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NEWMONT Corp /DE/

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1894
SEC CIK
0001164727
Parsed reports
2,137

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202606
Apr 202601
May 202603
Jun 202602
Jul 202601
Aug 202603
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2018 Filed Feb 28, 2018 22:07 UTC
Goldberg Gary JDirector · President and CEO
GrantCommon Stock, $1.60 par value 364,116 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000031 · edgar.xml · nonDerivative · entry 2

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,210

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:07 UTC
Goldberg Gary JDirector · President and CEO
GrantCommon Stock, $1.60 par value 61,095 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000031 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,094

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC Tax withholdingCommon Stock, $1.60 par value 2,440 $39.01 $95,184.40
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 4

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,650

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,547 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC Tax withholdingCommon Stock, $1.60 par value 37,145 $39.01 $1,449,026.45
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 3

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,090

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 84,458 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC GrantCommon Stock, $1.60 par value 84,458 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,235

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:09 UTC GrantCommon Stock, $1.60 par value 11,536 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000032 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,777

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:14 UTC
Gottesfeld Stephen PEVP and General Counsel
Tax withholdingCommon Stock, $1.60 par value 2,582 $39.01 $100,723.82
Disclosure

SEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 4

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,281

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,870 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:14 UTC
Gottesfeld Stephen PEVP and General Counsel
Tax withholdingCommon Stock, $1.60 par value 39,307 $39.01 $1,533,366.07
Disclosure

SEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 3

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,863

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 89,374 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:14 UTC
Gottesfeld Stephen PEVP and General Counsel
GrantCommon Stock, $1.60 par value 89,374 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 2

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,170

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:14 UTC
Gottesfeld Stephen PEVP and General Counsel
GrantCommont Stock, $1.60 par value 12,689 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000033 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,796

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:19 UTC
Engel E RandallEVP, Strategic Development
Tax withholdingCommon Stock, $1.60 par value 3,533 $39.01 $137,822.33
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 4

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,869

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,033 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:19 UTC
Engel E RandallEVP, Strategic Development
Tax withholdingCommon Stock, $1.60 par value 53,792 $39.01 $2,098,425.92
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,402

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 122,308 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:19 UTC
Engel E RandallEVP, Strategic Development
GrantCommon Stock, $1.60 par value 122,308 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,194

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:19 UTC
Engel E RandallEVP, Strategic Development
GrantCommon Stock, $1.60 par value 16,662 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000034 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,886

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:22 UTC Tax withholdingCommon Stock, $1.60 par value 905 $39.01 $35,304.05
Disclosure

SEC source: 0001164727-18-000035 · edgar.xml · nonDerivative · entry 4

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,285

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,464 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:22 UTC Tax withholdingCommon Stock, $1.60 par value 13,764 $39.01 $536,933.64
Disclosure

SEC source: 0001164727-18-000035 · edgar.xml · nonDerivative · entry 3

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,190

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 52,736 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:22 UTC GrantCommon Stock, $1.60 par value 52,736 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000035 · edgar.xml · nonDerivative · entry 2

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,954

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:22 UTC GrantCommon Stock, $1.60 par value 23,178 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000035 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,218

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:25 UTC
MacGowan William NEVP, Human Resources
Tax withholdingCommon Stock, $1.60 par value 2,405 $39.01 $93,819.05
Disclosure

SEC source: 0001164727-18-000036 · edgar.xml · nonDerivative · entry 4

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,219

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,468 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:25 UTC
MacGowan William NEVP, Human Resources
Tax withholdingCommon Stock, $1.60 par value 36,615 $39.01 $1,428,351.15
Disclosure

SEC source: 0001164727-18-000036 · edgar.xml · nonDerivative · entry 3

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,624

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 83,252 stock-settled restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:25 UTC
MacGowan William NEVP, Human Resources
GrantCommon Stock, $1.60 par value 83,252 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000036 · edgar.xml · nonDerivative · entry 2

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,239

Read SEC document
February 26, 2018 Filed Feb 28, 2018 22:25 UTC
MacGowan William NEVP, Human Resources
GrantCommon Stock, $1.60 par value 11,420 $0.00 $0.00
Disclosure

SEC source: 0001164727-18-000036 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,987

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:59 UTC
Kitlen JohnVP, Controller & CAO
Tax withholdingCommon Stock, $1.60 par value 1,075 $38.16 $41,016.63
Disclosure

SEC source: 0001164727-18-000012 · edgar.xml · nonDerivative · entry 1

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,068

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,333 stock-settled restricted stock units.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:02 UTC
Lawson Scott PEVP & Chief Technology Officer
Tax withholdingCommon Stock, $1.60 par value 2,440 $38.16 $93,098.20
Disclosure

SEC source: 0001164727-18-000014 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,256

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,447 stock-settled restricted stock units.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:05 UTC
Engel E RandallEVP, Strategic Development
Tax withholdingCommon Stock, $1.60 par value 3,752 $38.16 $143,157.56
Disclosure

SEC source: 0001164727-18-000016 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,224

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,473 stock-settled restricted stock units.

