Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EQUUS TOTAL RETURN, INC.EQS · Entity 7826 | 10% owner | September 28, 2021 | October 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EQUUS TOTAL RETURN, INC.
Report date September 28, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 3,172,237 |
Reported balance
Holding disclosure · report date 2021-09-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,172,237 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MVC CAPITAL, INC.
Report date December 23, 2020 · Filed December 23, 2020
Section 16 reporting ended · disclosed 2020-12-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-12-23 transaction · row 1
1 source rowRow 1 · 2020-12-23 · Disposition to issuer · Disposed 1,000,099.56 · Balance 0 F1: MVC Capital, Inc. ("MVC"), Barings BDC, Inc., a Maryland corporation ("Barings BDC"), Mustang Acquisition Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Barings BDC, ("Merger Sub") and Barings LLC, a Delaware limited liability company and investment adviser to Barings BDC ("Barings") entered into the Agreement and Plan of Merger, dated as of August 10, 2020 (the "Merger Agreement"), pursuant to which the acquisition of MVC by Barings BDC was completed in two steps: (i) the first step being a merger of Merger Sub with and into MVC (the "First Step") with MVC surviving as a wholly owned subsidiary of Barings BDC ("First Step Surviving Company"), and (ii) the second step being a merger of the First Step Surviving Company with and into Barings BDC with Barings BDC as the surviving company (the "Second Step", and together with the First Step, the "Merger"). F2: At the effective time of the Merger, each share of issued and outstanding MVC common stock was canceled and exchanged for the right to receive (i) $0.39492 per share in cash, without interest, from Barings and (ii) 0.9790836 of a validly issued, fully paid and non-assessable share of Barings BDC common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: MVC Capital, Inc. ("MVC"), Barings BDC, Inc., a Maryland corporation ("Barings BDC"), Mustang Acquisition Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Barings BDC, ("Merger Sub") and Barings LLC, a Delaware limited liability company and investment adviser to Barings BDC ("Barings") entered into the Agreement and Plan of Merger, dated as of August 10, 2020 (the "Merger Agreement"), pursuant to which the acquisition of MVC by Barings BDC was completed in two steps: (i) the first step being a merger of Merger Sub with and into MVC (the "First Step") with MVC surviving as a wholly owned subsidiary of Barings BDC ("First Step Surviving Company"), and (ii) the second step being a merger of the First Step Surviving Company with and into Barings BDC with Barings BDC as the surviving company (the "Second Step", and together with the First Step, the "Merger").
F2: At the effective time of the Merger, each share of issued and outstanding MVC common stock was canceled and exchanged for the right to receive (i) $0.39492 per share in cash, without interest, from Barings and (ii) 0.9790836 of a validly issued, fully paid and non-assessable share of Barings BDC common stock.
Mueller Water Products, Inc.
Report date May 20, 2024 · Filed May 22, 2024
Section 16 reporting ended · disclosed 2024-05-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 229,089.0867 |
Reported balance
After 2024-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-20 · Grant · Acquired 765.46 · Balance 229,089.0867 F1: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2: The shares of phantom stock become payable in cash following the reporting person's termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of Common Stock.
F2: The shares of phantom stock become payable in cash following the reporting person's termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2024 Filed May 22, 2024 18:11 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 765.46 | $19.09 | $14,612.63 |
DisclosureSEC source: 0001225208-24-006305 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,089.0867 Underlying: Common Stock · 765.46 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash following the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash following the reporting person's termination of service as a director. Read SEC document |
| April 01, 2024 Filed Apr 2, 2024 17:24 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,177.21 | $15.70 | $18,482.20 |
DisclosureSEC source: 0001225208-24-004828 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,323.6267 Underlying: Common Stock · 1,177.21 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash following the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash following the reporting person's termination of service as a director. Read SEC document |
| February 28, 2024 Filed Feb 29, 2024 19:24 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 7,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003328 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,376 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 18:20 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 925.71 | $15.64 | $14,478.10 |
DisclosureSEC source: 0001225208-24-002662 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,146.4167 Underlying: Common Stock · 925.71 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| January 02, 2024 Filed Jan 3, 2024 18:05 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 2,530.08 | $14.13 | $35,750.03 |
DisclosureSEC source: 0001225208-24-000289 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,220.7067 Underlying: Common Stock · 2,530.08 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 17:04 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,077.7 | $13.22 | $14,247.19 |
DisclosureSEC source: 0001225208-23-010403 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,690.6267 Underlying: Common Stock · 1,077.7 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 21:04 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 3,736.15 | $12.58 | $47,000.77 |
DisclosureSEC source: 0001225208-23-009367 · doc4.xml · derivative · entry 4 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,612.9267 Underlying: Common Stock · 3,736.15 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F3 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F3 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 06:17 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,656 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001225208-23-008941 · doc4.xml · derivative · entry 6 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,656 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 06:17 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,791 | $0.00 Strike: $9.97 | $0.00 |
DisclosureSEC source: 0001225208-23-008941 · doc4.xml · derivative · entry 5 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,791 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 06:17 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 8,270 | $13.08 | $108,154.23 |
DisclosureSEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 4 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,502 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $13.0701 to $13.095, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 06:17 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 4,999 | $13.08 | $65,376.42 |
DisclosureSEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 3 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,772 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $13.0701 to $13.095, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 06:17 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 9,656 | $8.58 | $82,848.48 |
DisclosureSEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 2 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2023 Filed Sep 15, 2023 06:17 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 10,791 | $9.97 | $107,586.27 |
DisclosureSEC source: 0001225208-23-008941 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2023 Filed Oct 4, 2023 21:04 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 250 | $13.11 | $3,276.25 |
DisclosureSEC source: 0001225208-23-009367 · doc4.xml · nonDerivative · entry 2 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ted M. Tokarz Revocable Trust Disclosed balance after: 0 Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 17:31 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 969.54 | $13.71 | $13,292.39 |
DisclosureSEC source: 0001225208-23-008432 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,876.7767 Underlying: Common Stock · 969.54 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 17:51 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,974.13 | $16.21 | $32,000.65 |
DisclosureSEC source: 0001225208-23-007291 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,907.2367 Underlying: Common Stock · 1,974.13 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| May 22, 2023 Filed May 23, 2023 18:30 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 940.78 | $13.94 | $13,114.47 |
DisclosureSEC source: 0001225208-23-006181 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,933.1067 Underlying: Common Stock · 940.78 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| April 03, 2023 Filed Apr 4, 2023 17:57 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 2,862.38 | $13.80 | $39,500.84 |
DisclosureSEC source: 0001225208-23-004610 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,992.3267 Underlying: Common Stock · 2,862.38 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 19:24 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 930.19 | $13.85 | $12,883.13 |
DisclosureSEC source: 0001225208-23-002706 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,129.9467 Underlying: Common Stock · 930.19 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 20:05 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 8,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001623 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,267 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 18:03 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 3,093.22 | $10.83 | $33,499.57 |
DisclosureSEC source: 0001225208-23-000294 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,199.7567 Underlying: Common Stock · 3,093.22 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 19:41 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,578 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0001225208-22-012380 · doc4.xml · derivative · entry 3 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,578 shares Expires 2023-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 19:41 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 4,189 | $11.34 | $47,518.76 |
DisclosureSEC source: 0001225208-22-012380 · doc4.xml · nonDerivative · entry 2 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,499 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $11.340 to $11.350, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 06, 2022 Filed Dec 6, 2022 19:41 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 12,578 | $5.91 | $74,335.98 |
DisclosureSEC source: 0001225208-22-012380 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,688 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 17:15 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,090.5 | $11.58 | $12,627.99 |
DisclosureSEC source: 0001225208-22-011891 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,106.5367 Underlying: Common Stock · 1,090.5 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 18:24 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 3,205.74 | $10.45 | $33,499.98 |
DisclosureSEC source: 0001225208-22-010830 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,016.0367 Underlying: Common Stock · 3,205.74 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 17:46 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 994.36 | $11.83 | $11,763.28 |
DisclosureSEC source: 0001225208-22-009751 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,810.2967 Underlying: Common Stock · 994.36 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 19:58 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 2,086.89 | $11.74 | $24,500.09 |
DisclosureSEC source: 0001225208-22-008533 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,815.9367 Underlying: Common Stock · 2,086.89 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| May 20, 2022 Filed May 24, 2022 17:33 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,002.09 | $11.56 | $11,584.16 |
DisclosureSEC source: 0001225208-22-007364 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,729.0467 Underlying: Common Stock · 1,002.09 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 17:45 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 2,239.38 | $12.95 | $28,999.97 |
DisclosureSEC source: 0001225208-22-005436 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,726.9567 Underlying: Common Stock · 2,239.38 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 19:53 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 894.31 | $12.75 | $11,402.45 |
DisclosureSEC source: 0001225208-22-003182 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,487.5767 Underlying: Common Stock · 894.31 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:43 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 8,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001736 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,047 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:19 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,929.81 | $14.25 | $27,499.79 |
DisclosureSEC source: 0001225208-22-000502 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,593.2667 Underlying: Common Stock · 1,929.81 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 18:02 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,965 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0001225208-21-014806 · doc4.xml · derivative · entry 2 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,965 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 18:02 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 6,965 | $2.79 | $19,432.35 |
DisclosureSEC source: 0001225208-21-014806 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction was an exercise of vested stock options granted in January 2012 that would have expired in January 2022. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 19:57 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 766.6 | $14.67 | $11,246.02 |
DisclosureSEC source: 0001225208-21-014136 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,663.4567 Underlying: Common Stock · 766.6 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 21:13 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,715.69 | $15.30 | $26,250.06 |
DisclosureSEC source: 0001225208-21-012828 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,896.8567 Underlying: Common Stock · 1,715.69 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 19:53 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 683.92 | $15.40 | $10,532.37 |
DisclosureSEC source: 0001225208-21-011667 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,181.1667 Underlying: Common Stock · 683.92 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 17:48 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,568.81 | $14.82 | $23,249.76 |
DisclosureSEC source: 0001225208-21-010317 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,497.2467 Underlying: Common Stock · 1,568.81 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| May 20, 2021 Filed May 25, 2021 18:18 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 729.22 | $14.27 | $10,405.97 |
DisclosureSEC source: 0001225208-21-008558 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,928.4367 Underlying: Common Stock · 729.22 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 18:56 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 2,171.59 | $14.16 | $30,749.71 |
DisclosureSEC source: 0001225208-21-006533 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,199.2167 Underlying: Common Stock · 2,171.59 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:31 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 784.93 | $13.05 | $10,243.34 |
DisclosureSEC source: 0001225208-21-003713 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,027.6267 Underlying: Common Stock · 784.93 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 17:58 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 8,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-002256 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,222 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 17:08 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 2,045.47 | $12.10 | $24,750.19 |
DisclosureSEC source: 0001225208-21-000572 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,242.6967 Underlying: Common Stock · 2,045.47 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F3 · balance_after: Includes 851.69 shares of phantom stock acquired on November 20, 2020 under the Mueller Water Products, Inc. dividend reinvestment plan. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 16:50 UTC | MVC CAPITAL, INC. MVC · Entity 144341 | Disposition to issuerCommon Stock, $0.01 par value | 1,000,099.56 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-029448 · form4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director · CHAIRMAN AND PORTFOLIO MANAGER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: MVC Capital, Inc. ("MVC"), Barings BDC, Inc., a Maryland corporation ("Barings BDC"), Mustang Acquisition Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Barings BDC, ("Merger Sub") and Barings LLC, a Delaware limited liability company and investment adviser to Barings BDC ("Barings") entered into the Agreement and Plan of Merger, dated as of August 10, 2020 (the "Merger Agreement"), pursuant to which the acquisition of MVC by Barings BDC was completed in two steps: (i) the first step being a merger of Merger Sub with and into MVC (the "First Step") with MVC surviving as a wholly owned subsidiary of Barings BDC ("First Step Surviving Company"), and (ii) the second step being a merger of the First Step Surviving Company with and into Barings BDC with Barings BDC as the surviving company (the "Second Step", and together with the First Step, the "Merger"). F2 · price: At the effective time of the Merger, each share of issued and outstanding MVC common stock was canceled and exchanged for the right to receive (i) $0.39492 per share in cash, without interest, from Barings and (ii) 0.9790836 of a validly issued, fully paid and non-assessable share of Barings BDC common stock. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 18:29 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,094 | $0.00 Strike: $4.21 | $0.00 |
DisclosureSEC source: 0001225208-20-014415 · doc4.xml · derivative · entry 2 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,094 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 18:29 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 15,094 | $4.21 | $63,545.74 |
DisclosureSEC source: 0001225208-20-014415 · doc4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 2,683.77 | $10.34 | $27,750.18 |
DisclosureSEC source: 0001225208-20-012098 · doc4.xml · derivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,345.5367 Underlying: Common Stock · 2,683.77 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F3 · balance_after: Includes 872.36 shares of phantom stock acquired on August 20, 2020 under the Mueller Water Products, Inc. dividend reinvestment plan. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 22:10 UTC | EQUUS TOTAL RETURN, INC. EQS · Entity 7826 | SaleCommon Stock, par value $0.001 per share | 3,228,024 | $1.17 | $3,776,788.08 |
DisclosureSEC source: 0001140361-20-016349 · form4.xml · nonDerivative · entry 1 TOKARZ MICHAEL T · CIK 0001206636 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · ownership.nature: The shares were held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 19:24 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantPhantom Stock · Derivative | 1,895.43 | $9.18 | $17,400.05 |
DisclosureSEC source: 0001225208-20-009533 · doc4.xml · derivative · entry 3 TOKARZ MICHAEL T · CIK 0001206636 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,789.4067 Underlying: Common Stock · 1,895.43 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock. F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director. F5 · balance_after: Includes 1,069.50 shares of phantom stock acquired on May 20, 2020 under the Mueller Water Products, Inc. dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.