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NYSE · USD

NBHC

National Bank Holdings Corp

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Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2023 Filed Apr 5, 2023 01:47 UTC
Zahl Brendan WEVP NBH PERSONAL BANKING
GrantCommon Stock 1,344 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006208 · form4-04052023_010451.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH PERSONAL BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,915

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:37 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 10,216 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001415889-23-006197 · form4-04052023_010450.xml · derivative · entry 4

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,216

Underlying: Common Stock · 10,216 shares

Expires 2033-04-01

F4 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:37 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,622 $33.46 $54,272.12
Disclosure

SEC source: 0001415889-23-006197 · form4-04052023_010450.xml · nonDerivative · entry 3

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,782

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:37 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantCommon Stock 3,709 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006197 · form4-04052023_010450.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,404

F2 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:37 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantCommon Stock 4,126 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006197 · form4-04052023_010450.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,695

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:36 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 1,953 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001415889-23-006195 · form4-04052023_010400.xml · derivative · entry 4

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,953

Underlying: Common Stock · 1,953 shares

Expires 2033-04-01

F4 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:36 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 291 $33.46 $9,736.86
Disclosure

SEC source: 0001415889-23-006195 · form4-04052023_010400.xml · nonDerivative · entry 3

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,203

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:36 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
GrantCommon Stock 766 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006195 · form4-04052023_010400.xml · nonDerivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,494

F2 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:36 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
GrantCommon Stock 789 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006195 · form4-04052023_010400.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,728

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:34 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 7,236 $0.00 Strike: $33.46 $0.00
Disclosure

SEC source: 0001415889-23-006193 · form4-04052023_010434.xml · derivative · entry 4

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,236

Underlying: Common Stock · 7,236 shares

Expires 2033-04-01

F4 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:34 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
Tax withholdingCommon Stock 1,169 $33.46 $39,114.74
Disclosure

SEC source: 0001415889-23-006193 · form4-04052023_010434.xml · nonDerivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,188

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on April 1, 2023.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:34 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
GrantCommon Stock 4,069 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006193 · form4-04052023_010434.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,357

F2 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on August 5, 2020.

Read SEC document
April 01, 2023 Filed Apr 5, 2023 01:34 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
GrantCommon Stock 2,922 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006193 · form4-04052023_010434.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,288

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2024.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:02 UTC
Stevenson RuthCHIEF CLIENT EXECUTIVE
Tax withholdingCommon Stock 240 $40.42 $9,700.80
Disclosure

SEC source: 0001415889-23-004219 · form4-03042023_120327.xml · nonDerivative · entry 2

Stevenson Ruth · CIK 0001761648 · CHIEF CLIENT EXECUTIVE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,467

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:02 UTC
Stevenson RuthCHIEF CLIENT EXECUTIVE
GrantCommon Stock 695 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004219 · form4-03042023_120327.xml · nonDerivative · entry 1

Stevenson Ruth · CIK 0001761648 · CHIEF CLIENT EXECUTIVE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,707

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:22 UTC
Randall Christopher S.EVP, COMM. & SPECIALTY BANKING
Tax withholdingCommon Stock 630 $40.42 $25,464.60
Disclosure

SEC source: 0001415889-23-004245 · form4-03042023_120346.xml · nonDerivative · entry 2

Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:22 UTC
Randall Christopher S.EVP, COMM. & SPECIALTY BANKING
GrantCommon Stock 1,830 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004245 · form4-03042023_120346.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, COMM. & SPECIALTY BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,994

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:13 UTC
PETRUCCI ANGELA NICOLECHIEF ADMIN OFFICER
Tax withholdingCommon Stock 301 $40.42 $12,166.42
Disclosure

SEC source: 0001415889-23-004240 · form4-03042023_120346.xml · nonDerivative · entry 2

PETRUCCI ANGELA NICOLE · CIK 0001443088 · CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,137

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:13 UTC
PETRUCCI ANGELA NICOLECHIEF ADMIN OFFICER
GrantCommon Stock 609 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004240 · form4-03042023_120346.xml · nonDerivative · entry 1

PETRUCCI ANGELA NICOLE · CIK 0001443088 · CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,438

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

F2 · balance_after: Includes 44 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:27 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
Tax withholdingCommon Stock 5,639 $40.42 $227,928.38
Disclosure

SEC source: 0001415889-23-004247 · form4-03042023_120354.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,248

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023.

