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NYSE · USD

MWA

Mueller Water Products, Inc.

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Tapewire entity
2326
SEC CIK
0001350593
Parsed reports
562

Last 12 months

Inside the activity.

5 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202610
Feb 202611
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202610
Aug 202603
Sep 202602
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2021 Filed May 25, 2021 18:18 UTC GrantPhantom Stock · Derivative 729.22 $14.27 $10,405.97
Disclosure

SEC source: 0001225208-21-008558 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,928.4367

Underlying: Common Stock · 729.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
May 20, 2021 Filed Sep 30, 2022 21:33 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 2.24 $14.20 $31.80
Disclosure

SEC source: 0001225208-22-010521 · doc5.xml · nonDerivative · entry 8

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,429.366

Read SEC document
May 20, 2021 Filed Sep 30, 2022 21:33 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 20.7592 $14.20 $294.78
Disclosure

SEC source: 0001225208-22-010521 · doc5.xml · nonDerivative · entry 7

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,427.126

Read SEC document
May 18, 2021 Filed Mar 1, 2022 11:53 UTC
Helms Todd PSVP and CHRO
OtherCommon Stock 37.415 $14.53 $543.64
Disclosure

SEC source: 0001225208-22-003594 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,921.415

Read SEC document
April 01, 2021 Filed Apr 5, 2021 18:56 UTC GrantPhantom Stock · Derivative 2,171.59 $14.16 $30,749.71
Disclosure

SEC source: 0001225208-21-006533 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,199.2167

Underlying: Common Stock · 2,171.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:34 UTC GrantRestricted Stock Unit 6,476 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006028 · doc4.xml · nonDerivative · entry 1

Sharritts Jeffery S. · CIK 0001853961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,476

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
March 09, 2021 Filed Mar 12, 2021 01:09 UTC
Helms Todd PSVP and CHRO
SaleCommon Stock 7,522 $13.65 $102,683.57
Disclosure

SEC source: 0001225208-21-005162 · doc4.xml · nonDerivative · entry 2

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,884

F1 · kind: The reporting person's sale of 7,522 shares of MWA common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 to the extent of 7,522 shares of MWA common stock from the reporting person's February 24, 2021 purchase of 9,884 shares of MWA common stock at a price of $13.145 per share. The reporting person has paid to MWA, upon settlement of the sale, $3,251, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,578 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001225208-21-004865 · doc4.xml · derivative · entry 6

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,578 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,965 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001225208-21-004865 · doc4.xml · derivative · entry 5

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,965 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:39 UTC SaleCommon Stock 12,578 $12.80 $161,018.52
Disclosure

SEC source: 0001225208-21-004865 · doc4.xml · nonDerivative · entry 4

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,554

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.770 to $12.820, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:39 UTC SaleCommon Stock 6,965 $12.80 $89,163.14
Disclosure

SEC source: 0001225208-21-004865 · doc4.xml · nonDerivative · entry 3

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,132

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $12.770 to $12.820, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:39 UTC Exercise / conversionCommon Stock 6,965 $2.79 $19,432.35
Disclosure

SEC source: 0001225208-21-004865 · doc4.xml · nonDerivative · entry 2

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:39 UTC Exercise / conversionCommon Stock 12,578 $5.91 $74,335.98
Disclosure

SEC source: 0001225208-21-004865 · doc4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 17:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 25,974 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001225208-21-004306 · doc4.xml · derivative · entry 3

HANSEN THOMAS J · CIK 0001180972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,974 shares

Expires 2021-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 17:42 UTC SaleCommon Stock 25,974 $13.32 $345,851.60
Disclosure

SEC source: 0001225208-21-004306 · doc4.xml · nonDerivative · entry 2

HANSEN THOMAS J · CIK 0001180972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,866

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $13.30 to $13.34, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 17:42 UTC Exercise / conversionCommon Stock 25,974 $2.90 $75,324.60
Disclosure

SEC source: 0001225208-21-004306 · doc4.xml · nonDerivative · entry 1

HANSEN THOMAS J · CIK 0001180972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:07 UTC
Helms Todd PSVP and CHRO
Tax withholdingCommon Stock 3,476 $13.18 $45,813.68
Disclosure

