Last 12 months
Inside the activity.
1 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 14 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2003 Filed Sep 3, 2003 22:58 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 4,500 | $28.22 | $126,990.00 |
DisclosureSEC source: 0001193099-03-000012 · edgar.xml · nonDerivative · entry 5 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,304 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 22:58 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 500 | $28.21 | $14,105.00 |
DisclosureSEC source: 0001193099-03-000012 · edgar.xml · nonDerivative · entry 4 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,804 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 22:58 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 4,500 | $28.16 | $126,720.00 |
DisclosureSEC source: 0001193099-03-000012 · edgar.xml · nonDerivative · entry 3 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,304 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 22:58 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 500 | $28.15 | $14,075.00 |
DisclosureSEC source: 0001193099-03-000012 · edgar.xml · nonDerivative · entry 2 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,804 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 22:58 UTC |
BACH ROBERT JSenior Vice President
|
Exercise / conversionCommon Stock | 25,000 | $5.66 | $141,407.50 |
DisclosureSEC source: 0001193099-03-000012 · edgar.xml · nonDerivative · entry 1 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:23 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 50,000 | $28.20 | $1,410,000.00 |
DisclosureSEC source: 0001193117-03-000027 · edgar.xml · nonDerivative · entry 6 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,099,280 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:23 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 50,000 | $28.15 | $1,407,500.00 |
DisclosureSEC source: 0001193117-03-000027 · edgar.xml · nonDerivative · entry 5 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,149,280 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:23 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 50,000 | $28.10 | $1,405,000.00 |
DisclosureSEC source: 0001193117-03-000027 · edgar.xml · nonDerivative · entry 4 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,199,280 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:23 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 50,000 | $28.05 | $1,402,500.00 |
DisclosureSEC source: 0001193117-03-000027 · edgar.xml · nonDerivative · entry 3 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,249,280 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:23 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 50,000 | $28.00 | $1,400,000.00 |
DisclosureSEC source: 0001193117-03-000027 · edgar.xml · nonDerivative · entry 2 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,299,280 Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:23 UTC |
SHIRLEY JON ADirector
|
GiftCommon Stock | 90,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001193117-03-000027 · edgar.xml · nonDerivative · entry 1 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,349,280 Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 16:27 UTC |
RAIKES JEFFREY SGroup Vice President
|
SaleCommon Stock | 15,134 | $28.22 | $427,081.48 |
DisclosureSEC source: 0001193112-03-000007 · edgar.xml · nonDerivative · entry 4 RAIKES JEFFREY S · CIK 0001193112 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F2 · shares: 401(k) balance as of August 31, 2003. Represents intra-plan transfer out of all MSFT shares acquired under the Microsoft 401(k) plan. Read SEC document |
| September 03, 2003 Filed Sep 5, 2003 16:27 UTC |
RAIKES JEFFREY SGroup Vice President
|
SaleCommon Stock | 500,000 | $27.92 | $13,960,250.00 |
DisclosureSEC source: 0001193112-03-000007 · edgar.xml · nonDerivative · entry 1 RAIKES JEFFREY S · CIK 0001193112 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,781,181 Read SEC document |
| September 03, 2003 Filed Sep 12, 2003 22:46 UTC Amendment |
RAIKES JEFFREY SGroup Vice President
|
SaleCommon Stock | 15,134 | $28.22 | $427,081.48 |
DisclosureSEC source: 0001193112-03-000009 · edgar.xml · nonDerivative · entry 4 RAIKES JEFFREY S · CIK 0001193112 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F2 · shares: 401(k) balance as of August 31, 2003. Represents intra-plan transfer out of all MSFT shares acquired under the Microsoft 401(k) plan. Read SEC document |
| September 03, 2003 Filed Sep 12, 2003 22:46 UTC Amendment |
RAIKES JEFFREY SGroup Vice President
|
SaleCommon Stock | 500,000 | $27.92 | $13,960,250.00 |
DisclosureSEC source: 0001193112-03-000009 · edgar.xml · nonDerivative · entry 1 RAIKES JEFFREY S · CIK 0001193112 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,781,181 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. F3 · kind: This amendment is being filed solely to clarify that the sale of these shares was effected pursuant to a 10b5-1 sales plan. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:25 UTC |
ALLCHIN JAMES EGroup Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $2.98 | $0.00 |
DisclosureSEC source: 0001193096-03-000005 · edgar.xml · derivative · entry 4 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,000 Underlying: Common Stock · 60,000 shares Expires 2004-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:25 UTC |
ALLCHIN JAMES EGroup Vice President
|
SaleCommon Stock | 60,000 | $26.92 | $1,615,200.00 |