F4 · balance_after: Includes a reduction of 1,184 shares that were delivered to the reporting person's former spouse pursuant to a divorce decree and accompanying qualified domestic relations orders.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:27 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 12,815 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004247 · form4-03042023_120354.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,071

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

F2 · balance_after: Includes 233 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:18 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
Tax withholdingCommon Stock 1,838 $40.42 $74,291.96
Disclosure

SEC source: 0001415889-23-004243 · form4-03042023_120314.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,366

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:18 UTC
Newfield Richard U Jr.CHIEF RISK MNGMT OFFICER
GrantCommon Stock 3,890 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004243 · form4-03042023_120314.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · CHIEF RISK MNGMT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,204

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

F2 · balance_after: Includes 393 and 264 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2022 and February 28, 2023, respectively.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:08 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 319 $40.42 $12,893.98
Disclosure

SEC source: 0001415889-23-004232 · form4-03042023_120333.xml · nonDerivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:08 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
GrantCommon Stock 732 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004232 · form4-03042023_120333.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,258

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

F2 · balance_after: Includes 103 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:06 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,793 $40.42 $72,473.06
Disclosure

SEC source: 0001415889-23-004226 · form4-03042023_120347.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,569

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 00:06 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
GrantCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004226 · form4-03042023_120347.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,362

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

F2 · balance_after: Includes 106 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2023.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:58 UTC
Zahl Brendan WEVP NBH RESIDENTIAL BANKING
GrantCommon Stock 1,830 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004214 · form4-03032023_110355.xml · nonDerivative · entry 1

Zahl Brendan W · CIK 0001726074 · EVP NBH RESIDENTIAL BANKING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,571

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on June 1, 2020.

F2 · balance_after: Includes 342 and 159 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2022 and February 28, 2023, respectively.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:55 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,000 $43.38 $433,800.00
Disclosure

SEC source: 0001415889-23-000891 · form4-01122023_090118.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,023

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.11 to $43.63, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
January 11, 2023 Filed Jan 31, 2023 01:54 UTC Amendment
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,000 $43.38 $433,800.00
Disclosure

SEC source: 0001415889-23-001612 · form4a-01312023_010133.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,023

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $43.11 to $43.63, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 22:21 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,000 $42.89 $428,900.00
Disclosure

SEC source: 0001415889-22-012599 · form4-12152022_101248.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,023

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $42.38 to $44.64, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:28 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,530 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001415889-22-012569 · form4-12152022_021232.xml · derivative · entry 3

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2023-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on May 2, 2016.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:28 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,373 $43.48 $103,178.04
Disclosure

SEC source: 0001415889-22-012569 · form4-12152022_021232.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,711

Read SEC document
December 12, 2022 Filed Dec 15, 2022 02:28 UTC
Birkans AldisCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 3,530 $18.09 $63,857.70
Disclosure

SEC source: 0001415889-22-012569 · form4-12152022_021232.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 340 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2022.

Read SEC document
November 10, 2022 Filed Nov 16, 2022 02:39 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 552 $0.00 Strike: $40.16 $0.00
Disclosure

SEC source: 0001415889-22-011414 · form4-11162022_021122.xml · derivative · entry 7

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

Underlying: Common Stock · 552 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2022, April 28, 2023 and April 28, 2024.

Read SEC document
November 10, 2022 Filed Nov 16, 2022 02:39 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,580 $0.00 Strike: $29.87 $0.00
Disclosure

SEC source: 0001415889-22-011414 · form4-11162022_021122.xml · derivative · entry 6

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792

Underlying: Common Stock · 1,580 shares

Expires 2030-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on October 1, 2021, October 1, 2022 and October 1, 2023.

