Tapewire

Nasdaq · USD

MYFW

First Western Financial Inc

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Tapewire entity
460
SEC CIK
0001327607
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 2026010
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2024 Filed Nov 12, 2024 21:16 UTC SaleCommon Stock 2,680 $20.20 $54,136.00
Disclosure

SEC source: 0001327607-24-000188 · wk-form4_1731446199.xml · nonDerivative · entry 3

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 6,080

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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November 07, 2024 Filed Nov 12, 2024 21:16 UTC SaleCommon Stock 1,700 $20.20 $34,340.00
Disclosure

SEC source: 0001327607-24-000188 · wk-form4_1731446199.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan Revocable Trust

Disclosed balance after: 10,620

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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October 30, 2024 Filed Oct 31, 2024 20:16 UTC SaleCommon Stock 1,700 $19.00 $32,300.00
Disclosure

SEC source: 0001327607-24-000180 · wk-form4_1730405762.xml · nonDerivative · entry 5

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 8,760

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 20:16 UTC SaleCommon Stock 1,700 $19.06 $32,402.00
Disclosure

SEC source: 0001327607-24-000180 · wk-form4_1730405762.xml · nonDerivative · entry 4

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 10,460

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 20:16 UTC SaleCommon Stock 2,600 $19.00 $49,400.00
Disclosure

SEC source: 0001327607-24-000180 · wk-form4_1730405762.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan Revocable Trust

Disclosed balance after: 12,320

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
October 30, 2024 Filed Oct 31, 2024 20:16 UTC SaleCommon Stock 2,600 $19.06 $49,556.00
Disclosure

SEC source: 0001327607-24-000180 · wk-form4_1730405762.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan Revocable Trust

Disclosed balance after: 14,920

F1 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 20:59 UTC SaleCommon Stock 2,000 $19.58 $39,160.00
Disclosure

SEC source: 0001327607-24-000174 · wk-form4_1726693192.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan Revocable Trust

Disclosed balance after: 17,520

F1 · ownership.nature: The reporting person was appointed trustee of the Sara C. Duncan Revocable Trust on June 13, 2023. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 20:59 UTC SaleCommon Stock 3,500 $19.50 $68,250.00
Disclosure

SEC source: 0001327607-24-000174 · wk-form4_1726693192.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sara C. Duncan Revocable Trust

Disclosed balance after: 19,520

F1 · ownership.nature: The reporting person was appointed trustee of the Sara C. Duncan Revocable Trust on June 13, 2023. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
September 06, 2024 Filed Sep 9, 2024 20:10 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 9,274 $18.77 $174,072.98
Disclosure

SEC source: 0001327607-24-000171 · wk-form4_1725912640.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,269

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 16:19 UTC
Ensmann Eric E.Chief Risk Officer
GrantCommon Stock 5,963 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000168 · wk-form4_1723493982.xml · nonDerivative · entry 1

Ensmann Eric E. · CIK 0002025392 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,963

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on August 8, 2025, subject to the continued service of the reporting person.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 20:32 UTC
Cassell Matthew C.CHIEF BANKING OFFICER
Tax withholdingCommon Stock 1,005 $16.63 $16,713.15
Disclosure

SEC source: 0001327607-24-000165 · wk-form4_1722976366.xml · nonDerivative · entry 1

Cassell Matthew C. · CIK 0001965041 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,275

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:25 UTC GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000134 · wk-form4_1717791937.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,478

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:14 UTC GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000130 · wk-form4_1717791237.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,905

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:22 UTC GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000133 · wk-form4_1717791748.xml · nonDerivative · entry 1

Latimer Luke A · CIK 0001518457 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,322

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:16 UTC GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000132 · wk-form4_1717791395.xml · nonDerivative · entry 1

Mitchell Scott C · CIK 0001859548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,401

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:15 UTC GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000131 · wk-form4_1717791309.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,319

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:13 UTC GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000129 · wk-form4_1717791170.xml · nonDerivative · entry 1

Caponi Julie A · CIK 0001397068 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,397

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:11 UTC GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000128 · wk-form4_1717791097.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,055

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:10 UTC
Smith Mark LDirector
GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000127 · wk-form4_1717791025.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,401

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 13, 2024 20:08 UTC GrantCommon Stock 733 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000143 · wk-form4_1718309328.xml · nonDerivative · entry 1

Robinson Ellen S. · CIK 0002026661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 733

