Tapewire

Nasdaq · USD

MXL

MAXLINEAR, INC

Export transactions ↓
Tapewire entity
3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2020 Filed May 13, 2020 23:44 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 11,905 $6.93 $82,501.65
Disclosure

SEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 23:44 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 23,810 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · derivative · entry 16

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,810

Underlying: Common Stock · 23,810 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 12, 2020 Filed May 13, 2020 23:44 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 16,677 $17.17 $286,265.71
Disclosure

SEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,087

F2 · price: Represents the weighted average share price of an aggregate total of 16,677 shares sold in the price range of $17.01 to $17.375 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 12, 2020 Filed May 13, 2020 23:44 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 23,810 $6.93 $165,003.30
Disclosure

SEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2020 Filed May 13, 2020 23:44 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 24,410 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · derivative · entry 15

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,620

Underlying: Common Stock · 24,410 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 11, 2020 Filed May 13, 2020 23:44 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 17,306 $17.01 $294,376.79
Disclosure

SEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,954

F1 · price: Represents the weighted average share price of an aggregate total of 17,306 shares sold in the price range of $16.71 to $17.16 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2020 Filed May 13, 2020 23:44 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 24,410 $6.93 $169,161.30
Disclosure

SEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 24,410 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 17

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,030

Underlying: Common Stock · 24,410 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 08, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 17,328 $16.65 $288,460.95
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 6

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,850

F3 · price: Represents the weighted average share price of an aggregate total of 17,328 shares sold in the price range of $16.39 to $16.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 24,410 $6.93 $169,161.30
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 11, 2020 16:14 UTC
LING CURTISChief Technical Officer
Exercise / conversionStock Option (right to buy) · Derivative 38,470 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · derivative · entry 6

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,470 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 08, 2020 Filed May 11, 2020 16:14 UTC
LING CURTISChief Technical Officer
SaleCommon Stock 24,518 $16.57 $406,344.17
Disclosure

SEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 4

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,460

F2 · price: Represents the weighted average share price of an aggregate total of 24,518 shares sold in the price range of $16.25 to $16.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2020 Filed May 11, 2020 16:14 UTC
LING CURTISChief Technical Officer
Exercise / conversionCommon Stock 38,470 $6.93 $266,597.10
Disclosure

SEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 16

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,440

Underlying: Common Stock · 50,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 07, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 32,210 $16.17 $520,748.73
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,768

F2 · price: Represents the weighted average share price of an aggregate total of 32,210 shares sold in the price range of $16.05 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 50,000 $6.93 $346,500.00
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 16:14 UTC
LING CURTISChief Technical Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,516 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · derivative · entry 5

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,470

Underlying: Common Stock · 15,516 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 07, 2020 Filed May 11, 2020 16:14 UTC
LING CURTISChief Technical Officer
SaleCommon Stock 9,888 $16.20 $160,232.07
Disclosure

SEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,508

F1 · price: Represents the weighted average share price of an aggregate total of 9,888 shares sold in the price range of $16.10 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2020 Filed May 11, 2020 16:14 UTC
LING CURTISChief Technical Officer
Exercise / conversionCommon Stock 15,516 $6.93 $107,525.88
Disclosure

SEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 7, 2020 16:02 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionStock Option (right to buy) · Derivative 39,986 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · derivative · entry 8

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,986 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 06, 2020 Filed May 7, 2020 16:02 UTC
REDDY MADHUKARVP, Central Engineering
SaleCommon Stock 25,352 $16.17 $409,954.52
Disclosure

SEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 4

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,902

F2 · price: Represents the weighted average share price of an aggregate total of 25,352 shares sold in the price range of $16.10 to $16.23 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 7, 2020 16:02 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 39,986 $6.93 $277,102.98
Disclosure

SEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 3

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 15

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,440

Underlying: Common Stock · 40,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 25,219 $16.21 $408,774.77
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,978

F1 · price: Represents the weighted average share price of an aggregate total of 25,219 shares sold in the price range of $16.11 to $16.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 40,000 $6.93 $277,200.00
Disclosure

SEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 16:02 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · derivative · entry 7

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,986

Underlying: Common Stock · 20,000 shares

Expires 2020-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
May 05, 2020 Filed May 7, 2020 16:02 UTC
REDDY MADHUKARVP, Central Engineering
SaleCommon Stock 12,682 $16.19 $205,350.75
Disclosure

SEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,268

F1 · price: Represents the weighted average share price of an aggregate total of 12,682 shares sold in the price range of $16.01 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 05, 2020 Filed May 7, 2020 16:02 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,020 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000086 · wf-form4_158862735852049.xml · derivative · entry 2

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 01, 2020 Filed May 4, 2020 21:23 UTC Exercise / conversionCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000086 · wf-form4_158862735852049.xml · nonDerivative · entry 1

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:05 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 1,255 $14.10 $17,695.50
Disclosure

SEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,934

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:05 UTC
Kwong Connie H.Corporate Controller & PAO
GrantCommon Stock 2,599 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,189

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:05 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 196 $14.10 $2,763.60
Disclosure

SEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,590

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:05 UTC
Kwong Connie H.Corporate Controller & PAO
GrantCommon Stock 405 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:06 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 5,414 $14.10 $76,337.40
Disclosure

SEC source: 0001288469-20-000074 · wf-form4_158637636059855.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,197

Read SEC document
April 06, 2020 Filed Apr 8, 2020 20:06 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GrantCommon Stock 10,806 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000074 · wf-form4_158637636059855.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,611

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:06 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 1,383 $14.10 $19,500.30
Disclosure

SEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,685

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:06 UTC
WALSH BRENDANVP, Product Line Marketing
GrantCommon Stock 3,105 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,068

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:06 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 398 $14.10 $5,611.80
Disclosure

SEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,963

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:06 UTC
WALSH BRENDANVP, Product Line Marketing
GrantCommon Stock 810 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,361

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:05 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 1,559 $14.10 $21,981.90
Disclosure

SEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 4

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 972,880

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:05 UTC
LING CURTISChief Technical Officer
GrantCommon Stock 3,289 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,439

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:05 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 479 $14.10 $6,753.90
Disclosure

SEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,150

Read SEC document
April 06, 2020 Filed Apr 8, 2020 16:05 UTC
LING CURTISChief Technical Officer
GrantCommon Stock 1,013 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,629

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC
Bollesen MichaelVice President of Sales
GrantRestricted Stock Units · Derivative 25,706 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · derivative · entry 5

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,706

Underlying: Common Stock · 25,706 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC
Bollesen MichaelVice President of Sales
Tax withholdingCommon Stock 2,479 $11.67 $28,929.93
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,862

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC
Bollesen MichaelVice President of Sales
GrantCommon Stock 7,290 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,341

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC
Bollesen MichaelVice President of Sales
Tax withholdingCommon Stock 181 $11.67 $2,112.27
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,051

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:40 UTC
Bollesen MichaelVice President of Sales
GrantCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,232

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 23:40 UTC
Kwong Connie H.Corporate Controller & PAO
GrantRestricted Stock Units · Derivative 27,849 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000059 · wf-form4_158587083749397.xml · derivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,849

Underlying: Common Stock · 27,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.