Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 1,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · derivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 Underlying: Class A Common Stock (par value $0.0001) · 1,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · derivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,619 Underlying: Class A Common Stock (par value $0.0001) · 923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC |
REDDY MADHUKARVP, Central Engineering
|
Tax withholdingClass A Common Stock (par value $0.0001) | 4,127 | $21.99 | $90,752.73 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,890 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionClass A Common Stock (par value $0.0001) | 4,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F2 · balance_after: Includes 436 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2016. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:10 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151781 · doc4.xml · derivative · entry 7 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,403 Underlying: Class A Common Stock (par value $0.0001) · 1,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:10 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151781 · doc4.xml · derivative · entry 6 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Class A Common Stock (par value $0.0001) · 1,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:10 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151781 · doc4.xml · derivative · entry 5 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,964 Underlying: Class A Common Stock (par value $0.0001) · 498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:10 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151781 · doc4.xml · derivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock (par value $0.0001) · 1,409 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 60,000 RSUs subject to the award will vest on November 20, 2013, and one-sixteenth (1/16th) of the RSUs subject to the award will vest on each February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2016. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 60,000 RSUs subject to the award will vest on November 20, 2013, and one-sixteenth (1/16th) of the RSUs subject to the award will vest on each February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2016. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:10 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Tax withholdingClass A Common Stock (par value $0.0001) | 4,048 | $21.99 | $89,015.52 |
DisclosureSEC source: 0001209191-16-151781 · doc4.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,021 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:10 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionClass A Common Stock (par value $0.0001) | 4,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151781 · doc4.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:09 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151780 · doc4.xml · derivative · entry 5 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,658 Underlying: Class A Common Stock (par value $0.0001) · 2,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 63,543 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 63,543 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:09 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151780 · doc4.xml · derivative · entry 4 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Class A Common Stock (par value $0.0001) · 2,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 70,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 70,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:09 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151780 · doc4.xml · derivative · entry 3 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,742 Underlying: Class A Common Stock (par value $0.0001) · 1,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 33,979 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 33,979 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:09 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Tax withholdingClass A Common Stock (par value $0.0001) | 5,462 | $21.99 | $120,109.38 |
DisclosureSEC source: 0001209191-16-151780 · doc4.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,413 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:09 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionClass A Common Stock (par value $0.0001) | 5,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151780 · doc4.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F2 · balance_after: Includes 304 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2016. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:00 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151772 · doc4.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,318 Underlying: Class A Common Stock (par value $0.0001) · 980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:00 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151772 · doc4.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,875 Underlying: Class A Common Stock (par value $0.0001) · 1,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:00 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151772 · doc4.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,964 Underlying: Class A Common Stock (par value $0.0001) · 692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:00 UTC |
LaChance Michael J.Vice President, Operations
|
Tax withholdingClass A Common Stock (par value $0.0001) | 2,675 | $21.99 | $58,823.25 |
DisclosureSEC source: 0001209191-16-151772 · doc4.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,366 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:00 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionClass A Common Stock (par value $0.0001) | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151772 · doc4.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F2 · balance_after: Includes 22 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2016. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:02 UTC |
Kwong Connie H.Corporate Controller & PAO
|
SaleClass A Common Stock (par value $0.0001) | 2,009 | $21.51 | $43,220.82 |
DisclosureSEC source: 0001209191-16-150482 · doc4.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 14, 2013 Filed Mar 30, 2017 23:20 UTC Amendment |
SEENDRIPU KISHOREDirector · President and CEO · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 186,440 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001209191-17-023734 · doc4a.xml · derivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,440 Underlying: Class A Common Stock (par value $0.0001) · 186,440 shares Expires 2020-05-14 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price reported in the Form 4 filed on May 15, 2013. The correct exercise price is $6.93. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 14, 2013 Filed Mar 30, 2017 19:18 UTC Amendment |
LING CURTISDirector · Chief Technical Officer
|
GrantStock Option (Right to Buy) · Derivative | 59,986 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001209191-17-023732 · doc4a.xml · derivative · entry 1 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,986 Underlying: Class A Common Stock (par value $0.0001) · 59,986 shares Expires 2020-05-14 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price reported in the Form 4 filed on May 15, 2013. The correct exercise price is $6.93. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 14, 2013 Filed Mar 30, 2017 19:19 UTC Amendment |
REDDY MADHUKARVP, Central Engineering
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GrantStock Option (Right to Buy) · Derivative | 59,986 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001209191-17-023733 · doc4a.xml · derivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,986 Underlying: Class A Common Stock (par value $0.0001) · 59,986 shares Expires 2020-05-14 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price reported in the Form 4 filed on May 15, 2013. The correct exercise price is $6.93. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 14, 2013 Filed Mar 30, 2017 23:16 UTC Amendment |
LaChance Michael J.Vice President, Operations
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GrantStock Option (Right to Buy) · Derivative | 43,115 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001209191-17-023731 · doc4a.xml · derivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,115 Underlying: Class A Common Stock (par value $0.0001) · 43,115 shares Expires 2020-05-14 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price reported in the Form 4 filed on May 15, 2013. The correct exercise price is $6.93. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 14, 2013 Filed Mar 30, 2017 23:21 UTC Amendment |
Spice Adam C.VP, Chief Financial Officer
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GrantStock Option (Right to Buy) · Derivative | 78,732 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001209191-17-023735 · doc4a.xml · derivative · entry 1 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,732 Underlying: Class A Common Stock (par value $0.0001) · 78,732 shares Expires 2020-05-14 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price reported in the Form 4 filed on May 15, 2013. The correct exercise price is $6.93. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.