48 $16,038.40
Disclosure

SEC source: 0001209191-23-026678 · doc4.xml · nonDerivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,518

F2 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of the PRSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 28, 2023 Filed May 2, 2023 22:13 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantCommon Stock 19,843 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026678 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, CFO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,098

F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units ("PRSUs"), representing 50% of the shares underlying the PRSUs. On April 28, 2023, the Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition, which occurs upon FDA acceptance of a new drug application for roluperidone.

Read SEC document
December 13, 2022 Filed Dec 14, 2022 21:47 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 26,000 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0001209191-22-061237 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2032-12-12

F1 · derivative.exercise_date: The option vests 25% on December 13, 2023 and then in equal quarterly installments over 3 years thereafter.

Read SEC document
February 16, 2022 Filed Feb 18, 2022 21:36 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 180,000 $0.00 Strike: $0.79 $0.00
Disclosure

SEC source: 0001209191-22-011313 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2032-02-15

F1 · derivative.exercise_date: The option vests 25% on February 16, 2023 and then in equal quarterly installments over 3 years thereafter.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 01:29 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 1,845 $2.64 $4,870.80
Disclosure

SEC source: 0001209191-20-063922 · doc4.xml · nonDerivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,039

F2 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock grants.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 01:29 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-063922 · doc4.xml · derivative · entry 3

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

F3 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 01:29 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-063922 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 21:18 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 85,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001209191-20-054801 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2030-10-12

F1 · derivative.exercise_date: One-third of this option vests on December 31, 2021 and the balance vests on December 31, 2022.

Read SEC document
June 19, 2020 Filed Aug 17, 2020 20:25 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 137,784 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001209191-20-046947 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,784

Underlying: Common Stock · 137,784 shares

Expires 2029-12-31

F1 · derivative.exercise_date: This option was granted by Issuer's Board of Directors on December 31, 2019 contingent upon stockholder approval of an amendment and restatement of Issuer's equity incentive plan to increase the number of shares available for issuance under such plan, which was received on June 19, 2020. This option vests 25% on December 31, 2020 and then in quarterly installments over 3 years thereafter.

Read SEC document
May 26, 2020 Filed May 27, 2020 20:43 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 8,339 $15.00 $125,085.00
Disclosure

SEC source: 0001209191-20-032322 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,884

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:46 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 37,216 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001209191-20-001096 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,216

Underlying: Common Stock · 37,216 shares

Expires 2029-12-30

F1 · derivative.exercise_date: This option vests 25% on December 31, 2019 and then in quarterly installments over 3 years thereafter.

Read SEC document
December 17, 2019 Filed Dec 17, 2019 21:45 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 1,557 $7.10 $11,054.70
Disclosure

SEC source: 0001209191-19-060886 · doc4.xml · nonDerivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223

F2 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock grants.

Read SEC document
December 14, 2019 Filed Dec 17, 2019 21:45 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060886 · doc4.xml · derivative · entry 3

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

F3 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

Read SEC document
December 14, 2019 Filed Dec 17, 2019 21:45 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-060886 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 21:29 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 1,559 $7.46 $11,630.14
Disclosure

SEC source: 0001209191-18-063191 · doc4.xml · nonDerivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,780

F2 · kind: Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock grants.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:29 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063191 · doc4.xml · derivative · entry 3

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

F3 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:29 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-063191 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:38 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001209191-18-062458 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2028-12-10

F1 · derivative.exercise_date: This option vests 25% on December 11, 2019 and then in quarterly installments over 3 years thereafter.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 21:42 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065962 · doc4.xml · derivative · entry 4

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

F4 · derivative.expiration_date: Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 21:42 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 1,661 $5.80 $9,633.80
Disclosure

SEC source: 0001209191-17-065962 · doc4.xml · nonDerivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,339

F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to the terms of that certain RSU Agreement between the Reporting Person and the Issuer, as reflected in this Form 4.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 21:42 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065962 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 21:42 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-17-065962 · doc4.xml · derivative · entry 3

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2027-12-13

F3 · derivative.exercise_date: This option vests as to 25% of the shares on December 13, 2018 and then in quarterly installments over 3 years thereafter.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:43 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,250 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001209191-17-037768 · doc4.xml · derivative · entry 6

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,750

Underlying: Common Stock · 7,250 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested as to 25% of the shares on December 4, 2016 and then in quarterly installments over 3 years thereafter.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:43 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,381 $0.00 Strike: $5.19 $0.00
Disclosure

SEC source: 0001209191-17-037768 · doc4.xml · derivative · entry 5

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,143

Underlying: Common Stock · 14,381 shares

Expires 2025-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested as to 25% of the shares on April 14, 2016 and then in quarterly installments over 3 years thereafter.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:43 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 10,381 $11.00 $114,191.00
Disclosure

SEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 4

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:43 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 11,250 $10.00 $112,500.00
Disclosure

SEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 3

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,381

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:43 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionCommon Stock 7,250 $4.71 $34,147.50
Disclosure

SEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:43 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionCommon Stock 14,381 $5.19 $74,637.39
Disclosure

SEC source: 0001209191-17-037768 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 21:41 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $4.71 $0.00
Disclosure

SEC source: 0001209191-16-157015 · doc4.xml · derivative · entry 3

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 12,000 shares

Expires 2025-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested as to 25% of the shares on December 4, 2016 and then in quarterly installments over 3 years thereafter.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 21:41 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 SaleCommon Stock 17,000 $12.51 $212,670.00
Disclosure

SEC source: 0001209191-16-157015 · doc4.xml · nonDerivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 - $13.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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December 27, 2016 Filed Dec 29, 2016 21:41 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 Exercise / conversionCommon Stock 12,000 $4.71 $56,520.00
Disclosure

SEC source: 0001209191-16-157015 · doc4.xml · nonDerivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 14, 2016 Filed Dec 16, 2016 21:49 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantEmployee Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $13.45 $0.00
Disclosure

SEC source: 0001209191-16-155671 · doc4.xml · derivative · entry 2

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2026-12-13

F3 · derivative.exercise_price: The exercise price is the closing price of the Issuer's common stock on December 14, 2016.

F4 · derivative.exercise_date: This option shall vest as follows: 25% on December 14, 2017 and then in quarterly installments over 3 years thereafter.

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December 14, 2016 Filed Dec 16, 2016 21:49 UTC Minerva Neurosciences, Inc. NERV · Entity 6245 GrantRestricted Stock Unit · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155671 · doc4.xml · derivative · entry 1

Ahlholm Frederick W · CIK 0001405279 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: Represents shares issuable upon the vesting of restricted stock units ("RSUs") awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

F2 · derivative.expiration_date: Represents shares issuable upon the vesting of restricted stock units ("RSUs") awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.