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NEM

NEWMONT Corp /DE/

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1894
SEC CIK
0001164727
Parsed reports
2,137

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202606
Apr 202601
May 202603
Jun 202602
Jul 202601
Aug 202603
Sep 202602
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 26, 2019 22:00 UTC
MacGowan William NEVP, Human Resources
GrantCommon Stock, $1.60 par value 90,756 $0.00 $0.00
Disclosure

SEC source: 0001164727-19-000038 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,028

Read SEC document
February 22, 2019 Filed Feb 26, 2019 22:02 UTC
Goldberg Gary JDirector · Chief Executive Officer
Tax withholdingCommon Stock, $1.60 par value 14,098 $36.73 $517,819.54
Disclosure

SEC source: 0001164727-19-000040 · edgar.xml · nonDerivative · entry 3

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,327

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,054 stock-settled restricted stock units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 22:02 UTC
Goldberg Gary JDirector · Chief Executive Officer
Tax withholdingCommon Stock, $1.60 par value 214,820 $36.73 $7,890,338.60
Disclosure

SEC source: 0001164727-19-000040 · edgar.xml · nonDerivative · entry 2

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,425

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 488,448 stock-settled restricted stock units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 22:02 UTC
Goldberg Gary JDirector · Chief Executive Officer
GrantCommon Stock, $1.60 par value 488,448 $0.00 $0.00
Disclosure

SEC source: 0001164727-19-000040 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,245

Read SEC document
February 20, 2019 Filed Feb 22, 2019 23:21 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 3,500 $35.06 $122,718.75
Disclosure

SEC source: 0001164727-19-000022 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,264

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.05 to $35.065. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:06 UTC
Palmer Thomas RonaldPresident and COO
SaleCommon Stock, $1.60 par value 1,250 $34.13 $42,662.50
Disclosure

SEC source: 0001164727-19-000018 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,610

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:08 UTC
Goldberg Gary JDirector · Chief Executive Officer
SaleCommon Stock, $1.60 par value 4,000 $34.13 $136,520.00
Disclosure

SEC source: 0001164727-19-000019 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 523,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 23:10 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 3,500 $35.03 $122,605.00
Disclosure

SEC source: 0001164727-19-000014 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,764

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into on April 30, 2018.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:12 UTC SaleCommon Stock, $1.60 par value 3,000 $34.43 $103,290.00
Disclosure

SEC source: 0001164727-19-000004 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,692

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:08 UTC
Goldberg Gary JDirector · Chief Executive Officer
SaleCommon Stock, $1.60 par value 4,000 $34.43 $137,720.00
Disclosure

SEC source: 0001164727-19-000002 · edgar.xml · nonDerivative · entry 2

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 527,788

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:17 UTC
Lawson Scott PEVP & Chief Technology Officer
SaleCommon Stock, $1.60 par value 5,000 $34.27 $171,367.50
Disclosure

SEC source: 0001164727-19-000008 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,091

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $33.95 to $34.57. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:21 UTC
Palmer Thomas RonaldPresident and COO
SaleCommon Stock, $1.60 par value 1,250 $34.43 $43,037.50
Disclosure

SEC source: 0001164727-19-000010 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,860

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:12 UTC Tax withholdingCommon Stock, $1.60 par value 139 $34.42 $4,784.38
Disclosure

SEC source: 0001164727-19-000004 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,692

F1 · shares: Due to the lapsing of restrictions on retirement eligible shares to cover the required withholding for FICA taxes. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with such change in ownership.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:08 UTC
Goldberg Gary JDirector · Chief Executive Officer
Tax withholdingCommon Stock, $1.60 par value 736 $34.42 $25,333.12
Disclosure

SEC source: 0001164727-19-000002 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,797

F1 · shares: Due to the lapsing of restrictions on retirement eligible shares to cover the required withholding for FICA taxes. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with such change in ownership.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:15 UTC
MacGowan William NEVP, Human Resources
Tax withholdingCommon Stock, $1.60 par value 138 $34.42 $4,749.96
Disclosure

SEC source: 0001164727-19-000006 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,272

F1 · shares: Due to the lapsing of restrictions on retirement eligible shares to cover the required withholding for FICA taxes. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

Read SEC document
December 28, 2018 Filed Feb 5, 2019 22:10 UTC
Engel E RandallEVP, Strategic Development
OtherCommon Stock, $1.60 par value 54,579 $0.00 $0.00
Disclosure

SEC source: 0001164727-19-000020 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,947

F1 · kind: Since the date of the reporting person's last ownership report on Form 4, 54,579 shares of the issuer's common stock, which were previously reported as directly beneficially owned by Mr. Engel, were transferred in an exempt transaction in accordance with an order entered under Colorado Revised Statute Title 14, Article 10.

