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NYSE · USD

NCLH

Norwegian Cruise Line Holdings Ltd.

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Tapewire entity
3699
SEC CIK
0001513761
Parsed reports
362

Last 12 months

Inside the activity.

17 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202570
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202680
Jun 202620
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Feb 20, 2020 17:04 UTC
Ashby Faye L.SVP & Chief Accounting Officer
GrantCommon Stock 8,826 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023457 · tm209512d8_4.xml · nonDerivative · entry 1

Ashby Faye L. · CIK 0001666832 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,638

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

Read SEC document
February 20, 2020 Filed Feb 20, 2020 17:02 UTC
Sommer HarryPres. & CEO of NCL
GrantCommon Stock 23,536 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023452 · tm209512d4_4.xml · nonDerivative · entry 1

Sommer Harry · CIK 0001666918 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,483

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

F3 · balance_after: Includes 549 shares acquired under NCLH's Employee Share Purchase Plan during 2019.

Read SEC document
February 20, 2020 Filed Feb 20, 2020 17:03 UTC
Lindsay T. RobinEVP, Vessel Operations
GrantCommon Stock 23,536 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023454 · tm209512d5_4.xml · nonDerivative · entry 1

Lindsay T. Robin · CIK 0001666801 · EVP, Vessel Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,430

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

Read SEC document
February 20, 2020 Filed Feb 20, 2020 17:02 UTC
Binder RobertVice Chair, Pres. & CEO OCI
GrantCommon Stock 23,536 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023448 · tm209512d2_4.xml · nonDerivative · entry 1

Binder Robert · CIK 0001633895 · Vice Chair, Pres. & CEO OCI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,257

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

Read SEC document
February 20, 2020 Filed Feb 20, 2020 17:01 UTC
Del Rio Frank JDirector · Pres. & CEO
GrantCommon Stock 158,870 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023445 · tm209512d1_4.xml · nonDerivative · entry 2

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,964

F3 · security: Each restricted share unit represents the contingent right to receive one share of NCLH's common stock upon vesting.

F4 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

Read SEC document
February 20, 2020 Filed Feb 20, 2020 22:04 UTC
Farkas Daniel SEVP Gen. Counsel & Asst. Sec'y
GrantCommon Stock 8,826 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023456 · tm209512d7_4.xml · nonDerivative · entry 1

Farkas Daniel S · CIK 0001566517 · EVP Gen. Counsel & Asst. Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,462

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

Read SEC document
February 20, 2020 Filed Feb 20, 2020 22:02 UTC
Kempa MarkEVP & CFO
GrantCommon Stock 8,826 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023450 · tm209512d3_4.xml · nonDerivative · entry 1

Kempa Mark · CIK 0001733565 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,183

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

Read SEC document
February 20, 2020 Filed Feb 20, 2020 22:03 UTC
Montague JasonPres. & CEO of RSSC
GrantCommon Stock 23,536 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023455 · tm209512d6_4.xml · nonDerivative · entry 1

Montague Jason · CIK 0001626783 · Pres. & CEO of RSSC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,529

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan on March 1, 2018. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance conditions were achieved on February 20, 2020, and the restricted share units will vest on March 1, 2021.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 17:01 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 4,000 $51.80 $207,200.00
Disclosure

SEC source: 0001104659-20-023445 · tm209512d1_4.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,094

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $51.51 to $52.26, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
January 15, 2020 Filed Jan 17, 2020 17:00 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 4,000 $57.50 $230,000.00
Disclosure

SEC source: 0001104659-20-005157 · tm203623d1_4.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,094

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.16 to $58.055, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC
Kempa MarkEVP & CFO
Exercise / conversionStock Option (right to buy) · Derivative 906 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001104659-20-005161 · tm203623d2_4.xml · derivative · entry 4

Kempa Mark · CIK 0001733565 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 906 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options were subject to time and performance-based vesting requirements. All 906 of the options were vested as of September 4, 2017.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC
Kempa MarkEVP & CFO
Exercise / conversionStock Option (right to buy) · Derivative 4,046 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001104659-20-005161 · tm203623d2_4.xml · derivative · entry 3

Kempa Mark · CIK 0001733565 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,046 shares

Expires 2020-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested over a period of five years. All 4,046 of the options were vested as of January 18, 2018.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC
Kempa MarkEVP & CFO
Exercise / conversionCommon Stock 906 $19.00 $17,214.00
Disclosure

