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Nasdaq · USD

MTSI

MACOM Technology Solutions Holdings, Inc.

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3267
SEC CIK
0001493594
Parsed reports
739

Last 12 months

Inside the activity.

0 purchase rows · 177 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025036
Dec 2025018
Jan 202600
Feb 2026046
Mar 202600
Apr 202609
May 2026046
Jun 2026012
Jul 202600
Aug 202609
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2019 Filed Oct 31, 2019 23:06 UTC
Hwang Donghyun ThomasSVP, Global Sales
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000699 · edgar.xml · nonDerivative · entry 2

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,571

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 23:06 UTC
Hwang Donghyun ThomasSVP, Global Sales
GrantCommon Stock 7,477 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000699 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,571

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:56 UTC
Dennehy RobertSVP, Operations
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000697 · edgar.xml · nonDerivative · entry 2

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,387

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:56 UTC
Dennehy RobertSVP, Operations
GrantCommon Stock 8,004 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000697 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,387

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 22:31 UTC
Daly Stephen GDirector · President and CEO
GrantCommon Stock 25,274 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000695 · edgar.xml · nonDerivative · entry 1

Daly Stephen G · CIK 0001330184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,632

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:40 UTC
Kober JohnSenior VP and CFO
SaleCommon Stock 1,409 $15.76 $22,205.84
Disclosure

SEC source: 0000904454-19-000550 · edgar.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,779

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.76 to $15.77. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 20:29 UTC
Daly Stephen GDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 190,000 $0.00 Strike: $14.15 $0.00
Disclosure

SEC source: 0000904454-19-000462 · edgar.xml · derivative · entry 2

Daly Stephen G · CIK 0001330184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2026-05-15

F2 · derivative.exercise_date: The stock option vests in full if and when the closing price of the Common Stock equals or exceeds $38.37 per share for a period of 30 consecutive trading days, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

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May 31, 2019 Filed Jun 4, 2019 20:29 UTC
Daly Stephen GDirector · President and CEO
GrantCommon Stock 136,239 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000462 · edgar.xml · nonDerivative · entry 1

Daly Stephen G · CIK 0001330184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,358

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in nine installments as follows: (i) 27,247 RSUs vest on May 16, 2020, (ii) 13,623 RSUs vest on November 16, 2020, (iii) 13,623 RSUs vest on May 16, 2021, (iv) 13,623 RSUs vest on November 16, 2021, (v) 13,623 RSUs vest on May 16, 2022, (vi) 13,623 RSUs vest on November 16, 2022, (vii) 13,623 RSUs vest on May 16, 2023, (viii) 13,623 RSUs vest on November 16, 2023 and (ix) 13,631 RSUs vest on May 16, 2024; provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 21:13 UTC
Kober JohnSenior VP and CFO
GrantCommon Stock 63,836 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000458 · edgar.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,188

F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of Common Stock. The RSUs vest in installments as follows: (i) 17,127 RSUs vest on May 15, 2020; (ii) 18,684 RSUs vest on May 15, 2021; (iii) 18,684 RSUs vest on May 15, 2022; and (iv) 9,341 RSUs vest on May 15, 2023, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
May 22, 2019 Filed May 23, 2019 00:21 UTC
OCAMPO JOHN LDirector · Chairman · 10% owner
OCAMPO SUSANDirector · 10% owner
PurchaseCommon Stock 40,000 $13.35 $534,000.00
Disclosure

SEC source: 0000904454-19-000428 · edgar.xml · nonDerivative · entry 2

OCAMPO JOHN L · CIK 0001248224 · Director · Chairman · 10% owner

OCAMPO SUSAN · CIK 0001252243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ocampo Family Trust-2001

Disclosed balance after: 9,808,142

F2 · ownership.nature: The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.

Read SEC document
May 20, 2019 Filed May 23, 2019 00:21 UTC
OCAMPO JOHN LDirector · Chairman · 10% owner
OCAMPO SUSANDirector · 10% owner
PurchaseCommon Stock 60,000 $13.26 $795,600.00
Disclosure

SEC source: 0000904454-19-000428 · edgar.xml · nonDerivative · entry 1

OCAMPO JOHN L · CIK 0001248224 · Director · Chairman · 10% owner

OCAMPO SUSAN · CIK 0001252243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ocampo Family Trust-2001

Disclosed balance after: 9,768,142

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.20 to $13.40. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.

