NDLS

SEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 8

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,455

Underlying: Class A Common Stock · 9,100 shares

Expires 2023-11-17

F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 7

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Class A Common Stock · 31,600 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 6

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20

Underlying: Class A Common Stock · 1,000 shares

Expires 2023-10-20

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047993 · doc4.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,693,643

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047993 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,684,543

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047782 · doc4.xml · derivative · entry 7

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,566

Underlying: Class A Common Stock · 2,200 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047782 · doc4.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,651,943

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047782 · doc4.xml · derivative · entry 6

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,588

Underlying: Class A Common Stock · 129,000 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047782 · doc4.xml · derivative · entry 5

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30

Underlying: Class A Common Stock · 13,100 shares

Expires 2023-10-20

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047782 · doc4.xml · nonDerivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 51,955

F3 · ownership.nature: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047782 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,649,743

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047086 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,878

Underlying: Class A Common Stock · 14,100 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-047086 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,507,643

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-046616 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,019

Underlying: Class A Common Stock · 2,000 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-046616 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,493,543

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-23-000083 · wf-form4_169031611403338.xml · nonDerivative · entry 1

Hynes Michael · CIK 0001987008 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,428

F1 · shares: Award of Restricted Stock Units ("RSUs") received on July 24, 2023. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on July 24, 2024.

SEC source: 0001275158-23-000069 · wf-form4_168807655943443.xml · nonDerivative · entry 1

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,566

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-23-000079 · wf-form4_168807772579201.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,384

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-23-000077 · wf-form4_168807763070136.xml · nonDerivative · entry 1

Heidman Melissa · CIK 0001743074 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,333

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-23-000075 · wf-form4_168807754077613.xml · nonDerivative · entry 1

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,646

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-23-000073 · wf-form4_168807744725269.xml · nonDerivative · entry 1

Petersen Sue · CIK 0001849392 · EVP-Inclusion, Divers, People

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,419

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-23-000071 · wf-form4_168807733420434.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,013

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

SEC source: 0001275158-23-000065 · wf-form4_168608198137365.xml · nonDerivative · entry 1

Kline Corey · CIK 0001849678 · EVP - Technology

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,141

SEC source: 0001209191-23-032518 · doc4.xml · derivative · entry 4

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,546

Underlying: Class A Common Stock · 500 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-032518 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,491,543

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 7

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,551

Underlying: Class A Common Stock · 16,700 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 6

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,100 shares

Expires 2023-10-20

F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/13/2023 to 03/14/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-032016 · doc4.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,491,043

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-23-000051 · wf-form4_168487764093665.xml · nonDerivative · entry 1

MADSEN ANDREW H · CIK 0001170840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,412

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-23-000061 · wf-form4_168487802150278.xml · nonDerivative · entry 1

JONES JEFFREY W · CIK 0001265321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,867

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-23-000059 · wf-form4_168487796917661.xml · nonDerivative · entry 1

Taylor Shawn A · CIK 0001307501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,051

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-23-000057 · wf-form4_168487789297147.xml · nonDerivative · entry 1

Hartnett Robert M. · CIK 0001680495 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,058

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-23-000055 · wf-form4_168487781871876.xml · nonDerivative · entry 1

Schreiber Elisa · CIK 0001795154 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,620

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001275158-23-000053 · wf-form4_168487775130639.xml · nonDerivative · entry 1

Egan Mary · CIK 0001713652 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,412

F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligible director. The RSU's settle in common stock on the date of grant.

SEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 5

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,718

Underlying: Class A Common Stock · 12,900 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-032016 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,472,243

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-031522 · doc4.xml · derivative · entry 6

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21

Underlying: Class A Common Stock · 12,500 shares

Expires 2023-10-20

F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/13/2023 to 03/14/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-031522 · doc4.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,459,343

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-031522 · doc4.xml · derivative · entry 5

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,847

Underlying: Class A Common Stock · 3,800 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-031522 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446,843

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-030270 · doc4.xml · derivative · entry 6

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,885

Underlying: Class A Common Stock · 139,000 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-030270 · doc4.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,443,043

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001275158-23-000043 · wf-form4_168427230349079.xml · nonDerivative · entry 1

WEST THOMAS B · CIK 0001716280 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,323

SEC source: 0001209191-23-030270 · doc4.xml · derivative · entry 5

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,275

Underlying: Class A Common Stock · 2,600 shares

Expires 2023-11-17

F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023.

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-030270 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,304,043

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-029620 · doc4.xml · derivative · entry 6

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146

Underlying: Class A Common Stock · 2,500 shares

Expires 2023-10-20

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-029620 · doc4.xml · nonDerivative · entry 2

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,301,443

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-029620 · doc4.xml · derivative · entry 5

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,301

Underlying: Class A Common Stock · 53,000 shares

Expires 2023-11-17

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-029620 · doc4.xml · nonDerivative · entry 1

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,298,943

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

SEC source: 0001209191-23-025750 · doc4.xml · nonDerivative · entry 3

Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner

Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,245,943

F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.