DisclosureSEC source: 0001193096-03-000005 · edgar.xml · nonDerivative · entry 2 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,480 Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:25 UTC |
ALLCHIN JAMES EGroup Vice President
|
Exercise / conversionCommon Stock | 60,000 | $2.98 | $179,064.00 |
DisclosureSEC source: 0001193096-03-000005 · edgar.xml · nonDerivative · entry 1 ALLCHIN JAMES E · CIK 0001193096 · Group Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:26 UTC |
BACH ROBERT JSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001193099-03-000011 · edgar.xml · derivative · entry 8 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,960 Underlying: Common Stock · 25,000 shares Expires 2005-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:26 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 5,000 | $27.10 | $135,500.00 |
DisclosureSEC source: 0001193099-03-000011 · edgar.xml · nonDerivative · entry 6 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,833 Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:26 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 5,000 | $27.05 | $135,250.00 |
DisclosureSEC source: 0001193099-03-000011 · edgar.xml · nonDerivative · entry 5 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:26 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 5,000 | $26.95 | $134,750.00 |
DisclosureSEC source: 0001193099-03-000011 · edgar.xml · nonDerivative · entry 4 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,833 Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:26 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 5,000 | $26.80 | $134,000.00 |
DisclosureSEC source: 0001193099-03-000011 · edgar.xml · nonDerivative · entry 3 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,833 Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:26 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 5,000 | $26.78 | $133,900.00 |
DisclosureSEC source: 0001193099-03-000011 · edgar.xml · nonDerivative · entry 2 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,833 Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:26 UTC |
BACH ROBERT JSenior Vice President
|
Exercise / conversionCommon Stock | 25,000 | $5.66 | $141,407.50 |
DisclosureSEC source: 0001193099-03-000011 · edgar.xml · nonDerivative · entry 1 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:29 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 16,500 | $26.65 | $439,725.00 |
DisclosureSEC source: 0001193117-03-000026 · edgar.xml · nonDerivative · entry 4 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,439,778 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:29 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 30,000 | $26.67 | $800,100.00 |
DisclosureSEC source: 0001193117-03-000026 · edgar.xml · nonDerivative · entry 3 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,456,278 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:29 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 25,500 | $26.63 | $679,065.00 |
DisclosureSEC source: 0001193117-03-000026 · edgar.xml · nonDerivative · entry 2 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,486,278 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| September 02, 2003 Filed Sep 2, 2003 21:29 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 21,000 | $26.61 | $558,810.00 |
DisclosureSEC source: 0001193117-03-000026 · edgar.xml · nonDerivative · entry 1 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,511,778 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| September 02, 2003 Filed Sep 3, 2003 22:58 UTC |
BACH ROBERT JSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001193099-03-000012 · edgar.xml · derivative · entry 10 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,960 Underlying: Common Stock · 25,000 shares Expires 2005-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 18:03 UTC |
BACH ROBERT JSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001193099-03-000010 · edgar.xml · derivative · entry 4 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,960 Underlying: Common Stock · 5,000 shares Expires 2005-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 18:03 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 3,000 | $26.50 | $79,500.00 |
DisclosureSEC source: 0001193099-03-000010 · edgar.xml · nonDerivative · entry 3 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,833 Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 18:03 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 2,000 | $26.55 | $53,100.00 |
DisclosureSEC source: 0001193099-03-000010 · edgar.xml · nonDerivative · entry 2 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,833 Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 18:03 UTC |
BACH ROBERT JSenior Vice President
|
Exercise / conversionCommon Stock | 5,000 | $5.66 | $28,281.50 |
DisclosureSEC source: 0001193099-03-000010 · edgar.xml · nonDerivative · entry 1 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Oct 28, 2003 23:51 UTC |
BURGUM DOUGLAS JSenior Vice President
|
GrantCommon Stock | 9,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001054822-03-000018 · edgar.xml · nonDerivative · entry 1 BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,052 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:04 UTC |
Connors John GSenior Vice President and CFO
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001116726-03-000002 · edgar.xml · nonDerivative · entry 1 CONNORS JOHN G · CIK 0001116726 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,443 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 28, 2003 23:50 UTC |