Read SEC document
November 10, 2022 Filed Nov 16, 2022 02:39 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,416 $0.00 Strike: $23.10 $0.00
Disclosure

SEC source: 0001415889-22-011414 · form4-11162022_021122.xml · derivative · entry 5

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209

Underlying: Common Stock · 2,416 shares

Expires 2030-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2021, April 28, 2022 and April 28, 2023.

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November 10, 2022 Filed Nov 16, 2022 02:39 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Disposition to issuerCommon Stock 4,548 $49.41 $224,716.68
Disclosure

SEC source: 0001415889-22-011414 · form4-11162022_021122.xml · nonDerivative · entry 4

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.36 to $49.47, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 10, 2022 Filed Nov 16, 2022 02:39 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 552 $40.16 $22,168.32
Disclosure

SEC source: 0001415889-22-011414 · form4-11162022_021122.xml · nonDerivative · entry 3

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 16, 2022 02:39 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 1,580 $29.87 $47,194.60
Disclosure

SEC source: 0001415889-22-011414 · form4-11162022_021122.xml · nonDerivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 10, 2022 Filed Nov 16, 2022 02:39 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 2,416 $23.10 $55,809.60
Disclosure

SEC source: 0001415889-22-011414 · form4-11162022_021122.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 08, 2022 Filed Nov 9, 2022 22:01 UTC
LANEY G. TIMOTHYDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,000 $47.52 $475,200.00
Disclosure

SEC source: 0001415889-22-011248 · form4-11092022_101105.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,023

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $46.84 to $48.56, inclusive. The reporting person undertakes to provide to National Bank Holdings Corporation, any securityholder of National Bank Holdings Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

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November 08, 2022 Filed Nov 11, 2022 02:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,907 $0.00 Strike: $34.08 $0.00
Disclosure

SEC source: 0001415889-22-011307 · form4-11112022_021131.xml · derivative · entry 6

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,907 shares

Expires 2029-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2020, April 28, 2021 and April 28, 2022.

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November 08, 2022 Filed Nov 11, 2022 02:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 967 $0.00 Strike: $40.51 $0.00
Disclosure

SEC source: 0001415889-22-011307 · form4-11112022_021131.xml · derivative · entry 5

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 967 shares

Expires 2028-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2019, April 28, 2020 and April 28, 2021.

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November 08, 2022 Filed Nov 11, 2022 02:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Disposition to issuerCommon Stock 1,907 $47.50 $90,582.50
Disclosure

SEC source: 0001415889-22-011307 · form4-11112022_021131.xml · nonDerivative · entry 4

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,423

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.51, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 08, 2022 Filed Nov 11, 2022 02:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Disposition to issuerCommon Stock 967 $47.30 $45,739.10
Disclosure

SEC source: 0001415889-22-011307 · form4-11112022_021131.xml · nonDerivative · entry 3

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,330

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November 08, 2022 Filed Nov 11, 2022 02:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 1,907 $34.08 $64,990.56
Disclosure

SEC source: 0001415889-22-011307 · form4-11112022_021131.xml · nonDerivative · entry 2

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2022 Filed Nov 11, 2022 02:15 UTC
Van Denabeele NicoleCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 967 $40.51 $39,173.17
Disclosure

SEC source: 0001415889-22-011307 · form4-11112022_021131.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 30, 2022 Filed Nov 2, 2022 00:55 UTC Tax withholdingCommon Stock 514 $41.94 $21,557.16
Disclosure

SEC source: 0001415889-22-010961 · form4-11012022_051102.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,742

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2022.

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October 30, 2022 Filed Nov 2, 2022 00:56 UTC Tax withholdingCommon Stock 610 $41.94 $25,583.40
Disclosure

SEC source: 0001415889-22-010963 · form4-11012022_051106.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,525

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.