Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267 | SVP & GM, Lightwave | May 17, 2019 | May 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MACOM Technology Solutions Holdings, Inc.
Report date May 17, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,247 |
Reported balance
After 2019-05-17 transaction · row 1
1 source rowRow 1 · 2019-05-17 · Grant · Acquired 1,026 · Balance 85,247 F1: Shares purchased under the Issuer's Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares purchased under the Issuer's Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2019 Filed May 20, 2019 21:03 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 1,026 | $12.03 | $12,342.78 |
DisclosureSEC source: 0000904454-19-000420 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,247 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2019 Filed May 17, 2019 22:35 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 5,214 | $14.35 | $74,820.90 |
DisclosureSEC source: 0000904454-19-000408 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,221 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 20:10 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 1,782 | $18.41 | $32,806.62 |
DisclosureSEC source: 0000904454-19-000357 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,435 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:15 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 3,949 | $17.95 | $70,884.55 |
DisclosureSEC source: 0000904454-19-000268 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,217 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:43 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 1,157 | $17.77 | $20,559.89 |
DisclosureSEC source: 0000904454-19-000266 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,166 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2019. F2 · balance_after: The reported ownership includes 3,373 shares that were inadvertently omitted from the Reporting Person's original Form 3 and subsequent Form 4s, which have been reported on an Amendment to Form 3 filed on February 20, 2019. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 22:20 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 3,373 | $17.25 | $58,184.25 |
DisclosureSEC source: 0000904454-18-000765 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,950 Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 23:32 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Disposition to issuerStock Option (Right to Buy) · Derivative | 10,000 | Not disclosed Strike: $34.46 | Not disclosed |
DisclosureSEC source: 0000904454-18-000749 · edgar.xml · derivative · entry 2 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-04-22 F2 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on April 22, 2015. In exchange, the Reporting Person was granted certain other performance awards. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:32 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 203 | $15.31 | $3,107.93 |
DisclosureSEC source: 0000904454-18-000749 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,323 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 06, 2018 Filed Nov 9, 2018 00:06 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 10,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000716 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,120 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:51 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 2,395 | $23.04 | $55,180.80 |
DisclosureSEC source: 0000904454-18-000451 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,078 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on June 29, 2018. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:10 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 5,435 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000395 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,473 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in full on May 15, 2021, provided that the Reporting Person remains in continuous service with the Issuer through such vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 20:58 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 3,000 | $22.55 | $67,650.00 |
DisclosureSEC source: 0000904454-18-000390 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,038 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.55 to $22.56. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2018 Filed May 24, 2018 20:51 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 622 | $19.25 | $11,973.50 |
DisclosureSEC source: 0000904454-18-000384 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,038 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:18 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 4,442 | $23.04 | $102,343.68 |
DisclosureSEC source: 0000904454-18-000347 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,416 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2018. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:18 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 1,445 | $20.27 | $29,290.15 |
DisclosureSEC source: 0000904454-18-000207 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,858 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2018. F2 · balance_after: The reported ownership includes 299 shares acquired under the Issuer's Employee Stock Purchase Plan on November 17, 2017. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 02:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $34.46 | $0.00 |
DisclosureSEC source: 0000904454-17-000664 · edgar.xml · derivative · entry 5 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2022-04-22 F5 · derivative.exercise_date: On April 22, 2015 the Reporting Person was granted an option to purchase 10,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On November 9, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option in full. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 02:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000904454-17-000664 · edgar.xml · derivative · entry 4 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2024-11-08 F4 · derivative.exercise_date: The stock option vests in full upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 02:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000664 · edgar.xml · nonDerivative · entry 3 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,004 F3 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in two equal annual installments on May 15, 2021 and May 15, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 02:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000664 · edgar.xml · nonDerivative · entry 2 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,504 F2 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on May 15, 2018, May 15, 2019 and May 15, 2020, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 02:07 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 4,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000664 · edgar.xml · nonDerivative · entry 1 Rajgarhia Vivek · CIK 0001453009 · SVP & GM, Lightwave 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,004 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.