F2 · balance_after: The total includes 276 shares held prior to being designated as a Section 16 Officer which were inadvertently omitted from the reporting person's Form 3 and subsequent Form 4s.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:11 UTC Tax withholdingCommon Stock, $1.60 par value 3,072 $38.16 $117,212.16
Disclosure

SEC source: 0001164727-18-000018 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,040

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,768 stock-settled restricted stock units.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:21 UTC
Gottesfeld Stephen PEVP and General Counsel
Tax withholdingCommon Stock, $1.60 par value 2,786 $38.16 $106,299.83
Disclosure

SEC source: 0001164727-18-000022 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,107

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,233 stock-settled restricted stock units.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:19 UTC
MacGowan William NEVP, Human Resources
Tax withholdingCommon Stock, $1.60 par value 2,611 $38.16 $99,622.71
Disclosure

SEC source: 0001164727-18-000020 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,567

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,810 stock-settled restricted stock units.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:23 UTC
Goldberg Gary JDirector · President and CEO
Tax withholdingCommon Stock, $1.60 par value 14,097 $38.16 $537,871.04
Disclosure

SEC source: 0001164727-18-000024 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,999

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,053 stock-settled restricted stock units.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:25 UTC Tax withholdingCommon Stock, $1.60 par value 2,623 $38.16 $100,080.57
Disclosure

SEC source: 0001164727-18-000026 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,241

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,840 stock-settled restricted stock units.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:49 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 1,000 $40.23 $40,230.00
Disclosure

SEC source: 0001164727-18-000006 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 320,748

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:51 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 5,700 $40.23 $229,311.00
Disclosure

SEC source: 0001164727-18-000008 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,700

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:53 UTC SaleCommon Stock, $1.60 par value 1,250 $40.23 $50,287.50
Disclosure

SEC source: 0001164727-18-000010 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,112

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:49 UTC SaleCommon Stock, $1.60 par value 1,250 $37.89 $47,362.50
Disclosure

SEC source: 0001164727-18-000002 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,362

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:54 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 1,000 $37.89 $37,890.00
Disclosure

SEC source: 0001164727-18-000004 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 321,748

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: 178,634 of these shares were previously reported as directly beneficially owned but were transferred to a revocable trust for the benefit of the reporting person and his spouse on December 21, 2017.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 21:35 UTC
Lawson Scott PEVP & Chief Technology Officer
SaleCommon Stock, $1.60 par value 5,000 $37.72 $188,600.00
Disclosure

SEC source: 0001164727-17-000122 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,696

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

Read SEC document
December 21, 2017 Filed Dec 21, 2017 21:47 UTC
Gottesfeld Stephen PEVP and General Counsel
GiftCommon Stock, $1.60 par value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001164727-17-000120 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,893

F1 · shares: The transaction reported involved a gift by the reporting person of 2,000 shares of common stock to a charitable donor advised fund.

Read SEC document
December 20, 2017 Filed Dec 21, 2017 21:42 UTC SaleCommon Stock, $1.60 par value 10,250 $36.48 $373,920.00
Disclosure

SEC source: 0001164727-17-000118 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,864

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 22:33 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 1,000 $36.98 $36,980.00
Disclosure

SEC source: 0001164727-17-000115 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 144,114

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016, as amended on October 31, 2016.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 22:37 UTC SaleCommon Stock, $1.60 par value 1,250 $36.98 $46,225.00
Disclosure

SEC source: 0001164727-17-000116 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,612

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on May 18, 2017, as amended on May 24, 2017.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:13 UTC
Buese NancyEVP & CFO
Tax withholdingCommon Stock, $1.60 par value 8,033 $36.03 $289,388.83
Disclosure

SEC source: 0001164727-17-000102 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,152

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 18,494 stock-settled restricted stock units.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:18 UTC SaleCommon Stock, $1.60 par value 1,250 $36.44 $45,550.00
Disclosure

SEC source: 0001164727-17-000104 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,862

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on May 18, 2017, as amended on May 24, 2017.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:21 UTC
MacGowan William NEVP, Human Resources
SaleCommon Stock, $1.60 par value 5,000 $36.44 $182,200.00
Disclosure

SEC source: 0001164727-17-000106 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,178

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2017

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:27 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 5,000 $36.29 $181,461.00
Disclosure

SEC source: 0001164727-17-000108 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,893

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2017.

F2 · price: This transaction was executed in multiple trades at prices from $36.22 to $36.44. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:32 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 1,000 $36.44 $36,440.00
Disclosure

SEC source: 0001164727-17-000110 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 145,114

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016, as amended on October 31, 2016.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 20:37 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 5,700 $36.44 $207,708.00
Disclosure

SEC source: 0001164727-17-000112 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,400

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:15 UTC SaleCommon Stock, $1.60 par value 1,250 $37.35 $46,687.50
Disclosure

SEC source: 0001164727-17-000099 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,112

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on May 18, 2017, as amended on May 24, 2017.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:16 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 1,000 $37.35 $37,350.00
Disclosure

SEC source: 0001164727-17-000100 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 146,114

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 19, 2016, as amended on October 31, 2016.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:40 UTC
Lawson Scott PEVP & Chief Technology Officer
SaleCommon Stock, $1.60 par value 5,000 $37.85 $189,250.00
Disclosure

SEC source: 0001164727-17-000096 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,696

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

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September 20, 2017 Filed Sep 21, 2017 21:16 UTC SaleCommon Stock, $1.60 par value 10,250 $38.27 $392,267.50
Disclosure

SEC source: 0001164727-17-000094 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,114

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.