Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 62 | $282.74 Strike: $7.50 | $17,529.88 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 10 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,831 Underlying: Class A Common Stock · 6,200 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 557 | $280.00 Strike: $7.50 | $155,960.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 9 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,769 Underlying: Class A Common Stock · 55,700 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut Option (obligation to buy) · Derivative | 69 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 8 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,212 Underlying: Class A Common Stock · 6,900 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 25, 2023 Filed Apr 26, 2023 23:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherClass A Common Stock, $0.01 par value | 6,900 | $7.50 | $51,750.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,138,504 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 271 | $280.00 Strike: $7.50 | $75,880.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,281 Underlying: Class A Common Stock · 27,100 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherPut Option (obligation to buy) · Derivative | 28 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171 Underlying: Class A Common Stock · 2,800 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 23:14 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
OtherClass A Common Stock, $0.01 par value | 2,800 | $7.50 | $21,000.00 |
DisclosureSEC source: 0001209191-23-025750 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,131,604 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| April 06, 2023 Filed Apr 11, 2023 22:00 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseClass A Common Stock, $0.01 par value | 1,833 | $4.63 | $8,490.09 |
DisclosureSEC source: 0001209191-23-024041 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,804 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 22:04 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 10 | $280.00 Strike: $7.50 | $2,800.00 |
DisclosureSEC source: 0001209191-23-021924 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10 Underlying: Class A Common Stock · 1,000 shares Expires 2023-11-17 Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 22:04 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 24 | $290.00 Strike: $7.50 | $6,960.00 |
DisclosureSEC source: 0001209191-23-021924 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24 Underlying: Class A Common Stock · 2,400 shares Expires 2023-11-17 Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 22:04 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseClass A Common Stock, $0.01 par value | 5,000 | $4.64 | $23,175.00 |
DisclosureSEC source: 0001209191-23-021924 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,126,971 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 17, 2023 Filed Mar 22, 2023 00:55 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
PurchaseClass A Common Stock, $0.01 par value | 100,000 | $4.64 | $464,000.00 |
DisclosureSEC source: 0001209191-23-020424 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,971 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
Pool StaceyChief Marketing Officer
|
Tax withholdingClass A Common Stock | 8,469 | $5.09 | $43,107.21 |
DisclosureSEC source: 0001275158-23-000023 · wf-form4_167891958212761.xml · nonDerivative · entry 4 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,079 F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
Pool StaceyChief Marketing Officer
|
GrantClass A Common Stock | 29,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000023 · wf-form4_167891958212761.xml · nonDerivative · entry 3 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,548 F3 · shares: On March 14, 2020, the Reporting Person was granted PSUs, the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
Pool StaceyChief Marketing Officer
|
Tax withholdingClass A Common Stock | 5,366 | $5.09 | $27,312.94 |
DisclosureSEC source: 0001275158-23-000023 · wf-form4_167891958212761.xml · nonDerivative · entry 2 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,389 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
Pool StaceyChief Marketing Officer
|
GrantClass A Common Stock | 31,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000023 · wf-form4_167891958212761.xml · nonDerivative · entry 1 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,755 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
WEST THOMAS BChief Operating Officer
|
Tax withholdingClass A Common Stock | 7,413 | $5.09 | $37,732.17 |
DisclosureSEC source: 0001275158-23-000024 · wf-form4_167891959876430.xml · nonDerivative · entry 4 WEST THOMAS B · CIK 0001716280 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,323 F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
WEST THOMAS BChief Operating Officer
|
GrantClass A Common Stock | 25,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000024 · wf-form4_167891959876430.xml · nonDerivative · entry 3 WEST THOMAS B · CIK 0001716280 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,736 F3 · shares: On March 14, 2020, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
WEST THOMAS BChief Operating Officer
|
Tax withholdingClass A Common Stock | 5,023 | $5.09 | $25,567.07 |
DisclosureSEC source: 0001275158-23-000024 · wf-form4_167891959876430.xml · nonDerivative · entry 2 WEST THOMAS B · CIK 0001716280 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,223 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 18:33 UTC |
WEST THOMAS BChief Operating Officer
|
GrantClass A Common Stock | 31,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000024 · wf-form4_167891959876430.xml · nonDerivative · entry 1 WEST THOMAS B · CIK 0001716280 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,246 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:34 UTC |
Lockhart Kathryn RaeChief Accounting Officer
|
Tax withholdingClass A Common Stock | 2,926 | $5.09 | $14,893.34 |
DisclosureSEC source: 0001275158-23-000027 · wf-form4_167891964818825.xml · nonDerivative · entry 2 Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,665 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:34 UTC |
Lockhart Kathryn RaeChief Accounting Officer
|
GrantClass A Common Stock | 9,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000027 · wf-form4_167891964818825.xml · nonDerivative · entry 1 Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,591 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:34 UTC |
Petersen SueEVP-Inclusion, Divers, People
|
Tax withholdingClass A Common Stock | 2,099 | $5.09 | $10,683.91 |
DisclosureSEC source: 0001275158-23-000028 · wf-form4_167891966306808.xml · nonDerivative · entry 2 Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,914 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:34 UTC |
Petersen SueEVP-Inclusion, Divers, People
|
GrantClass A Common Stock | 9,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000028 · wf-form4_167891966306808.xml · nonDerivative · entry 1 Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,013 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:34 UTC |
Kline CoreyEVP - Technology
|
Tax withholdingClass A Common Stock | 2,099 | $5.09 | $10,683.91 |
DisclosureSEC source: 0001275158-23-000026 · wf-form4_167891963368903.xml · nonDerivative · entry 2 Kline Corey · CIK 0001849678 · EVP - Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,241 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:34 UTC |