Read SEC document
May 17, 2019 Filed May 20, 2019 16:32 UTC
CARLSON DOUGLAS JSVP & GM, RF & Microwave
GrantCommon Stock 1,129 $12.03 $13,581.87
Disclosure

SEC source: 0000904454-19-000412 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,674

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 17, 2019 Filed May 20, 2019 21:03 UTC
Rajgarhia VivekSVP & GM, Lightwave
GrantCommon Stock 1,026 $12.03 $12,342.78
Disclosure

SEC source: 0000904454-19-000420 · edgar.xml · nonDerivative · entry 1

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,247

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 17, 2019 Filed May 20, 2019 21:07 UTC
Virk Preetinder S.SVP & GM, Networks
GrantCommon Stock 1,388 $12.03 $16,697.64
Disclosure

SEC source: 0000904454-19-000422 · edgar.xml · nonDerivative · entry 1

Virk Preetinder S. · CIK 0001417241 · SVP & GM, Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,559

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 17, 2019 Filed May 20, 2019 20:59 UTC
Hwang Donghyun ThomasSVP, Global Sales
GrantCommon Stock 981 $12.03 $11,801.43
Disclosure

SEC source: 0000904454-19-000418 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,094

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 17, 2019 Filed May 20, 2019 20:56 UTC
Dennehy RobertSVP, Operations
GrantCommon Stock 1,163 $12.03 $13,990.89
Disclosure

SEC source: 0000904454-19-000416 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,383

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2019 Filed May 17, 2019 18:16 UTC
CARLSON DOUGLAS JSVP & GM, RF & Microwave
Tax withholdingCommon Stock 292 $14.35 $4,190.20
Disclosure

SEC source: 0000904454-19-000402 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,545

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:35 UTC
Rajgarhia VivekSVP & GM, Lightwave
Tax withholdingCommon Stock 5,214 $14.35 $74,820.90
Disclosure

SEC source: 0000904454-19-000408 · edgar.xml · nonDerivative · entry 1

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,221

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:40 UTC
Virk Preetinder S.SVP & GM, Networks
Tax withholdingCommon Stock 4,258 $14.35 $61,102.30
Disclosure

SEC source: 0000904454-19-000410 · edgar.xml · nonDerivative · entry 1

Virk Preetinder S. · CIK 0001417241 · SVP & GM, Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,171

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:28 UTC
Hwang Donghyun ThomasSVP, Global Sales
Tax withholdingCommon Stock 1,152 $14.35 $16,531.20
Disclosure

SEC source: 0000904454-19-000406 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,113

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:21 UTC
Dennehy RobertSVP, Operations
Tax withholdingCommon Stock 1,214 $14.35 $17,420.90
Disclosure

SEC source: 0000904454-19-000404 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,220

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based restricted stock units on May 15, 2019.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:51 UTC
Croteau JohnSee Remarks
Tax withholdingCommon Stock 4,502 $14.35 $64,603.70
Disclosure

SEC source: 0000904454-19-000400 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,275

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 20:51 UTC GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000361 · edgar.xml · nonDerivative · entry 1

Hegarty Conor Noel · CIK 0001773438 · PFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,658

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in two equal annual installments on February 15, 2020 and February 15, 2021, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
April 09, 2019 Filed Apr 11, 2019 20:10 UTC
Rajgarhia VivekSVP & GM, Lightwave
SaleCommon Stock 1,782 $18.41 $32,806.62
Disclosure

SEC source: 0000904454-19-000357 · edgar.xml · nonDerivative · entry 1

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,435

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:04 UTC GrantCommon Stock 6,656 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000313 · edgar.xml · nonDerivative · entry 1

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,482

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on February 15, 2020, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:00 UTC GrantCommon Stock 6,656 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000311 · edgar.xml · nonDerivative · entry 1

VAN LUNSEN GIL J · CIK 0001205014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,531

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on February 15, 2020, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:49 UTC GrantCommon Stock 6,656 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000309 · edgar.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,805

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on February 15, 2020, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:02 UTC GrantCommon Stock 6,656 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003220 · edgar.xml · nonDerivative · entry 1

CHUNG PETER Y · CIK 0001239366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks.

