NDLS

SEC source: 0001275158-22-000027 · wf-form4_164747194686728.xml · nonDerivative · entry 1

Lukach Carl E · CIK 0001834677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,977

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

SEC source: 0001275158-22-000033 · wf-form4_164747207346625.xml · nonDerivative · entry 2

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,033

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-22-000033 · wf-form4_164747207346625.xml · nonDerivative · entry 1

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,244

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

SEC source: 0001275158-22-000032 · wf-form4_164747205350331.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,516

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-22-000032 · wf-form4_164747205350331.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,457

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

SEC source: 0001275158-22-000031 · wf-form4_164747203255222.xml · nonDerivative · entry 2

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,360

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-22-000031 · wf-form4_164747203255222.xml · nonDerivative · entry 1

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,630

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

SEC source: 0001275158-22-000030 · wf-form4_164747200210282.xml · nonDerivative · entry 2

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,043

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-22-000030 · wf-form4_164747200210282.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,123

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

SEC source: 0001275158-22-000026 · wf-form4_164747192309796.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,275

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-22-000026 · wf-form4_164747192309796.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,835

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

SEC source: 0001275158-22-000017 · wf-form4_164728919102154.xml · nonDerivative · entry 1

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,832

SEC source: 0001275158-22-000014 · wf-form4_164696477282988.xml · nonDerivative · entry 1

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,332

SEC source: 0001275158-22-000011 · wf-form4_164634192275959.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,040

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.68 to $6.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

SEC source: 0001275158-22-000012 · wf-form4_164634195602669.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,291

SEC source: 0001275158-22-000008 · wf-form4_164616932570153.xml · nonDerivative · entry 1

JONES JEFFREY W · CIK 0001265321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,954

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.83 to $6.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

SEC source: 0001275158-22-000002 · wf-form4_164142129106691.xml · nonDerivative · entry 1

Pool Stacey · CIK 0001797448 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,057

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000125 · wf-form4_163891675703724.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.46 to $10.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

SEC source: 0001275158-21-000123 · wf-form4_163847998454015.xml · nonDerivative · entry 1

Lukach Carl E · CIK 0001834677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,046

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001209191-21-065853 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379

Underlying: Class A Common Stock · 137,900 shares

Expires 2022-05-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-21-065853 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2022-05-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-21-000118 · wf-form4_163640706709449.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,890

SEC source: 0001209191-21-060747 · doc4.xml · nonDerivative · entry 2

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,699,148

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-21-060747 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,734,411

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-21-057989 · doc4.xml · nonDerivative · entry 2

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750,057

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-21-057989 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753,356

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-21-000112 · wf-form4_163243193857867.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,440

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000109 · wf-form4_163122330840001.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,060

SEC source: 0001209191-21-050185 · doc4.xml · derivative · entry 4

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445

Underlying: Class A Common Stock · 44,500 shares

Expires 2022-02-18

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-21-050185 · doc4.xml · derivative · entry 3

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116

Underlying: Class A Common Stock · 11,600 shares

Expires 2022-02-18

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-21-000099 · wf-form4_162514064576593.xml · nonDerivative · entry 3

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,332

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000098 · wf-form4_162514062566347.xml · nonDerivative · entry 3

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,141

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000097 · wf-form4_162514060113115.xml · nonDerivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,354

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000096 · wf-form4_162514058280362.xml · nonDerivative · entry 3

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,527

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000095 · wf-form4_162514056387397.xml · nonDerivative · entry 3

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,433

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000094 · wf-form4_162514054621285.xml · nonDerivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,163

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000099 · wf-form4_162514064576593.xml · nonDerivative · entry 2

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,575

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000098 · wf-form4_162514062566347.xml · nonDerivative · entry 2

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,406

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000097 · wf-form4_162514060113115.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,438

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000096 · wf-form4_162514058280362.xml · nonDerivative · entry 2

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,394

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000095 · wf-form4_162514056387397.xml · nonDerivative · entry 2

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,707

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000094 · wf-form4_162514054621285.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,053

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000099 · wf-form4_162514064576593.xml · nonDerivative · entry 1

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,981

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000098 · wf-form4_162514062566347.xml · nonDerivative · entry 1

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,735

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000097 · wf-form4_162514060113115.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,861

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000096 · wf-form4_162514058280362.xml · nonDerivative · entry 1

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,722

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000095 · wf-form4_162514056387397.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,412

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000094 · wf-form4_162514054621285.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,081

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-21-000081 · wf-form4_162465464952930.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,177

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

SEC source: 0001275158-21-000079 · wf-form4_162266714083100.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,522

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended