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MWA

Mueller Water Products, Inc.

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2326
SEC CIK
0001350593
Parsed reports
562

Last 12 months

Inside the activity.

5 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202610
Feb 202611
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202610
Aug 202603
Sep 202602
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 3, 2021 01:25 UTC
HALL J SCOTTDirector · President and CEO
GrantCommon Stock 73,749 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014410 · doc4.xml · nonDerivative · entry 1

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,801.0896

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three (3) separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 1,713.09 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 27, 2021 Filed Nov 29, 2021 21:27 UTC
Mize Chad D.SVP, Sales & Marketing
Tax withholdingCommon Stock 319 $14.03 $4,475.57
Disclosure

SEC source: 0001225208-21-014194 · doc4.xml · nonDerivative · entry 1

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,198.7315

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 294.73 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 27, 2021 Filed Nov 30, 2021 02:56 UTC
Floyd Scott P.SVP and General Manager
Exercise / conversionPhantom Stock · Derivative 1,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014196 · doc4.xml · derivative · entry 3

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,298 shares

Expires 2021-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Phantom stock granted on November 27, 2018 pursuant to the Mueller Water Products, Inc. Phantom Plan.

F4 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting.

F5 · derivative.exercise_date: Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (1,298 shares) vested on November 27, 2019; the second tranche (1,298 shares) vested on November 27, 2020; and the third tranche (1,298 shares) vested on November 27, 2021.

Read SEC document
November 27, 2021 Filed Nov 30, 2021 02:56 UTC
Floyd Scott P.SVP and General Manager
Disposition to issuerCommon Stock 1,298 $14.03 $18,210.94
Disclosure

SEC source: 0001225208-21-014196 · doc4.xml · nonDerivative · entry 2

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,342.6288

F2 · balance_after: Includes 8,813.63 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 27, 2021 Filed Nov 30, 2021 02:56 UTC
Floyd Scott P.SVP and General Manager
Exercise / conversionCommon Stock 1,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014196 · doc4.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,640.6288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting.

Read SEC document
November 27, 2021 Filed Nov 30, 2021 02:01 UTC Tax withholdingCommon Stock 1,596 $14.03 $22,391.88
Disclosure

SEC source: 0001225208-21-014188 · doc4.xml · nonDerivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,046.8074

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 1,768.01 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 27, 2021 Filed Nov 29, 2021 21:18 UTC
Heinrichs Steven SEVP, CLO, CCO and Secretary
Tax withholdingCommon Stock 1,370 $14.03 $19,221.10
Disclosure

SEC source: 0001225208-21-014191 · doc4.xml · nonDerivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,997.4653

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 4,933.47 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 27, 2021 Filed Nov 30, 2021 01:41 UTC
HALL J SCOTTDirector · President and CEO
Tax withholdingCommon Stock 5,765 $14.03 $80,882.95
Disclosure

SEC source: 0001225208-21-014186 · doc4.xml · nonDerivative · entry 1

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,052.0896

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 1,713.09 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 27, 2021 Filed Nov 30, 2021 02:21 UTC
Cofield WilliamSVP, Operations & Supply Chain
Tax withholdingCommon Stock 822 $14.03 $11,532.66
Disclosure

SEC source: 0001225208-21-014192 · doc4.xml · nonDerivative · entry 1

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 19:57 UTC GrantPhantom Stock · Derivative 766.6 $14.67 $11,246.02
Disclosure

SEC source: 0001225208-21-014136 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,663.4567

Underlying: Common Stock · 766.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
November 22, 2021 Filed Nov 14, 2022 11:08 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 2.291 $14.74 $33.77
Disclosure

SEC source: 0001225208-22-011604 · doc5.xml · nonDerivative · entry 2

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,784.6363

Read SEC document
November 22, 2021 Filed Nov 14, 2022 11:08 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 21.349 $14.67 $313.19
Disclosure

SEC source: 0001225208-22-011604 · doc5.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,782.3453

Read SEC document
November 18, 2021 Filed Mar 1, 2022 11:53 UTC
Helms Todd PSVP and CHRO
OtherCommon Stock 40.527 $14.25 $577.51
Disclosure

SEC source: 0001225208-22-003594 · doc4.xml · nonDerivative · entry 3

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,703.8532

F1 · kind: The reporting person is voluntarily early reporting beneficial ownership of 40.527 shares of common stock.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,414 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001225208-21-013454 · doc4.xml · derivative · entry 6

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,414 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,697 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001225208-21-013454 · doc4.xml · derivative · entry 5

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,697 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:38 UTC SaleCommon Stock 2,697 $16.43 $44,311.71
Disclosure

SEC source: 0001225208-21-013454 · doc4.xml · nonDerivative · entry 4

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,554

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:38 UTC SaleCommon Stock 2,414 $16.43 $39,662.02
Disclosure

SEC source: 0001225208-21-013454 · doc4.xml · nonDerivative · entry 3

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,251

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:38 UTC Exercise / conversionCommon Stock 2,414 $8.58 $20,712.12
Disclosure

SEC source: 0001225208-21-013454 · doc4.xml · nonDerivative · entry 2

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:38 UTC Exercise / conversionCommon Stock 2,697 $9.97 $26,889.09
Disclosure

SEC source: 0001225208-21-013454 · doc4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 21:13 UTC GrantPhantom Stock · Derivative 1,715.69 $15.30 $26,250.06
Disclosure

SEC source: 0001225208-21-012828 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,896.8567

Underlying: Common Stock · 1,715.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,414 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001225208-21-012830 · doc4.xml · derivative · entry 6

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,414

Underlying: Common Stock · 2,414 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,698 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001225208-21-012830 · doc4.xml · derivative · entry 5

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,697

Underlying: Common Stock · 2,698 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:27 UTC SaleCommon Stock 2,698 $15.28 $41,225.44
Disclosure

SEC source: 0001225208-21-012830 · doc4.xml · nonDerivative · entry 4

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,554

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:27 UTC SaleCommon Stock 2,414 $15.28 $36,885.92
Disclosure

SEC source: 0001225208-21-012830 · doc4.xml · nonDerivative · entry 3

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,252

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:27 UTC Exercise / conversionCommon Stock 2,414 $8.58 $20,712.12
Disclosure

SEC source: 0001225208-21-012830 · doc4.xml · nonDerivative · entry 2

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:27 UTC Exercise / conversionCommon Stock 2,698 $9.97 $26,899.06
Disclosure

SEC source: 0001225208-21-012830 · doc4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 19:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,965 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001225208-21-012060 · doc4.xml · derivative · entry 3

THOMAS LYDIA W · CIK 0001201984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,965 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 19:50 UTC SaleCommon Stock 6,965 $16.56 $115,345.97
Disclosure

SEC source: 0001225208-21-012060 · doc4.xml · nonDerivative · entry 2

THOMAS LYDIA W · CIK 0001201984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,396

Read SEC document
September 02, 2021 Filed Sep 3, 2021 19:50 UTC Exercise / conversionCommon Stock 6,965 $2.79 $19,432.35
Disclosure

SEC source: 0001225208-21-012060 · doc4.xml · nonDerivative · entry 1

THOMAS LYDIA W · CIK 0001201984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:54 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,414 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001225208-21-011988 · doc4.xml · derivative · entry 6

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,828

Underlying: Common Stock · 2,414 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:54 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,698 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001225208-21-011988 · doc4.xml · derivative · entry 5

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395

Underlying: Common Stock · 2,698 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:54 UTC SaleCommon Stock 2,698 $16.62 $44,840.76
Disclosure

SEC source: 0001225208-21-011988 · doc4.xml · nonDerivative · entry 4

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,554

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:54 UTC SaleCommon Stock 2,414 $16.62 $40,120.68
Disclosure

SEC source: 0001225208-21-011988 · doc4.xml · nonDerivative · entry 3

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,252

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:54 UTC Exercise / conversionCommon Stock 2,414 $8.58 $20,712.12
Disclosure

SEC source: 0001225208-21-011988 · doc4.xml · nonDerivative · entry 2

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 22:54 UTC Exercise / conversionCommon Stock 2,698 $9.97 $26,899.06
Disclosure