BACH ROBERT JSenior Vice President
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193099-03-000013 · edgar.xml · nonDerivative · entry 1 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,304 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:03 UTC |
DEPIETRO KENNETH ACorporate Vice President
|
GrantCommon Stock | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001215228-03-000002 · edgar.xml · nonDerivative · entry 1 DEPIETRO KENNETH A · CIK 0001215228 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:00 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001193102-03-000003 · edgar.xml · nonDerivative · entry 1 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,240 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:05 UTC |
RUDDER ERIC DSenior Vice President
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001193115-03-000004 · edgar.xml · nonDerivative · entry 1 RUDDER ERIC D · CIK 0001193115 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,080 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:07 UTC |
SMITH BRADFORD LSenior Vice President
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001193119-03-000003 · edgar.xml · nonDerivative · entry 1 SMITH BRADFORD L · CIK 0001193119 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,391 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:02 UTC |
COLE DAVID WAYNESenior Vice President
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001196623-03-000005 · edgar.xml · nonDerivative · entry 1 COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,920 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Oct 29, 2003 00:05 UTC |
MATHEW MICHCorporate Vice President
|
GrantCommon Stock | 8,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001248254-03-000011 · edgar.xml · nonDerivative · entry 1 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,060 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Read SEC document |
| August 29, 2003 Filed Mar 29, 2004 23:36 UTC Amendment |
BURGUM DOUGLAS JSenior Vice President
|
GrantCommon Stock | 9,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001054822-04-000002 · edgar.xml · nonDerivative · entry 1 BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 875,052 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. F2 · balance_after: This amendment is being filed solely to correct a typo in the number of shares owned following the transaction. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:08 UTC |
BURGUM DOUGLAS JSenior Vice President
|
GrantPerformance Rights · Derivative | 58,080 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001054822-04-000006 · edgar.xml · derivative · entry 3 BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,080 Underlying: Common Stock · 58,080 shares Expires 2008-08-31 F3 · derivative.exercise_price: 1-for-1 F4 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F5 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F4 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:06 UTC |
BACH ROBERT JSenior Vice President
|
GrantPerformance Rights · Derivative | 66,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193112-04-000007 · edgar.xml · derivative · entry 2 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 66,000 shares Expires 2008-08-31 F2 · derivative.exercise_price: 1-for-1 F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:13 UTC Amendment |
Connors John GSenior Vice President
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GrantPerformance Rights · Derivative | 72,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193123-04-000004 · edgar.xml · derivative · entry 4 CONNORS JOHN G · CIK 0001116726 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,600 Underlying: Common Stock · 72,600 shares Expires 2008-08-31 F2 · derivative.exercise_price: 1-for-1 F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:14 UTC Amendment |
COURTOIS JEAN PHILIPPESenior Vice President
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GrantPerformance Rights · Derivative | 66,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193123-04-000005 · edgar.xml · derivative · entry 5 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 66,000 shares Expires 2008-08-31 F1 · derivative.exercise_price: 1-for-1 F2 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F3 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F2 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F2 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:16 UTC Amendment |
DEPIETRO KENNETH ACorporate Vice President
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GrantPerformance Rights · Derivative | 33,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193123-04-000006 · edgar.xml · derivative · entry 2 DEPIETRO KENNETH A · CIK 0001215228 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2008-08-31 F2 · derivative.exercise_price: 1-for-1 F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
| August 29, 2003 Filed Aug 13, 2004 23:17 UTC Amendment |
MATHEW MICHCorporate Vice President
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GrantPerformance Rights · Derivative | 33,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193123-04-000007 · edgar.xml · derivative · entry 6 MATHEW MICH · CIK 0001248254 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2008-08-31 F3 · derivative.exercise_price: 1-for-1 F4 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F5 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date. F4 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. F4 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.