Read SEC document
December 26, 2018 Filed Dec 28, 2018 21:53 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 3,500 $35.01 $122,547.95
Disclosure

SEC source: 0001164727-18-000179 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,764

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on April 30, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.01 to $35.025. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
December 26, 2018 Filed Jan 3, 2019 22:32 UTC Amendment
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 14,000 $35.01 $490,152.60
Disclosure

SEC source: 0001164727-19-000012 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,264

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · shares: On December 26, 2018, the reporting person's broker effected a sale pursuant to a previously adopted 10b5-1 plan, which was subsequently reported on Form 4 on December 28, 2018. Pursuant to the terms of that plan, 14,000 shares should have been sold on that date, however, due to broker error in effecting that transaction, only 3,500 shares were sold. Upon learning of this error, and without involvement or instruction from the reporting person, the broker engaged in its customary internal procedures to correct the error as of the date dictated by the 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $35.01 to $35.025. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

F2 · balance_after: On December 26, 2018, the reporting person's broker effected a sale pursuant to a previously adopted 10b5-1 plan, which was subsequently reported on Form 4 on December 28, 2018. Pursuant to the terms of that plan, 14,000 shares should have been sold on that date, however, due to broker error in effecting that transaction, only 3,500 shares were sold. Upon learning of this error, and without involvement or instruction from the reporting person, the broker engaged in its customary internal procedures to correct the error as of the date dictated by the 10b5-1 plan.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 11:51 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $32.88 $65,760.00
Disclosure

SEC source: 0001164727-18-000171 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 29,262

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: 28,120 of these shares were previously reported as directly benefically owned but were transferred to a revocable trust for the benefit of the reporting person and her spouse on November 14, 2018.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 11:55 UTC
Goldberg Gary JDirector · Chief Executive Officer
SaleCommon Stock, $1.60 par value 4,000 $32.88 $131,520.00
Disclosure

SEC source: 0001164727-18-000173 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 531,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 11:58 UTC SaleCommon Stock, $1.60 par value 3,000 $32.88 $98,640.00
Disclosure

SEC source: 0001164727-18-000175 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 03, 2018 Filed Dec 6, 2018 12:02 UTC
Palmer Thomas RonaldPresident and COO
SaleCommon Stock, $1.60 par value 1,250 $32.88 $41,100.00
Disclosure

SEC source: 0001164727-18-000177 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,110

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:42 UTC
Palmer Thomas RonaldPresident and COO
SaleCommon Stock, $1.60 par value 1,250 $31.51 $39,387.50
Disclosure

SEC source: 0001164727-18-000161 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,360

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:46 UTC SaleCommon Stock, $1.60 par value 3,000 $31.51 $94,530.00
Disclosure

SEC source: 0001164727-18-000163 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:50 UTC
Buese NancyEVP & CFO
Tax withholdingCommon Stock, $1.60 par value 22,078 $31.72 $700,314.16
Disclosure

SEC source: 0001164727-18-000165 · edgar.xml · nonDerivative · entry 2

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,499

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 50,198 stock-settled restricted stock units.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:50 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $31.51 $63,020.00
Disclosure

SEC source: 0001164727-18-000165 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 3,142

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:54 UTC
MacGowan William NEVP, Human Resources
SaleCommon Stock, $1.60 par value 5,000 $31.44 $157,207.00
Disclosure

SEC source: 0001164727-18-000167 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,410

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $31.438 to $31.48. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2018 Filed Nov 2, 2018 20:58 UTC
Goldberg Gary JDirector · Chief Executive Officer
SaleCommon Stock, $1.60 par value 4,000 $31.51 $126,040.00
Disclosure

SEC source: 0001164727-18-000169 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 535,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:30 UTC SaleCommon Stock, $1.60 par value 1,250 $30.20 $37,750.00
Disclosure

SEC source: 0001164727-18-000151 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,610

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:32 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $30.20 $60,400.00
Disclosure

SEC source: 0001164727-18-000153 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 5,142

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:34 UTC SaleCommon Stock, $1.60 par value 3,000 $30.20 $90,600.00
Disclosure

SEC source: 0001164727-18-000155 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:37 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,000 $30.20 $120,800.00
Disclosure

SEC source: 0001164727-18-000157 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 539,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:40 UTC
Lawson Scott PEVP & Chief Technology Officer
SaleCommon Stock, $1.60 par value 5,000 $30.04 $150,185.00
Disclosure

SEC source: 0001164727-18-000159 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,091

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.02 to $30.09. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:24 UTC SaleCommon Stock, $1.60 par value 1,250 $30.53 $38,162.50
Disclosure