SEC source: 0001104659-20-005161 · tm203623d2_4.xml · nonDerivative · entry 2

Kempa Mark · CIK 0001733565 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 22:00 UTC
Kempa MarkEVP & CFO
Exercise / conversionCommon Stock 4,046 $19.00 $76,874.00
Disclosure

SEC source: 0001104659-20-005161 · tm203623d2_4.xml · nonDerivative · entry 1

Kempa Mark · CIK 0001733565 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:38 UTC
ARON ADAM MDirector
GrantCommon Stock 2,634 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001562 · tm201189d2_4.xml · nonDerivative · entry 1

ARON ADAM M · CIK 0001032673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,389

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:39 UTC
CHIDSEY JOHNDirector
GrantCommon Stock 4,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001564 · tm201189d3_4.xml · nonDerivative · entry 1

CHIDSEY JOHN · CIK 0001128484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,787

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 16:40 UTC
David StellaDirector
GrantCommon Stock 4,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001568 · tm201189d4_4.xml · nonDerivative · entry 1

David Stella · CIK 0001693125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,621

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 16:43 UTC
Leat Chad ADirector
GrantCommon Stock 4,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001573 · tm201189d7_4.xml · nonDerivative · entry 1

Leat Chad A · CIK 0001455414 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,140

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:44 UTC GrantCommon Stock 2,634 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001575 · tm201189d8_4.xml · nonDerivative · entry 1

Thomas-Graham Pamela · CIK 0001327431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,787

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:42 UTC GrantCommon Stock 2,634 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001572 · tm201189d6_4.xml · nonDerivative · entry 1

Landry Mary E. · CIK 0001743542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,478

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:41 UTC GrantCommon Stock 4,334 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001570 · tm201189d5_4.xml · nonDerivative · entry 1

Galbut Russell W · CIK 0001651857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,081

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:37 UTC GrantCommon Stock 2,634 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-001561 · tm201189d1_4.xml · nonDerivative · entry 1

Abrams David M. · CIK 0001606543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142

F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.

F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in one installment on January 4, 2021.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 16:32 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 1,287 $55.89 $71,930.43
Disclosure

SEC source: 0001104659-19-073426 · tm1926385-1_4.xml · nonDerivative · entry 2

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,094

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $55.815 to $56.36, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).

Read SEC document
December 16, 2019 Filed Dec 17, 2019 16:32 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 2,713 $55.57 $150,761.41
Disclosure

SEC source: 0001104659-19-073426 · tm1926385-1_4.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,381

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $55.22 to $55.795, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
December 11, 2019 Filed Dec 13, 2019 17:19 UTC
Ashby Faye L.SVP & Chief Accounting Officer
SaleCommon Stock 1,786 $55.57 $99,248.02
Disclosure

SEC source: 0001104659-19-072647 · tm1925105d1_form4.xml · nonDerivative · entry 1

Ashby Faye L. · CIK 0001666832 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,812

Read SEC document
November 15, 2019 Filed Nov 19, 2019 17:01 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 4,000 $52.88 $211,520.00
Disclosure

SEC source: 0001104659-19-065482 · tm1923342-1_4.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,094

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.53 to $53.12, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $50.31 $0.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 13

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All 37,500 of the options were vested on March 1, 2019.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $50.17 $0.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 12

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All 100,000 of the options were vested on March 4, 2019.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $31.90 $0.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 11

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All 40,000 of the options were vested as of July 1, 2018.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionStock Option (right to buy) · Derivative 49,800 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 10

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,800 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All 50,000 of the options were vested as of July 1, 2017.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
SaleCommon Stock 17,764 $52.00 $923,728.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 8

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,309

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.05, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
SaleCommon Stock 227,300 $51.87 $11,790,051.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 7

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,073

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.16, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionCommon Stock 37,500 $50.31 $1,886,625.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 6

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionCommon Stock 100,000 $50.17 $5,017,000.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 5

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionCommon Stock 40,000 $31.90 $1,276,000.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 4

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 12, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionCommon Stock 49,800 $30.95 $1,541,310.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 3

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionStock Option (right to buy) · Derivative 200 $0.00 Strike: $30.95 $0.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 9

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,800

Underlying: Common Stock · 200 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All 50,000 of the options were vested as of July 1, 2017.