SEC source: 0001225208-21-011988 · doc4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 25,260 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001225208-21-011870 · doc4.xml · derivative · entry 4

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,260 shares

Expires 2021-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date, November 29, 2011.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:49 UTC SaleCommon Stock 25,260 $16.66 $420,907.38
Disclosure

SEC source: 0001225208-21-011870 · doc4.xml · nonDerivative · entry 2

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,937.8508

F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $16.605 to $16.735, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 1,761.051 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
August 30, 2021 Filed Aug 31, 2021 23:49 UTC Exercise / conversionCommon Stock 25,260 $2.03 $51,277.80
Disclosure

SEC source: 0001225208-21-011870 · doc4.xml · nonDerivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,197.8508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was an exercise of vested stock options granted in November 2011 that would have expired in November 2021.

Read SEC document
August 20, 2021 Filed Aug 23, 2021 19:53 UTC GrantPhantom Stock · Derivative 683.92 $15.40 $10,532.37
Disclosure

SEC source: 0001225208-21-011667 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,181.1667

Underlying: Common Stock · 683.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

Read SEC document
August 20, 2021 Filed Sep 30, 2022 21:33 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 2.091 $15.26 $31.91
Disclosure

SEC source: 0001225208-22-010521 · doc5.xml · nonDerivative · entry 10

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,608.9374

Read SEC document
August 20, 2021 Filed Sep 30, 2022 21:33 UTC
Floyd Scott P.SVP and General Manager
OtherCommon Stock 19.4684 $15.20 $295.92
Disclosure

SEC source: 0001225208-22-010521 · doc5.xml · nonDerivative · entry 9

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,606.8464

Read SEC document
August 18, 2021 Filed Mar 1, 2022 11:53 UTC
Helms Todd PSVP and CHRO
OtherCommon Stock 35.15 $15.52 $545.53
Disclosure

SEC source: 0001225208-22-003594 · doc4.xml · nonDerivative · entry 2

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,956.565

Read SEC document
August 09, 2021 Filed Nov 2, 2021 23:55 UTC
Smith Suzanne GVP and CAO
SaleCommon Stock 548.7805 $15.42 $8,459.73
Disclosure

SEC source: 0001225208-21-013452 · doc4.xml · nonDerivative · entry 1

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $15.41 to $15.42, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: The 548.7805 shares sold were acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan on July 1, 2021.

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August 02, 2021 Filed Aug 3, 2021 23:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,414 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001225208-21-011089 · doc4.xml · derivative · entry 6

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,242

Underlying: Common Stock · 2,414 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

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August 02, 2021 Filed Aug 3, 2021 23:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,698 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001225208-21-011089 · doc4.xml · derivative · entry 5

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,093

Underlying: Common Stock · 2,698 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021.

F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.

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August 02, 2021 Filed Aug 3, 2021 23:29 UTC SaleCommon Stock 2,698 $15.00 $40,470.00
Disclosure

SEC source: 0001225208-21-011089 · doc4.xml · nonDerivative · entry 4

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,554

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August 02, 2021 Filed Aug 3, 2021 23:29 UTC SaleCommon Stock 2,414 $15.00 $36,210.00
Disclosure

SEC source: 0001225208-21-011089 · doc4.xml · nonDerivative · entry 3

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,252

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August 02, 2021 Filed Aug 3, 2021 23:29 UTC Exercise / conversionCommon Stock 2,414 $8.58 $20,712.12
Disclosure

SEC source: 0001225208-21-011089 · doc4.xml · nonDerivative · entry 2

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 02, 2021 Filed Aug 3, 2021 23:29 UTC Exercise / conversionCommon Stock 2,698 $9.97 $26,899.06
Disclosure

SEC source: 0001225208-21-011089 · doc4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 01, 2021 Filed Jul 6, 2021 17:48 UTC GrantPhantom Stock · Derivative 1,568.81 $14.82 $23,249.76
Disclosure

SEC source: 0001225208-21-010317 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,497.2467

Underlying: Common Stock · 1,568.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.