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
May 03, 2024 Filed May 7, 2024 20:12 UTC
Weber David R.Chief Financial Officer
Tax withholdingCommon Stock 28 $17.45 $488.60
Disclosure

SEC source: 0001327607-24-000104 · wk-form4_1715112725.xml · nonDerivative · entry 1

Weber David R. · CIK 0001992720 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,198

Read SEC document
May 03, 2024 Filed May 7, 2024 16:13 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 80 $17.45 $1,396.00
Disclosure

SEC source: 0001327607-24-000105 · wk-form4_1715112818.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,805

Read SEC document
May 03, 2024 Filed May 7, 2024 20:17 UTC
Courkamp Julie ADirector · CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 223 $17.45 $3,891.35
Disclosure

SEC source: 0001327607-24-000107 · wk-form4_1715113032.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,797

Read SEC document
May 03, 2024 Filed May 7, 2024 20:15 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
Tax withholdingCommon Stock 811 $17.45 $14,151.95
Disclosure

SEC source: 0001327607-24-000106 · wk-form4_1715112933.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,543

Read SEC document
May 03, 2024 Filed May 7, 2024 20:10 UTC
Montgomery Jesica J.Principal Accounting Officer
Tax withholdingCommon Stock 13 $17.45 $226.85
Disclosure

SEC source: 0001327607-24-000103 · wk-form4_1715112609.xml · nonDerivative · entry 1

Montgomery Jesica J. · CIK 0001995771 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,220

Read SEC document
May 02, 2024 Filed May 3, 2024 20:13 UTC
Weber David R.Chief Financial Officer
Tax withholdingCommon Stock 74 $17.39 $1,286.86
Disclosure

SEC source: 0001327607-24-000091 · wk-form4_1714767208.xml · nonDerivative · entry 3

Weber David R. · CIK 0001992720 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,226

Read SEC document
May 02, 2024 Filed May 3, 2024 16:12 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 41 $17.39 $712.99
Disclosure

SEC source: 0001327607-24-000090 · wk-form4_1714767115.xml · nonDerivative · entry 3

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,885

Read SEC document
May 02, 2024 Filed May 3, 2024 20:16 UTC
Courkamp Julie ADirector · CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 194 $17.39 $3,373.66
Disclosure

SEC source: 0001327607-24-000094 · wk-form4_1714767358.xml · nonDerivative · entry 3

Courkamp Julie A · CIK 0001746056 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,020

Read SEC document
May 02, 2024 Filed May 3, 2024 20:10 UTC
Montgomery Jesica J.Principal Accounting Officer
Tax withholdingCommon Stock 71 $17.39 $1,234.69
Disclosure

SEC source: 0001327607-24-000089 · wk-form4_1714767031.xml · nonDerivative · entry 3

Montgomery Jesica J. · CIK 0001995771 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,233

Read SEC document
May 02, 2024 Filed May 3, 2024 20:15 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
Tax withholdingCommon Stock 628 $17.39 $10,920.92
Disclosure

SEC source: 0001327607-24-000093 · wk-form4_1714767288.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,354

Read SEC document
May 02, 2024 Filed May 3, 2024 20:08 UTC
Cassell Matthew C.CHIEF BANKING OFFICER
Tax withholdingCommon Stock 36 $17.39 $626.04
Disclosure

SEC source: 0001327607-24-000087 · wk-form4_1714766885.xml · nonDerivative · entry 3

Cassell Matthew C. · CIK 0001965041 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,280

Read SEC document
May 01, 2024 Filed May 3, 2024 20:13 UTC
Weber David R.Chief Financial Officer
Tax withholdingCommon Stock 163 $16.95 $2,762.85
Disclosure

SEC source: 0001327607-24-000091 · wk-form4_1714767208.xml · nonDerivative · entry 2

Weber David R. · CIK 0001992720 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,300

Read SEC document
May 01, 2024 Filed May 3, 2024 20:13 UTC
Weber David R.Chief Financial Officer
GrantCommon Stock 597 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000091 · wk-form4_1714767208.xml · nonDerivative · entry 1

Weber David R. · CIK 0001992720 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,463

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2025, subject to the continued service of the reporting person.