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November 11, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
SaleCommon Stock 300 $52.00 $15,600.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 2

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,073

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:00 UTC
Stuart AndrewPres. & CEO of NCL
Exercise / conversionCommon Stock 200 $30.95 $6,190.00
Disclosure

SEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 1

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2019 Filed Oct 22, 2019 17:01 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 2,456 $50.23 $123,364.88
Disclosure

SEC source: 0001104659-19-055581 · tm19206671_form4.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,094

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.35, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

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October 15, 2019 Filed Oct 17, 2019 17:29 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 1,544 $50.05 $77,277.20
Disclosure

SEC source: 0001104659-19-054705 · tm1920426-1_4.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,550

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.18, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

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September 16, 2019 Filed Sep 17, 2019 16:42 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 313 $54.29 $16,993.55
Disclosure

SEC source: 0001510192-19-000123 · primary_doc.xml · nonDerivative · entry 2

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,094

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $54.29 to $54.295, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).

Read SEC document
September 16, 2019 Filed Sep 17, 2019 16:42 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 3,687 $53.56 $197,476.09
Disclosure

SEC source: 0001510192-19-000123 · primary_doc.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,407

F1 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2019.

F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.18 to $54.165, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 16, 2019 Filed Aug 16, 2019 21:00 UTC
Stuart AndrewPres. & CEO of NCL
SaleCommon Stock 12,700 $50.01 $635,127.00
Disclosure

SEC source: 0001144204-19-040436 · tv527764_form4.xml · nonDerivative · entry 2

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,173

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.04, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:00 UTC
Stuart AndrewPres. & CEO of NCL
SaleCommon Stock 12,300 $50.02 $615,246.00
Disclosure

SEC source: 0001144204-19-040436 · tv527764_form4.xml · nonDerivative · entry 1

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,873

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.04, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
July 02, 2019 Filed Jul 3, 2019 16:31 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 4,782 $53.59 $256,267.38
Disclosure

SEC source: 0001144204-19-033803 · tv524767_form4.xml · nonDerivative · entry 3

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,094

F2 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F4 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $53.50 to $53.71, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).

Read SEC document
July 02, 2019 Filed Jul 3, 2019 16:31 UTC
Del Rio Frank JDirector · Pres. & CEO
SaleCommon Stock 17,961 $53.13 $954,267.93
Disclosure

SEC source: 0001144204-19-033803 · tv524767_form4.xml · nonDerivative · entry 2

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,876

F2 · security: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2018.

F3 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $52.68 to $53.50, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).

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July 01, 2019 Filed Jul 3, 2019 16:31 UTC
Binder RobertVice Chair, Pres. & CEO OC
Tax withholdingCommon Stock 5,903 $53.63 $316,577.89
Disclosure

SEC source: 0001144204-19-033801 · tv524739_form4.xml · nonDerivative · entry 1

Binder Robert · CIK 0001633895 · Vice Chair, Pres. & CEO OC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,721

F1 · security: Represents shares withheld by Norwegian Cruise Line Holdings Ltd. to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 45,000 restricted share units granted to the reporting person on September 16, 2016.

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July 01, 2019 Filed Jul 3, 2019 16:31 UTC
Del Rio Frank JDirector · Pres. & CEO
Tax withholdingCommon Stock 14,757 $53.63 $791,417.91
Disclosure

SEC source: 0001144204-19-033803 · tv524767_form4.xml · nonDerivative · entry 1

Del Rio Frank J · CIK 0001625861 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,837

F1 · security: Represents shares withheld by Norwegian Cruise Line Holdings Ltd. ("NCLH") to satisfy tax withholding obligations in connection with the vesting of 37,500 restricted stock units granted to the reporting person on August 4, 2015.

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July 01, 2019 Filed Jul 3, 2019 20:31 UTC
Stuart AndrewPres. & CEO of NCL
Tax withholdingCommon Stock 1,968 $53.63 $105,543.84
Disclosure

SEC source: 0001144204-19-033802 · tv524741_form4.xml · nonDerivative · entry 1

Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,173

F1 · security: Represents shares withheld by Norwegian Cruise Line Holdings Ltd. to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 15,000 restricted share units granted to the reporting person on September 16, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.