Kline CoreyEVP - Technology
|
GrantClass A Common Stock | 9,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000026 · wf-form4_167891963368903.xml · nonDerivative · entry 1 Kline Corey · CIK 0001849678 · EVP - Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,340 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:33 UTC |
Heidman MelissaEVP & General Counsel
|
Tax withholdingClass A Common Stock | 7,697 | $5.09 | $39,177.73 |
DisclosureSEC source: 0001275158-23-000025 · wf-form4_167891961702455.xml · nonDerivative · entry 4 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,094 F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:33 UTC |
Heidman MelissaEVP & General Counsel
|
GrantClass A Common Stock | 25,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000025 · wf-form4_167891961702455.xml · nonDerivative · entry 3 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,791 F3 · shares: On March 14th, 2020, the Reporting Person was granted Performance Share Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:33 UTC |
Heidman MelissaEVP & General Counsel
|
Tax withholdingClass A Common Stock | 4,644 | $5.09 | $23,637.96 |
DisclosureSEC source: 0001275158-23-000025 · wf-form4_167891961702455.xml · nonDerivative · entry 2 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,278 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:33 UTC |
Heidman MelissaEVP & General Counsel
|
GrantClass A Common Stock | 27,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000025 · wf-form4_167891961702455.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,922 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:32 UTC |
Lukach Carl EChief Financial Officer
|
Tax withholdingClass A Common Stock | 2,868 | $5.09 | $14,598.12 |
DisclosureSEC source: 0001275158-23-000022 · wf-form4_167891956151546.xml · nonDerivative · entry 2 Lukach Carl E · CIK 0001834677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,667 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:32 UTC |
Lukach Carl EChief Financial Officer
|
GrantClass A Common Stock | 31,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000022 · wf-form4_167891956151546.xml · nonDerivative · entry 1 Lukach Carl E · CIK 0001834677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,535 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:32 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 25,150 | $5.09 | $128,013.50 |
DisclosureSEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 4 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,209 F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:32 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantClass A Common Stock | 87,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 3 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,359 F3 · shares: On March 14th, 2020, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:32 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 16,097 | $5.09 | $81,933.73 |
DisclosureSEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 2 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,882 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| March 14, 2023 Filed Mar 15, 2023 22:32 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantClass A Common Stock | 94,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,979 F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14th, 2024. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:52 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 1,171 | $255.00 Strike: $7.50 | $298,605.00 |
DisclosureSEC source: 0001209191-23-019441 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,171 Underlying: Class A Common Stock · 117,100 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 23:52 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 4 | $263.75 Strike: $7.50 | $1,055.00 |
DisclosureSEC source: 0001209191-23-019441 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4 Underlying: Class A Common Stock · 400 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 1,305 | $259.63 Strike: $7.50 | $338,817.15 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 12 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305 Underlying: Class A Common Stock · 130,500 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 3,682 | $82.99 Strike: $5.00 | $305,569.18 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 11 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682 Underlying: Class A Common Stock · 368,200 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 195 | $255.03 Strike: $7.50 | $49,730.85 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 10 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195 Underlying: Class A Common Stock · 19,500 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 13, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 18 | $80.06 Strike: $5.00 | $1,441.08 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 9 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18 Underlying: Class A Common Stock · 1,800 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 300 | $239.30 Strike: $7.50 | $71,790.00 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 8 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Underlying: Class A Common Stock · 30,000 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 700 | $72.14 Strike: $5.00 | $50,498.00 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Underlying: Class A Common Stock · 70,000 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 1,200 | $225.03 Strike: $7.50 | $270,036.00 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Class A Common Stock · 120,000 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 657 | $67.00 Strike: $5.00 | $44,019.00 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657 Underlying: Class A Common Stock · 65,700 shares Expires 2023-11-17 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 09, 2023 Filed Mar 14, 2023 00:17 UTC |
Mill Road Capital III, L.P.10% owner
Mill Road Capital III GP LLC10% owner
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS E10% owner
|
SalePut Option (obligation to buy) · Derivative | 143 | $65.03 Strike: $5.00 | $9,299.29 |
DisclosureSEC source: 0001209191-23-018308 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143 Underlying: Class A Common Stock · 14,300 shares Expires 2023-10-20 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| January 13, 2023 Filed Jan 13, 2023 22:39 UTC |
Heidman MelissaEVP & General Counsel
|
SaleClass A Common Stock | 6,259 | $6.19 | $38,743.21 |
DisclosureSEC source: 0001275158-23-000006 · wf-form4_167364953972482.xml · nonDerivative · entry 2 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,418 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended F3 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.15 to $6.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 22:39 UTC |
Heidman MelissaEVP & General Counsel
|
SaleClass A Common Stock | 3,231 | $6.16 | $19,902.96 |
DisclosureSEC source: 0001275158-23-000006 · wf-form4_167364953972482.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,677 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.15 to $6.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 22:37 UTC |
Lockhart Kathryn RaeChief Accounting Officer
|
SaleClass A Common Stock | 2,664 | $6.00 | $15,984.00 |
DisclosureSEC source: 0001275158-23-000004 · wf-form4_167364945087283.xml · nonDerivative · entry 1 Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,768 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.