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Nasdaq · USD

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NOODLES & Co

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6874
SEC CIK
0001275158
Parsed reports
335

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2021 Filed May 14, 2021 20:30 UTC PurchaseClass A Common Stock 1,000 $11.00 $11,002.90
Disclosure

SEC source: 0001275158-21-000077 · wf-form4_162102418148826.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,860

Read SEC document
April 30, 2021 Filed May 5, 2021 00:26 UTC
Lockhart Kathryn RaeChief Accounting Officer
Exercise / conversionClass A Common Stock · Derivative 2,500 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001275158-21-000075 · wf-form4_162017435802149.xml · derivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 5, 2021 00:26 UTC
Lockhart Kathryn RaeChief Accounting Officer
SaleClass A Common Stock 2,500 $12.00 $30,000.00
Disclosure

SEC source: 0001275158-21-000075 · wf-form4_162017435802149.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,197

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
April 30, 2021 Filed May 5, 2021 00:26 UTC
Lockhart Kathryn RaeChief Accounting Officer
Exercise / conversionClass A Common Stock 2,500 $5.80 $14,500.00
Disclosure

SEC source: 0001275158-21-000075 · wf-form4_162017435802149.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:50 UTC GrantClass A Common Stock 5,298 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000070 · wf-form4_161973661247611.xml · nonDerivative · entry 1

MADSEN ANDREW H · CIK 0001170840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,652

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:50 UTC GrantClass A Common Stock 9,633 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000069 · wf-form4_161973658715259.xml · nonDerivative · entry 1

JONES JEFFREY W · CIK 0001265321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,954

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:51 UTC GrantClass A Common Stock 5,298 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000072 · wf-form4_161973666514642.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,860

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:49 UTC GrantClass A Common Stock 5,298 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000068 · wf-form4_161973656753240.xml · nonDerivative · entry 1

Hartnett Robert M. · CIK 0001680495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,298

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:50 UTC GrantClass A Common Stock 5,298 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000071 · wf-form4_161973664027910.xml · nonDerivative · entry 1

Schreiber Elisa · CIK 0001795154 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,860

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, upon appointment, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to the director. The RSU's settle in common stock on the date of grant.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 22:49 UTC
Egan MaryDirector
GrantClass A Common Stock 5,298 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000067 · wf-form4_161973654318262.xml · nonDerivative · entry 1

Egan Mary · CIK 0001713652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,652

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 17:54 UTC
Pool StaceyChief Marketing Officer
Tax withholdingClass A Common Stock 2,517 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000048 · wf-form4_161601804017209.xml · nonDerivative · entry 2

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,720

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 17:54 UTC
Pool StaceyChief Marketing Officer
GrantClass A Common Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000048 · wf-form4_161601804017209.xml · nonDerivative · entry 1

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,237

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

F2 · balance_after: 44,526 Performance RSUs previously reported in Table I of Form 4 filed on 3/17/2020 are being removed from the reporting person's holdings until such time as the performance RSUs vest.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 17:55 UTC
WEST THOMAS BChief Operating Officer
Tax withholdingClass A Common Stock 2,313 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000049 · wf-form4_161601808026276.xml · nonDerivative · entry 2

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,772

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 17:55 UTC
WEST THOMAS BChief Operating Officer
GrantClass A Common Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000049 · wf-form4_161601808026276.xml · nonDerivative · entry 1

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,085

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

F1 · balance_after: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

F2 · balance_after: 41,901 Performance RSUs previously reported in Table I of Form 4s filed on 7/5/2019 and 3/17/2020 are being removed from the reporting person's holdings until such time as the performance RSUs vest.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:56 UTC
Petersen SueEVP-Inclusion, Divers, People
Tax withholdingClass A Common Stock 1,058 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000053 · wf-form4_161601817706183.xml · nonDerivative · entry 2

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,237

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:56 UTC
Petersen SueEVP-Inclusion, Divers, People
GrantClass A Common Stock 4,180 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000053 · wf-form4_161601817706183.xml · nonDerivative · entry 1

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,295

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:56 UTC
Kline CoreyEVP - Technology
Tax withholdingClass A Common Stock 1,058 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000052 · wf-form4_161601815851723.xml · nonDerivative · entry 2

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,220

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:56 UTC
Kline CoreyEVP - Technology
GrantClass A Common Stock 4,180 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000052 · wf-form4_161601815851723.xml · nonDerivative · entry 1

