Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MACOM Technology Solutions Holdings, Inc.MTSI · Entity 3267 | SVP, Chief Financial Officer | November 20, 2018 | November 21, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MACOM Technology Solutions Holdings, Inc.
Report date November 20, 2018 · Filed November 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,561 |
Reported balance
After 2018-11-20 transaction · row 1
1 source rowRow 1 · 2018-11-20 · Sale · Disposed 15,000 · Balance 52,561 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.40 to $17.22. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.40 to $17.22. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2018 Filed Nov 21, 2018 22:18 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 15,000 | $16.91 | $253,650.00 |
DisclosureSEC source: 0000904454-18-000763 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,561 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.40 to $17.22. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 23:44 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $29.80 | Not disclosed |
DisclosureSEC source: 0000904454-18-000753 · edgar.xml · derivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-09-03 F1 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on September 3, 2015. In exchange, the Reporting Person was granted certain other performance awards. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 23:44 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 14,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-18-000706 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,561 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. Read SEC document |
| May 18, 2018 Filed May 24, 2018 20:29 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 761 | $19.25 | $14,649.25 |
DisclosureSEC source: 0000904454-18-000372 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,474 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 8,532 | $23.04 | $196,577.28 |
DisclosureSEC source: 0000904454-18-000349 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,713 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based restricted stock units on May 15, 2018. F2 · balance_after: Reflects a rounding-based de minimus adjustment to the number of shares previously reported as being held by the Reporting Person. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 13:35 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 159 | $27.92 | $4,439.28 |
DisclosureSEC source: 0000904454-17-000686 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,244 F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 01:46 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000904454-17-000654 · edgar.xml · derivative · entry 5 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2024-11-08 F6 · derivative.exercise_date: The stock option vests in full upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 01:46 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 4,724 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000654 · edgar.xml · nonDerivative · entry 4 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,085 F5 · shares: Represents PRSUs granted on November 9, 2016 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 01:46 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 7,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000654 · edgar.xml · nonDerivative · entry 3 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,361 F4 · shares: Represents PRSUs granted on November 13, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 01:46 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 7,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000654 · edgar.xml · nonDerivative · entry 2 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,629 F3 · shares: Represents performance-based restricted stock units ("PRSUs") granted on April 22, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date. Read SEC document |
| November 09, 2017 Filed Nov 15, 2017 01:46 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 5,919 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-17-000654 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,767 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. F2 · balance_after: The reported ownership includes 342 shares acquired under the Issuer's Employee Stock Purchase Plan on May 19, 2017. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:10 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0000904454-17-000376 · edgar.xml · derivative · entry 3 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2024-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option was granted on 04/29/2014 and was to vest immediately upon the Common Stock achieving a market price of $32.55 per share, which occurred on 01/23/2015. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:10 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 30,000 | $56.24 | $1,687,200.00 |
DisclosureSEC source: 0000904454-17-000376 · edgar.xml · nonDerivative · entry 2 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,506 F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:10 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Exercise / conversionCommon Stock | 30,000 | $17.50 | $525,000.00 |
DisclosureSEC source: 0000904454-17-000376 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:11 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 11,311 | $51.31 | $580,367.41 |
DisclosureSEC source: 0000904454-17-000364 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,506 F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based restricted stock units on May 15, 2017. F2 · balance_after: Reflects an adjustment to account for a rounding-based de minimus discrepancy between the of the number of shares previously reported as being issued to the Reporting Person upon the vesting of performance-based stock units on November 9, 2016 and the number of such shares released to the Reporting Person on May 15, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:43 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 8,563 | $47.60 | $407,598.80 |
DisclosureSEC source: 0000904454-17-000123 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,820 Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:41 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $40.25 | $0.00 |
DisclosureSEC source: 0000904454-16-001558 · edgar.xml · derivative · entry 4 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2023-11-08 F5 · derivative.exercise_date: The stock option vests in full upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:41 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 7,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-16-001558 · edgar.xml · nonDerivative · entry 3 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,471 F4 · shares: Represents performance-based restricted stock units ("PRSUs") granted on November 13, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2016. These PRSUs will settle in shares of Common Stock on May 15, 2017, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:41 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 7,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-16-001558 · edgar.xml · nonDerivative · entry 2 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,739 F3 · shares: Represents performance-based restricted stock units ("PRSUs") granted on April 22, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2016. These PRSUs will settle in shares of Common Stock on May 15, 2017, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 23:41 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | GrantCommon Stock | 4,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000904454-16-001558 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,877 F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2018, May 15, 2019, May 15, 2020 and May 15, 2021, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date. F2 · balance_after: The reported ownership includes 779 shares acquired under the Issuer's Employee Stock Purchase Plan in May 2016. Read SEC document |
| September 02, 2016 Filed Jan 13, 2017 00:30 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | SaleCommon Stock | 4,894 | $43.50 | $212,889.00 |
DisclosureSEC source: 0000904454-17-000041 · edgar.xml · nonDerivative · entry 2 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,383 F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934. F3 · balance_after: The number of shares reported in Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 since the date of the transaction reported herein. Read SEC document |
| May 15, 2016 Filed Jan 13, 2017 00:30 UTC | MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 | Tax withholdingCommon Stock | 9,194 | $36.80 | $338,339.20 |
DisclosureSEC source: 0000904454-17-000041 · edgar.xml · nonDerivative · entry 1 MCMULLAN ROBERT · CIK 0001191087 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,277 F1 · shares: Reflects an adjustment to correct a previous inadvertent reporting error, to exclude shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based restricted stock units on May 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.