MWA

SEC source: 0001225208-22-001696 · doc4.xml · nonDerivative · entry 1

OBRIEN MARK J · CIK 0001231245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,047

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

SEC source: 0001225208-22-001736 · doc4.xml · nonDerivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,047

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

SEC source: 0001225208-22-001725 · doc4.xml · nonDerivative · entry 1

THOMAS LYDIA W · CIK 0001201984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,047

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

SEC source: 0001225208-22-001738 · doc4.xml · nonDerivative · entry 1

Van Arsdell Stephen C · CIK 0001699426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,047

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

SEC source: 0001225208-22-001697 · doc4.xml · nonDerivative · entry 1

Ortiz Christine · CIK 0001764692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,047

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

SEC source: 0001225208-22-001688 · doc4.xml · nonDerivative · entry 1

FRANKLIN SHIRLEY C. · CIK 0001504635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,047

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse on the first anniversary of the grant date.

SEC source: 0001225208-22-000502 · doc4.xml · derivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,593.2667

Underlying: Common Stock · 1,929.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Common Stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.

SEC source: 0001225208-21-014850 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,593.5529

F1 · balance_after: Includes 709.55 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014806 · doc4.xml · derivative · entry 2

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,965 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014806 · doc4.xml · nonDerivative · entry 1

TOKARZ MICHAEL T · CIK 0001206636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was an exercise of vested stock options granted in January 2012 that would have expired in January 2022.

SEC source: 0001225208-21-014583 · doc4.xml · derivative · entry 3

OBRIEN MARK J · CIK 0001231245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,965 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014583 · doc4.xml · nonDerivative · entry 1

OBRIEN MARK J · CIK 0001231245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was an exercise of vested stock options granted in January 2012 that would have expired in January 2022.

SEC source: 0001225208-21-014534 · doc4.xml · nonDerivative · entry 2

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,766.7315

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 294.73 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014535 · doc4.xml · nonDerivative · entry 2

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,764.6288

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 8,813.63 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014530 · doc4.xml · nonDerivative · entry 2

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,323.8074

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 1,768.01 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014531 · doc4.xml · nonDerivative · entry 2

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,322.4653

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 4,933.47 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014533 · doc4.xml · nonDerivative · entry 2

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,225

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014532 · doc4.xml · nonDerivative · entry 2

Takeuchi Kenji · CIK 0001802150 · SVP, Technology Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,093.1389

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 3,916.14 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014529 · doc4.xml · nonDerivative · entry 2

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,920.0896

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 1,713.09 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014534 · doc4.xml · nonDerivative · entry 1

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,751.7315

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014535 · doc4.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,059.6288

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014530 · doc4.xml · nonDerivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,185.8074

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014531 · doc4.xml · nonDerivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,323.4653

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014537 · doc4.xml · nonDerivative · entry 1

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,036.9514

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 535.95 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014533 · doc4.xml · nonDerivative · entry 1

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,389

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014536 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,305.5529

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 709.55 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014532 · doc4.xml · nonDerivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP, Technology Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,238.1389

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014529 · doc4.xml · nonDerivative · entry 1

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,728.0896

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

SEC source: 0001225208-21-014414 · doc4.xml · derivative · entry 3

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,532

Underlying: Common Stock · 23,532 shares

Expires 2031-11-30

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014414 · doc4.xml · nonDerivative · entry 2

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,565

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014414 · doc4.xml · nonDerivative · entry 1

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,483.7315

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three (3) separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 294.73 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014417 · doc4.xml · derivative · entry 2

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,521

Underlying: Common Stock · 22,521 shares

Expires 2031-11-30

F2 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014417 · doc4.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,369

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014411 · doc4.xml · derivative · entry 4

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,778

Underlying: Common Stock · 47,778 shares

Expires 2031-11-30

F5 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014411 · doc4.xml · nonDerivative · entry 2

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,443

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014411 · doc4.xml · nonDerivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,005.8074

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three (3) separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 1,768.01 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014412 · doc4.xml · derivative · entry 3

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,350

Underlying: Common Stock · 37,350 shares

Expires 2031-11-30

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014412 · doc4.xml · nonDerivative · entry 2

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,543

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014412 · doc4.xml · nonDerivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,877.4653

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three (3) separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

F2 · balance_after: Includes 4,933.47 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

SEC source: 0001225208-21-014418 · doc4.xml · derivative · entry 2

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,853

Underlying: Common Stock · 8,853 shares

Expires 2031-11-30

F2 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014418 · doc4.xml · nonDerivative · entry 1

Smith Suzanne G · CIK 0001770203 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,317

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014416 · doc4.xml · derivative · entry 2

Takeuchi Kenji · CIK 0001802150 · SVP, Technology Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,274

Underlying: Common Stock · 26,274 shares

Expires 2031-11-30

F2 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014416 · doc4.xml · nonDerivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP, Technology Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,255

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014415 · doc4.xml · derivative · entry 2

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,145

Underlying: Common Stock · 26,145 shares

Expires 2031-11-30

F2 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014415 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,484

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014413 · doc4.xml · derivative · entry 3

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,633

Underlying: Common Stock · 24,633 shares

Expires 2031-11-30

F3 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014413 · doc4.xml · nonDerivative · entry 2

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,108

F2 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

SEC source: 0001225208-21-014413 · doc4.xml · nonDerivative · entry 1

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,848

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three (3) separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

SEC source: 0001225208-21-014410 · doc4.xml · derivative · entry 3

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,680

Underlying: Common Stock · 187,680 shares

Expires 2031-11-30

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

SEC source: 0001225208-21-014410 · doc4.xml · nonDerivative · entry 2

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,501

F3 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one (1) share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.