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,278

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:55 UTC
Lockhart Kathryn RaeChief Accounting Officer
Tax withholdingClass A Common Stock 1,846 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000051 · wf-form4_161601813644850.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,197

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:55 UTC
Lockhart Kathryn RaeChief Accounting Officer
GrantClass A Common Stock 4,180 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000051 · wf-form4_161601813644850.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,043

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:55 UTC
Heidman MelissaEVP & General Counsel
Tax withholdingClass A Common Stock 2,242 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000050 · wf-form4_161601810744827.xml · nonDerivative · entry 2

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,116

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:55 UTC
Heidman MelissaEVP & General Counsel
GrantClass A Common Stock 11,705 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000050 · wf-form4_161601810744827.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,358

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

F2 · balance_after: 41,493 Performance Restricted Stock Units RSUs previously reported in Table I of Form 4s filed on 7/5/2019 and 3/17/2020 are being removed from the reporting person's holdings until such time as the performance RSUs vest.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:53 UTC
Lukach Carl EChief Financial Officer
GrantClass A Common Stock 13,377 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000047 · wf-form4_161601801861278.xml · nonDerivative · entry 1

Lukach Carl E · CIK 0001834677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,955

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:53 UTC
Boennighausen David JamesDirector · Chief Executive Officer
Tax withholdingClass A Common Stock 7,660 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000046 · wf-form4_161601799226608.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,915

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:53 UTC
Boennighausen David JamesDirector · Chief Executive Officer
GrantClass A Common Stock 40,133 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000046 · wf-form4_161601799226608.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,575

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

F2 · balance_after: 132,459 Performance RSUs previously reported in Table I of Form 4s filed on 7/5/2019 and 3/17/2020 are being removed from the reporting person's holdings until such time as the performance RSUs vest.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:57 UTC
Lockhart Kathryn RaeChief Accounting Officer
SaleClass A Common Stock 5,961 $10.24 $61,040.64
Disclosure

SEC source: 0001275158-21-000021 · wf-form4_161472582972959.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,863

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.15 to $10.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:50 UTC PurchaseClass A Common Stock 4,761 $10.62 $50,552.77
Disclosure

SEC source: 0001275158-21-000027 · wf-form4_161481179533740.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:57 UTC
Heidman MelissaEVP & General Counsel
SaleClass A Common Stock 6,201 $10.11 $62,692.11
Disclosure

SEC source: 0001275158-21-000020 · wf-form4_161472580844366.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,827

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.00 to $10.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:56 UTC
Boennighausen David JamesDirector · Chief Executive Officer
SaleClass A Common Stock 5,298 $10.12 $53,615.76
Disclosure

SEC source: 0001275158-21-000019 · wf-form4_161472578499844.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,901

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $___ to $___, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:25 UTC
Heidman MelissaEVP & General Counsel
SaleClass A Common Stock 200 $10.00 $2,000.00
Disclosure

SEC source: 0001275158-21-000009 · wf-form4_161420191572416.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,028

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:25 UTC
Boennighausen David JamesDirector · Chief Executive Officer
SaleClass A Common Stock 300 $10.00 $3,000.00
Disclosure

SEC source: 0001275158-21-000008 · wf-form4_161420187312317.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,199

Read SEC document
February 16, 2021 Filed Feb 18, 2021 23:35 UTC
Heidman MelissaEVP & General Counsel
SaleRestricted Stock Units 24 $10.00 $240.00
Disclosure

SEC source: 0001275158-21-000005 · wf-form4_161369130437120.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
February 12, 2021 Filed Feb 18, 2021 00:01 UTC SaleCall Options (obligation to sell) · Derivative 111 $84.50 Strike: $12.50 $9,379.50
Disclosure

SEC source: 0001209191-21-011505 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111

Underlying: Class A Common Stock · 11,100 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
February 11, 2021 Filed Feb 11, 2021 23:33 UTC SaleCall Options (obligation to sell) · Derivative 2,025 $80.02 Strike: $12.50 $162,040.50
Disclosure

SEC source: 0001209191-21-009844 · doc4.xml · derivative · entry 5

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025

Underlying: Class A Common Stock · 202,500 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 23:33 UTC SaleCall Options (obligation to sell) · Derivative 6,441 $76.36 Strike: $12.50 $491,834.76
Disclosure

SEC source: 0001209191-21-009844 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,441

