Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2020 Filed May 13, 2020 23:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 11,905 | $6.93 | $82,501.65 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 23,810 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · derivative · entry 16 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 Underlying: Common Stock · 23,810 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 16,677 | $17.17 | $286,265.71 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,087 F2 · price: Represents the weighted average share price of an aggregate total of 16,677 shares sold in the price range of $17.01 to $17.375 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 12, 2020 Filed May 13, 2020 23:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 23,810 | $6.93 | $165,003.30 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2020 Filed May 13, 2020 23:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,410 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · derivative · entry 15 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,620 Underlying: Common Stock · 24,410 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 11, 2020 Filed May 13, 2020 23:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 17,306 | $17.01 | $294,376.79 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,954 F1 · price: Represents the weighted average share price of an aggregate total of 17,306 shares sold in the price range of $16.71 to $17.16 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2020 Filed May 13, 2020 23:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 24,410 | $6.93 | $169,161.30 |
DisclosureSEC source: 0001288469-20-000093 · wf-form4_158941343554994.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,410 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 17 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,030 Underlying: Common Stock · 24,410 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 17,328 | $16.65 | $288,460.95 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,850 F3 · price: Represents the weighted average share price of an aggregate total of 17,328 shares sold in the price range of $16.39 to $16.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 24,410 | $6.93 | $169,161.30 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2020 Filed May 11, 2020 16:14 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 38,470 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · derivative · entry 6 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,470 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 08, 2020 Filed May 11, 2020 16:14 UTC |
LING CURTISChief Technical Officer
|
SaleCommon Stock | 24,518 | $16.57 | $406,344.17 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,460 F2 · price: Represents the weighted average share price of an aggregate total of 24,518 shares sold in the price range of $16.25 to $16.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2020 Filed May 11, 2020 16:14 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionCommon Stock | 38,470 | $6.93 | $266,597.10 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 16 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,440 Underlying: Common Stock · 50,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 07, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 32,210 | $16.17 | $520,748.73 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,768 F2 · price: Represents the weighted average share price of an aggregate total of 32,210 shares sold in the price range of $16.05 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 50,000 | $6.93 | $346,500.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 11, 2020 16:14 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,516 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,470 Underlying: Common Stock · 15,516 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 07, 2020 Filed May 11, 2020 16:14 UTC |
LING CURTISChief Technical Officer
|
SaleCommon Stock | 9,888 | $16.20 | $160,232.07 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,508 F1 · price: Represents the weighted average share price of an aggregate total of 9,888 shares sold in the price range of $16.10 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2020 Filed May 11, 2020 16:14 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionCommon Stock | 15,516 | $6.93 | $107,525.88 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2020 Filed May 7, 2020 16:02 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionStock Option (right to buy) · Derivative | 39,986 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · derivative · entry 8 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,986 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 06, 2020 Filed May 7, 2020 16:02 UTC |
REDDY MADHUKARVP, Central Engineering
|
SaleCommon Stock | 25,352 | $16.17 | $409,954.52 |
DisclosureSEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,902 F2 · price: Represents the weighted average share price of an aggregate total of 25,352 shares sold in the price range of $16.10 to $16.23 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2020 Filed May 7, 2020 16:02 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 39,986 | $6.93 | $277,102.98 |
DisclosureSEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · derivative · entry 15 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,440 Underlying: Common Stock · 40,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 186,440 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 06, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 25,219 | $16.21 | $408,774.77 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,978 F1 · price: Represents the weighted average share price of an aggregate total of 25,219 shares sold in the price range of $16.11 to $16.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2020 Filed May 9, 2020 00:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 40,000 | $6.93 | $277,200.00 |
DisclosureSEC source: 0001288469-20-000090 · wf-form4_158898347722918.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2020 Filed May 7, 2020 16:02 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · derivative · entry 7 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,986 Underlying: Common Stock · 20,000 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 05, 2020 Filed May 7, 2020 16:02 UTC |
REDDY MADHUKARVP, Central Engineering
|
SaleCommon Stock | 12,682 | $16.19 | $205,350.75 |
DisclosureSEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,268 F1 · price: Represents the weighted average share price of an aggregate total of 12,682 shares sold in the price range of $16.01 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 05, 2020 Filed May 7, 2020 16:02 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 20,000 | $6.93 | $138,600.00 |
DisclosureSEC source: 0001288469-20-000087 · wf-form4_158888173975300.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:23 UTC |
Dougherty GregDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000086 · wf-form4_158862735852049.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:23 UTC |
Dougherty GregDirector
|
Exercise / conversionCommon Stock | 2,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000086 · wf-form4_158862735852049.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:05 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Tax withholdingCommon Stock | 1,255 | $14.10 | $17,695.50 |
DisclosureSEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,934 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:05 UTC |
Kwong Connie H.Corporate Controller & PAO
|
GrantCommon Stock | 2,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,189 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:05 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Tax withholdingCommon Stock | 196 | $14.10 | $2,763.60 |
DisclosureSEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,590 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:05 UTC |
Kwong Connie H.Corporate Controller & PAO
|
GrantCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000072 · wf-form4_158637631220385.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,786 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:06 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Tax withholdingCommon Stock | 5,414 | $14.10 | $76,337.40 |
DisclosureSEC source: 0001288469-20-000074 · wf-form4_158637636059855.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,197 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 20:06 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GrantCommon Stock | 10,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000074 · wf-form4_158637636059855.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,611 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:06 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Tax withholdingCommon Stock | 1,383 | $14.10 | $19,500.30 |
DisclosureSEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 4 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,685 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:06 UTC |
WALSH BRENDANVP, Product Line Marketing
|
GrantCommon Stock | 3,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 3 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,068 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:06 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Tax withholdingCommon Stock | 398 | $14.10 | $5,611.80 |
DisclosureSEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 2 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,963 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:06 UTC |
WALSH BRENDANVP, Product Line Marketing
|
GrantCommon Stock | 810 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000075 · wf-form4_158637638274761.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,361 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC |
LING CURTISChief Technical Officer
|
Tax withholdingCommon Stock | 1,559 | $14.10 | $21,981.90 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,880 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC |
LING CURTISChief Technical Officer
|
GrantCommon Stock | 3,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,439 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC |
LING CURTISChief Technical Officer
|
Tax withholdingCommon Stock | 479 | $14.10 | $6,753.90 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,150 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC |
LING CURTISChief Technical Officer
|
GrantCommon Stock | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,629 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:40 UTC |
Bollesen MichaelVice President of Sales
|
GrantRestricted Stock Units · Derivative | 25,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · derivative · entry 5 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,706 Underlying: Common Stock · 25,706 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:40 UTC |
Bollesen MichaelVice President of Sales
|
Tax withholdingCommon Stock | 2,479 | $11.67 | $28,929.93 |
DisclosureSEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 4 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,862 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:40 UTC |
Bollesen MichaelVice President of Sales
|
GrantCommon Stock | 7,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 3 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,341 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:40 UTC |
Bollesen MichaelVice President of Sales
|
Tax withholdingCommon Stock | 181 | $11.67 | $2,112.27 |
DisclosureSEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 2 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,051 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:40 UTC |
Bollesen MichaelVice President of Sales
|
GrantCommon Stock | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000058 · wf-form4_158587081350140.xml · nonDerivative · entry 1 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,232 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:40 UTC |
Kwong Connie H.Corporate Controller & PAO
|
GrantRestricted Stock Units · Derivative | 27,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000059 · wf-form4_158587083749397.xml · derivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,849 Underlying: Common Stock · 27,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.