SEC source: 0001225208-21-003942 · doc4.xml · nonDerivative · entry 2

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,522

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:07 UTC
Helms Todd PSVP and CHRO
Tax withholdingCommon Stock 618 $13.18 $8,145.24
Disclosure

SEC source: 0001225208-21-003942 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,998

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

Read SEC document
February 24, 2021 Filed Mar 12, 2021 01:09 UTC
Helms Todd PSVP and CHRO
PurchaseCommon Stock 9,884 $13.15 $129,925.18
Disclosure

SEC source: 0001225208-21-005162 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:31 UTC GrantPhantom Stock · Derivative 784.93 $13.05 $10,243.34
Disclosure

SEC source: 0001225208-21-003713 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,027.6267

Underlying: Common Stock · 784.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
February 22, 2021 Filed Sep 30, 2022 21:33 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 2.483 $12.75 $31.65
Disclosure

SEC source: 0001225208-22-010521 · doc5.xml · nonDerivative · entry 6

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,222.9513

Read SEC document
February 22, 2021 Filed Sep 30, 2022 21:33 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 23.165 $12.67 $293.50
Disclosure

SEC source: 0001225208-22-010521 · doc5.xml · nonDerivative · entry 5

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,220.4683

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:56 UTC
KOLB JERRY WDirector
GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002251 · doc4.xml · nonDerivative · entry 1

KOLB JERRY W · CIK 0001143780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:58 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002254 · doc4.xml · nonDerivative · entry 1

RETHORE BERNARD G · CIK 0001159996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:56 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002250 · doc4.xml · nonDerivative · entry 1

HANSEN THOMAS J · CIK 0001180972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:57 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002252 · doc4.xml · nonDerivative · entry 1

OBRIEN MARK J · CIK 0001231245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:58 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002256 · doc4.xml · nonDerivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 17:58 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002255 · doc4.xml · nonDerivative · entry 1

THOMAS LYDIA W · CIK 0001201984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:58 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002257 · doc4.xml · nonDerivative · entry 1

Van Arsdell Stephen C · CIK 0001699426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:58 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002253 · doc4.xml · nonDerivative · entry 1

Ortiz Christine · CIK 0001764692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:55 UTC GrantRestricted Stock Unit 8,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-002249 · doc4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

Read SEC document
January 23, 2021 Filed Jan 27, 2021 23:35 UTC
Cofield WilliamSVP, Operations & Supply Chain
Tax withholdingCommon Stock 1,189 $12.48 $14,838.72
Disclosure

SEC source: 0001225208-21-001191 · doc4.xml · nonDerivative · entry 1

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,038

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 17:08 UTC GrantPhantom Stock · Derivative 2,045.47 $12.10 $24,750.19
Disclosure

SEC source: 0001225208-21-000572 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,242.6967

Underlying: Common Stock · 2,045.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F3 · balance_after: Includes 851.69 shares of phantom stock acquired on November 20, 2020 under the Mueller Water Products, Inc. dividend reinvestment plan.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 23:32 UTC
Nancarrow Michael SVP & Chief Accounting Officer
SaleCommon Stock 303.2231 $12.06 $3,656.87
Disclosure

SEC source: 0001225208-20-014701 · doc4.xml · nonDerivative · entry 1

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,309.3834

F1 · shares: The shares were acquired through dividend reinvestment as part of the Mueller Water Products, Inc. Employee Stock Purchase Plan on dates ranging from August 22, 2016 to February 21, 2020 and at prices ranging from $12.15 to $13.41.

F2 · balance_after: Includes 27,220.383 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 18:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,094 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001225208-20-014534 · doc4.xml · derivative · entry 3

OBRIEN MARK J · CIK 0001231245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,094 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 09, 2020 Filed Dec 10, 2020 18:34 UTC Exercise / conversionCommon Stock 15,094 $4.21 $63,545.74
Disclosure

SEC source: 0001225208-20-014534 · doc4.xml · nonDerivative · entry 1

OBRIEN MARK J · CIK 0001231245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,578 $0.00 Strike: $5.91 $0.00
Disclosure