Read SEC document
May 01, 2024 Filed May 3, 2024 16:12 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 297 $16.95 $5,034.15
Disclosure

SEC source: 0001327607-24-000090 · wk-form4_1714767115.xml · nonDerivative · entry 2

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,926

Read SEC document
May 01, 2024 Filed May 3, 2024 16:12 UTC
Lawley Scott JCHIEF CREDIT OFFICER
GrantCommon Stock 884 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000090 · wk-form4_1714767115.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,223

F1 · kind: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2025, subject to the continued service of the reporting person.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:16 UTC
Courkamp Julie ADirector · CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 851 $16.95 $14,424.45
Disclosure

SEC source: 0001327607-24-000094 · wk-form4_1714767358.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,214

Read SEC document
May 01, 2024 Filed May 3, 2024 20:16 UTC
Courkamp Julie ADirector · CHIEF OPERATING OFFICER
GrantCommon Stock 6,637 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000094 · wk-form4_1714767358.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,065

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2025, subject to the continued service of the reporting person.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:10 UTC
Montgomery Jesica J.Principal Accounting Officer
Tax withholdingCommon Stock 89 $16.95 $1,508.55
Disclosure

SEC source: 0001327607-24-000089 · wk-form4_1714767031.xml · nonDerivative · entry 2

Montgomery Jesica J. · CIK 0001995771 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,304

Read SEC document
May 01, 2024 Filed May 3, 2024 20:10 UTC
Montgomery Jesica J.Principal Accounting Officer
GrantCommon Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000089 · wk-form4_1714767031.xml · nonDerivative · entry 1

Montgomery Jesica J. · CIK 0001995771 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,393

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2025, subject to the continued service of the reporting person.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:15 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
Tax withholdingCommon Stock 2,297 $16.95 $38,934.15
Disclosure

SEC source: 0001327607-24-000093 · wk-form4_1714767288.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 756,982

Read SEC document
May 01, 2024 Filed May 3, 2024 20:15 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
GrantCommon Stock 11,799 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000093 · wk-form4_1714767288.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,279

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2025, subject to the continued service of the reporting person.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:08 UTC
Cassell Matthew C.CHIEF BANKING OFFICER
Tax withholdingCommon Stock 150 $16.95 $2,542.50
Disclosure

SEC source: 0001327607-24-000087 · wk-form4_1714766885.xml · nonDerivative · entry 2

Cassell Matthew C. · CIK 0001965041 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,316

Read SEC document
May 01, 2024 Filed May 3, 2024 20:08 UTC
Cassell Matthew C.CHIEF BANKING OFFICER
GrantCommon Stock 1,769 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000087 · wk-form4_1714766885.xml · nonDerivative · entry 1

Cassell Matthew C. · CIK 0001965041 · CHIEF BANKING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,466

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2025, subject to the continued service of the reporting person.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:15 UTC
Scott James AllenChief ClientExperience Officer
GrantCommon Stock 5,752 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000030 · wk-form4_1708118105.xml · nonDerivative · entry 1

Scott James Allen · CIK 0001990415 · Chief ClientExperience Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,752

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on August 10, 2024, subject to the continued service of the reporting person.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:16 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT
SaleCommon Stock 42,408 $16.41 $695,915.28
Disclosure

SEC source: 0001327607-24-000023 · wk-form4_1706908604.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 747,480

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:34 UTC
Weber David R.Chief Financial Officer
Tax withholdingCommon Stock 206 $19.62 $4,041.72
Disclosure

SEC source: 0001327607-24-000008 · wk-form4_1704404047.xml · nonDerivative · entry 2

Weber David R. · CIK 0001992720 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,866

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:34 UTC
Weber David R.Chief Financial Officer
GrantCommon Stock 607 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000008 · wk-form4_1704404047.xml · nonDerivative · entry 1

Weber David R. · CIK 0001992720 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,072

F1 · shares: Represents performance stock units granted on May 1, 2019. The performance conditions were satisfied and the performance stock units vested on January 1, 2024.

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January 02, 2024 Filed Jan 4, 2024 16:31 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 1,239 $19.62 $24,309.18
Disclosure

SEC source: 0001327607-24-000006 · wk-form4_1704403866.xml · nonDerivative · entry 2

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,339

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January 02, 2024 Filed Jan 4, 2024 16:31 UTC
Lawley Scott JCHIEF CREDIT OFFICER
GrantCommon Stock 3,640 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000006 · wk-form4_1704403866.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,578

F1 · shares: Represents performance stock units granted on May 1, 2019. The performance conditions were satisfied and the performance stock units vested on January 1, 2024.

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January 02, 2024 Filed Jan 4, 2024 21:37 UTC
Courkamp Julie ADirector · CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,619 $19.62 $31,764.78
Disclosure

SEC source: 0001327607-24-000010 · wk-form4_1704404238.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Director · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,428

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.