Disclosed balance after: 32,993

F1 · shares: Represents restricted stock units granted to Mr. Chung as part of the director compensation program. The restricted stock units will settle on February 15, 2020, solely by delivery of an equal number of shares of Common Stock provided that Mr. Chung remains in continuous service with the Issuer through the vesting date.

F2 · ownership.nature: Mr. Chung holds any restricted stock units for the benefit of Summit Partners, L.P. which he has empowered to determine when the underlying shares will be sold and which is entitled to the proceeds of any such sales. Summit Partners, L.P., through a two-person Investment Committee, responsible for voting and investment decisions with respect to the Issuer, currently composed of Martin J. Mannion and Peter Y. Chung, has voting and dispositive authority over the shares and restricted stock units reported herein and therefore may be deemed to beneficially own such shares. Summit Partners, L.P., Mr. Mannion and Mr. Chung disclaims beneficial ownership of the shares of common stock and the restricted stock units, except to the extent of their pecuniary interest therein.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:45 UTC GrantCommon Stock 6,656 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000307 · edgar.xml · nonDerivative · entry 1

Daly Stephen G · CIK 0001330184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,119

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on February 15, 2020, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:49 UTC
Virk Preetinder S.SVP & GM, Networks
SaleCommon Stock 761 $19.20 $14,611.20
Disclosure

SEC source: 0000904454-19-000299 · edgar.xml · nonDerivative · entry 1

Virk Preetinder S. · CIK 0001417241 · SVP & GM, Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,429

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.18 to $19.20. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 21:15 UTC
Rajgarhia VivekSVP & GM, Lightwave
SaleCommon Stock 3,949 $17.95 $70,884.55
Disclosure

SEC source: 0000904454-19-000268 · edgar.xml · nonDerivative · entry 1

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,217

Read SEC document
February 15, 2019 Filed Feb 20, 2019 16:59 UTC
CARLSON DOUGLAS JSVP & GM, RF & Microwave
Tax withholdingCommon Stock 938 $17.77 $16,668.26
Disclosure

SEC source: 0000904454-19-000262 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP & GM, RF & Microwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,837

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2019.

F2 · balance_after: The reported ownership includes one share acquired under the Issuer's Employee Stock Purchase Plan on November 16, 2018.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:43 UTC
Rajgarhia VivekSVP & GM, Lightwave
Tax withholdingCommon Stock 1,157 $17.77 $20,559.89
Disclosure

SEC source: 0000904454-19-000266 · edgar.xml · nonDerivative · entry 1

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,166

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2019.

F2 · balance_after: The reported ownership includes 3,373 shares that were inadvertently omitted from the Reporting Person's original Form 3 and subsequent Form 4s, which have been reported on an Amendment to Form 3 filed on February 20, 2019.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC
Croteau JohnDirector · President and CEO
SaleCommon Stock 4,000 $17.08 $68,320.00
Disclosure

SEC source: 0000904454-19-000249 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,777

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.80 to $17.27. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 21:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,900 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000904454-19-000184 · edgar.xml · derivative · entry 4

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,900 shares

Expires 2020-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested in full on April 15, 2011.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 21:31 UTC Exercise / conversionCommon Stock 5,900 $2.00 $11,800.00
Disclosure

SEC source: 0000904454-19-000184 · edgar.xml · nonDerivative · entry 2

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,600 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000904454-19-000184 · edgar.xml · derivative · entry 3

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 4,600 shares

Expires 2020-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested in full on April 15, 2011.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 21:31 UTC Exercise / conversionCommon Stock 4,600 $2.00 $9,200.00
Disclosure