Underlying: Class A Common Stock · 644,100 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 23:33 UTC SaleCall Options (obligation to sell) · Derivative 214 $75.00 Strike: $12.50 $16,050.00
Disclosure

SEC source: 0001209191-21-009844 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214

Underlying: Class A Common Stock · 21,400 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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February 08, 2021 Filed Feb 9, 2021 00:02 UTC SaleCall Options (obligation to sell) · Derivative 800 $70.00 Strike: $12.50 $56,000.00
Disclosure

SEC source: 0001209191-21-008609 · doc4.xml · derivative · entry 5

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Class A Common Stock · 80,000 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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February 05, 2021 Filed Feb 9, 2021 00:02 UTC SaleCall Options (obligation to sell) · Derivative 181 $70.00 Strike: $12.50 $12,670.00
Disclosure

SEC source: 0001209191-21-008609 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181

Underlying: Class A Common Stock · 18,100 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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February 04, 2021 Filed Feb 9, 2021 00:02 UTC SaleCall Options (obligation to sell) · Derivative 81 $70.00 Strike: $12.50 $5,670.00
Disclosure

SEC source: 0001209191-21-008609 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Class A Common Stock · 8,100 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 29, 2021 Filed Feb 1, 2021 22:09 UTC SaleCall Options (obligation to sell) · Derivative 207 $75.00 Strike: $12.50 $15,525.00
Disclosure

SEC source: 0001209191-21-006510 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

Underlying: Class A Common Stock · 20,700 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 28, 2021 Filed Feb 1, 2021 22:09 UTC SaleCall Options (obligation to sell) · Derivative 10 $75.00 Strike: $12.50 $750.00
Disclosure

SEC source: 0001209191-21-006510 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

Underlying: Class A Common Stock · 1,000 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 27, 2021 Filed Jan 27, 2021 22:36 UTC SaleCall Options (obligation to sell) · Derivative 112 $75.00 Strike: $12.50 $8,400.00
Disclosure

SEC source: 0001209191-21-005733 · doc4.xml · derivative · entry 5

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Class A Common Stock · 11,200 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 26, 2021 Filed Jan 27, 2021 22:36 UTC SaleCall Options (obligation to sell) · Derivative 150 $75.00 Strike: $12.50 $11,250.00
Disclosure

SEC source: 0001209191-21-005733 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Class A Common Stock · 15,000 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 25, 2021 Filed Jan 27, 2021 22:36 UTC SaleCall Options (obligation to sell) · Derivative 478 $75.27 Strike: $12.50 $35,979.06
Disclosure

SEC source: 0001209191-21-005733 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478

Underlying: Class A Common Stock · 47,800 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 14, 2021 Filed Jan 14, 2021 22:29 UTC SaleCall Options (obligation to sell) · Derivative 1,315 $74.98 Strike: $12.50 $98,598.70
Disclosure

SEC source: 0001209191-21-003666 · doc4.xml · derivative · entry 5

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315

Underlying: Class A Common Stock · 131,500 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 13, 2021 Filed Jan 14, 2021 22:29 UTC SaleCall Options (obligation to sell) · Derivative 200 $70.00 Strike: $12.50 $14,000.00
Disclosure

SEC source: 0001209191-21-003666 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Underlying: Class A Common Stock · 20,000 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 12, 2021 Filed Jan 14, 2021 22:29 UTC SaleCall Options (obligation to sell) · Derivative 227 $70.64 Strike: $12.50 $16,035.28
Disclosure

SEC source: 0001209191-21-003666 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

Underlying: Class A Common Stock · 22,700 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 07, 2021 Filed Jan 8, 2021 22:15 UTC SaleCall Options (obligation to sell) · Derivative 336 $70.00 Strike: $12.50 $23,520.00
Disclosure

SEC source: 0001209191-21-002761 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336

Underlying: Class A Common Stock · 33,600 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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January 06, 2021 Filed Jan 8, 2021 22:15 UTC SaleCall Options (obligation to sell) · Derivative 230 $65.64 Strike: $12.50 $15,097.20
Disclosure

SEC source: 0001209191-21-002761 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Underlying: Class A Common Stock · 23,000 shares

Expires 2021-08-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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December 30, 2020 Filed Jan 4, 2021 16:20 UTC
Pool StaceyChief Marketing Officer
Tax withholdingClass A Common Stock 666 $7.99 $5,321.34
Disclosure

SEC source: 0001275158-21-000002 · wf-form4_160979521524450.xml · nonDerivative · entry 1

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,386

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.