SEC source: 0001164727-18-000143 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,860

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:32 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $30.53 $61,060.00
Disclosure

SEC source: 0001164727-18-000145 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 7,142

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:34 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,000 $30.53 $122,120.00
Disclosure

SEC source: 0001164727-18-000147 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 543,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 20:44 UTC SaleCommon Stock, $1.60 par value 3,000 $30.53 $91,590.00
Disclosure

SEC source: 0001164727-18-000149 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 15, 2018 Filed Sep 6, 2018 20:44 UTC OtherPhantom Stock · Derivative 34 $33.05 $1,123.70
Disclosure

SEC source: 0001164727-18-000149 · edgar.xml · derivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Commom Stock · 34 shares

Expires not disclosed

F2 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F3 · kind: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F4 · shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.

F3 · derivative.exercise_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F3 · derivative.expiration_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F4 · derivative.underlying_shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.

Read SEC document
August 15, 2018 Filed Dec 28, 2018 21:53 UTC
Gottesfeld Stephen PEVP and General Counsel
OtherPhantom Stock · Derivative 170 $33.05 $5,618.50
Disclosure

SEC source: 0001164727-18-000179 · edgar.xml · derivative · entry 2

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170 shares

Expires not disclosed

F3 · derivative.exercise_price: Convertible on a 1-for-1 basis

F4 · kind: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F5 · shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.

F4 · derivative.exercise_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F4 · derivative.expiration_date: Shares of phantom stock, payable in cash under the terms of the Savings Equalization Plan of the Corporation, were reallocated following the elimination of the Newmont Stock Fund as an investment option under the Savings Equalization Plan. No volitional sales or transfers of Newmont securities were made by the reporting person in connection with the above reported change in ownership.

F5 · derivative.underlying_shares: The number of phantom stock reported is based on the Corporation's estimation of the share value correlated with the number of units in the Savings Equalization Plan of the Corporation. Fluctuation in share estimation since the filing of the Form 4 reporting the acquisition of the phantom stock reflects changes in the stock price rather than investments or dispositions of units within the Savings Equalization Plan.

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August 01, 2018 Filed Aug 3, 2018 20:17 UTC SaleCommon Stock, $1.60 par value 3,000 $36.45 $109,350.00
Disclosure

SEC source: 0001164727-18-000124 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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August 01, 2018 Filed Aug 3, 2018 20:18 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 3,500 $36.27 $126,945.00
Disclosure

SEC source: 0001164727-18-000125 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,264

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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August 01, 2018 Filed Aug 3, 2018 20:21 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,000 $36.45 $145,800.00
Disclosure

SEC source: 0001164727-18-000127 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 547,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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August 01, 2018 Filed Aug 3, 2018 20:25 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $36.45 $72,900.00
Disclosure

SEC source: 0001164727-18-000129 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 9,142

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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July 02, 2018 Filed Jul 3, 2018 20:35 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 2,000 $37.47 $74,940.00
Disclosure

SEC source: 0001164727-18-000116 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 11,142

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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July 02, 2018 Filed Jul 3, 2018 20:38 UTC SaleCommon Stock, $1.60 par value 3,000 $37.47 $112,410.00
Disclosure

SEC source: 0001164727-18-000117 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, S&ER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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July 02, 2018 Filed Jul 3, 2018 20:43 UTC
Gottesfeld Stephen PEVP and General Counsel
SaleCommon Stock, $1.60 par value 3,500 $37.32 $130,622.10
Disclosure

SEC source: 0001164727-18-000118 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,764

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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July 02, 2018 Filed Jul 3, 2018 20:52 UTC
Lawson Scott PEVP & Chief Technology Officer
SaleCommon Stock, $1.60 par value 5,000 $37.34 $186,697.00
Disclosure

SEC source: 0001164727-18-000119 · edgar.xml · nonDerivative · entry 1

Lawson Scott P · CIK 0001636022 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,091

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $37.27 to $37.44. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

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July 02, 2018 Filed Jul 3, 2018 20:56 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,000 $37.47 $149,880.00
Disclosure

SEC source: 0001164727-18-000120 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 551,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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June 01, 2018 Filed Jun 5, 2018 20:09 UTC SaleCommon Stock, $1.60 par value 1,250 $38.88 $48,600.00
Disclosure

SEC source: 0001164727-18-000102 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,110

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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June 01, 2018 Filed Jun 5, 2018 20:14 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,000 $38.88 $155,520.00
Disclosure

SEC source: 0001164727-18-000104 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gary J and Beth A Goldberg Revocable Trust

Disclosed balance after: 555,788

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.