SEC source: 0001225208-20-014414 · doc4.xml · derivative · entry 4

RETHORE BERNARD G · CIK 0001159996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,578 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:26 UTC SaleCommon Stock 12,578 $11.98 $150,641.67
Disclosure

SEC source: 0001225208-20-014414 · doc4.xml · nonDerivative · entry 2

RETHORE BERNARD G · CIK 0001159996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $11.96 to $12.00, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:26 UTC Exercise / conversionCommon Stock 12,578 $5.91 $74,335.98
Disclosure

SEC source: 0001225208-20-014414 · doc4.xml · nonDerivative · entry 1

RETHORE BERNARD G · CIK 0001159996 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,094 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001225208-20-014415 · doc4.xml · derivative · entry 2

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,094 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 18:29 UTC Exercise / conversionCommon Stock 15,094 $4.21 $63,545.74
Disclosure

SEC source: 0001225208-20-014415 · doc4.xml · nonDerivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:53 UTC
Mize Chad D.SVP, Sales & Marketing
Tax withholdingCommon Stock 809 $11.78 $9,530.02
Disclosure

SEC source: 0001225208-20-014314 · doc4.xml · nonDerivative · entry 3

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,207.2124

F3 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F4 · balance_after: Includes 290.212 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 00:53 UTC
Floyd Scott P.SVP and General Manager
Tax withholdingCommon Stock 227 $11.78 $2,674.06
Disclosure

SEC source: 0001225208-20-014316 · doc4.xml · nonDerivative · entry 2

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,647.2389

F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F3 · balance_after: Includes 8,118.239 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
December 03, 2020 Filed Dec 8, 2020 00:52 UTC Tax withholdingCommon Stock 1,542 $11.78 $18,164.76
Disclosure

SEC source: 0001225208-20-014311 · doc4.xml · nonDerivative · entry 3

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,917.6998

F3 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F4 · balance_after: Includes 1,740.90 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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December 03, 2020 Filed Dec 7, 2020 19:52 UTC
Heinrichs Steven SEVP, CLO, CCO and Secretary
Tax withholdingCommon Stock 1,308 $11.78 $15,408.24
Disclosure

SEC source: 0001225208-20-014312 · doc4.xml · nonDerivative · entry 2

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,098.7072

F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F3 · balance_after: Includes 3,175.707 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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December 03, 2020 Filed Dec 8, 2020 00:56 UTC
Nancarrow Michael SVP & Chief Accounting Officer
Tax withholdingCommon Stock 289 $11.78 $3,404.42
Disclosure

SEC source: 0001225208-20-014317 · doc4.xml · nonDerivative · entry 3

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,612.6065

F3 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F4 · balance_after: Includes 27,523.607 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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December 03, 2020 Filed Dec 8, 2020 00:53 UTC
Takeuchi KenjiSVP, Engineering
Tax withholdingCommon Stock 809 $11.78 $9,530.02
Disclosure

SEC source: 0001225208-20-014315 · doc4.xml · nonDerivative · entry 2

Takeuchi Kenji · CIK 0001802150 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,583.001

F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F3 · balance_after: Includes 1,728.001 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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December 03, 2020 Filed Dec 8, 2020 00:52 UTC
Cofield WilliamSVP, Operations & Supply Chain
Tax withholdingCommon Stock 801 $11.78 $9,435.78
Disclosure

SEC source: 0001225208-20-014313 · doc4.xml · nonDerivative · entry 2

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,894

F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

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December 03, 2020 Filed Dec 8, 2020 00:49 UTC
HALL J SCOTTDirector · President and CEO
Tax withholdingCommon Stock 5,700 $11.78 $67,146.00
Disclosure

SEC source: 0001225208-20-014310 · doc4.xml · nonDerivative · entry 3

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,111

F3 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

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December 03, 2020 Filed Dec 6, 2021 17:31 UTC Amendment
Mize Chad D.SVP, Sales & Marketing
Tax withholdingCommon Stock 649 $11.78 $7,645.22
Disclosure

SEC source: 0001225208-21-014518 · doc4a.xml · nonDerivative · entry 2

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,882.2124

F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. The number of shares were originally reported incorrectly due to a clerical error.

F3 · balance_after: Includes 290.212 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.