SEC source: 0000904454-19-000184 · edgar.xml · nonDerivative · entry 1

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 20, 2018 Filed Nov 21, 2018 22:18 UTC
MCMULLAN ROBERTSVP, Chief Financial Officer
SaleCommon Stock 15,000 $16.91 $253,650.00
Disclosure

SEC source: 0000904454-18-000763 · edgar.xml · nonDerivative · entry 1

MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,561

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.40 to $17.22. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 22:20 UTC
Rajgarhia VivekSVP & GM, Lightwave
SaleCommon Stock 3,373 $17.25 $58,184.25
Disclosure

SEC source: 0000904454-18-000765 · edgar.xml · nonDerivative · entry 1

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,950

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November 20, 2018 Filed Nov 21, 2018 22:15 UTC
Croteau JohnDirector · President and CEO
SaleCommon Stock 6,000 $17.16 $102,960.00
Disclosure

SEC source: 0000904454-18-000761 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,777

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.71 to $17.32. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 22:13 UTC
Behfar AlexSVP&Chief Scientist, Photonics
SaleCommon Stock 6,043 $17.07 $103,154.01
Disclosure

SEC source: 0000904454-18-000759 · edgar.xml · nonDerivative · entry 1

Behfar Alex · CIK 0001629171 · SVP&Chief Scientist, Photonics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,329

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.70 to $17.33. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 19, 2018 Filed Nov 19, 2018 23:44 UTC
MCMULLAN ROBERTSVP, Chief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 20,000 Not disclosed Strike: $29.80 Not disclosed
Disclosure

SEC source: 0000904454-18-000753 · edgar.xml · derivative · entry 1

MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-09-03

F1 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on September 3, 2015. In exchange, the Reporting Person was granted certain other performance awards.

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November 19, 2018 Filed Nov 19, 2018 23:35 UTC
Croteau JohnDirector · President and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $33.66 Not disclosed
Disclosure

SEC source: 0000904454-18-000751 · edgar.xml · derivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-05-05

F3 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on May 5, 2015. In exchange, the Reporting Person was granted certain other performance awards.

F2 · derivative.exercise_date: This stock option vested as to 20,000 shares on April 19, 2017 and as to 20,000 shares on November 9, 2017.

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November 19, 2018 Filed Nov 19, 2018 23:32 UTC
Rajgarhia VivekSVP & GM, Lightwave
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $34.46 Not disclosed
Disclosure

SEC source: 0000904454-18-000749 · edgar.xml · derivative · entry 2

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-04-22

F2 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on April 22, 2015. In exchange, the Reporting Person was granted certain other performance awards.

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November 19, 2018 Filed Nov 19, 2018 23:28 UTC
Dennehy RobertSVP, Operations
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $34.46 Not disclosed
Disclosure

SEC source: 0000904454-18-000746 · edgar.xml · derivative · entry 2

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-04-22

F2 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on April 22, 2015. In exchange, the Reporting Person was granted certain other performance awards.

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November 19, 2018 Filed Nov 19, 2018 23:26 UTC
Hwang Donghyun ThomasSVP, Global Sales
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $34.46 Not disclosed
Disclosure

SEC source: 0000904454-18-000744 · edgar.xml · derivative · entry 2

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-04-22

F2 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on April 22, 2015. In exchange, the Reporting Person was granted certain other performance awards.

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November 16, 2018 Filed Nov 19, 2018 23:35 UTC
Croteau JohnDirector · President and CEO
GrantCommon Stock 154 $15.31 $2,357.74
Disclosure

SEC source: 0000904454-18-000751 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,777

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

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November 16, 2018 Filed Nov 19, 2018 23:32 UTC
Rajgarhia VivekSVP & GM, Lightwave
GrantCommon Stock 203 $15.31 $3,107.93
Disclosure

SEC source: 0000904454-18-000749 · edgar.xml · nonDerivative · entry 1

Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,323

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

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November 16, 2018 Filed Nov 19, 2018 23:28 UTC
Dennehy RobertSVP, Operations
GrantCommon Stock 82 $15.31 $1,255.42
Disclosure

SEC source: 0000904454-18-000746 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,434

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.